We study generalized symmetries of quantum field theories in 1+1D generated by topological defect lines with no inverse. This paper follows our companion paper on gapped phases and anomalies associated with these symmetries. In the present work we fo
cus on identifying fusion category symmetries, using both specialized 1+1D methods such as the modular bootstrap and (rational) conformal field theory (CFT), as well as general methods based on gauging finite symmetries, that extend to all dimensions. We apply these methods to $c = 1$ CFTs and uncover a rich structure. We find that even those $c = 1$ CFTs with only finite group-like symmetries can have continuous fusion category symmetries, and prove a Noether theorem that relates such symmetries in general to non-local conserved currents. We also use these symmetries to derive new constraints on RG flows between 1+1D CFTs.
A global symmetry of a quantum field theory is said to have an t Hooft anomaly if it cannot be promoted to a local symmetry of a gauged theory. In this paper, we show that the anomaly is also an obstruction to defining symmetric boundary conditions.
This applies to Lorentz symmetries with gravitational anomalies as well. For theories with perturbative anomalies, we demonstrate the obstruction by analyzing the Wess-Zumino consistency conditions and current Ward identities in the presence of a boundary. We then recast the problem in terms of symmetry defects and find the same conclusions for anomalies of discrete and orientation-reversing global symmetries, up to the conjecture that global gravitational anomalies, which may not be associated with any diffeomorphism symmetry, also forbid the existence of boundary conditions. This conjecture holds for known gravitational anomalies in $D le 3$ which allows us to conclude the obstruction result for $D le 4$.
Topology in quantum matter is typically associated with gapped phases. For example, in symmetry protected topological (SPT) phases, the bulk energy gap localizes edge modes near the boundary. In this work we identify a new mechanism that leads to top
ological phases which are not only gapless but where the absence of a gap is essential. These `intrinsically gapless SPT phases have no gapped counterpart and are hence also distinct from recently discovered examples of gapless SPT phases. The essential ingredient of these phases is that on-site symmetries act in an anomalous fashion at low energies. Intrinsically gapless SPT phases are found to display several unique properties including (i) protected edge modes that are impossible to realize in a gapped system with the same symmetries, (ii) string order parameters that are likewise forbidden in gapped phases, and (iii) constraints on the phase diagram obtained upon perturbing the phase. We verify predictions of the general theory in a specific realization protected by $mathbb Z_4$ symmetry, the one dimensional Ising-Hubbard chain, using both numerical simulations and effective field theory. We also discuss extensions to higher dimensions and possible experimental realizations.
A system with charge conservation and lattice translation symmetry has a well-defined filling $ u$, which is a real number representing the average charge per unit cell. We show that if $ u$ is fractional (i.e. not an integer), this imposes very stro
ng constraints on the low-energy theory of the system and give a framework to understand such constraints in great generality, vastly generalizing the Luttinger and Lieb-Schultz-Mattis theorems. The most powerful constraint comes about if $ u$ is continuously tunable (i.e. the system is charge-compressible), in which case we show that the low-energy theory must have a very large emergent symmetry group -- larger than any compact Lie group. An example is the Fermi surface of a Fermi liquid, where the charge at every point on the Fermi surface is conserved. We expect that in many, if not all, cases, even exotic non-Fermi liquids will have the same emergent symmetry group as a Fermi liquid, even though they could have very different dynamics. We call a system with this property an ersatz Fermi liquid. We show that ersatz Fermi liquids share a number of properties in common with Fermi liquids, including Luttingers theorem (which is thus extended to a large class of non-Fermi liquids) and periodic quantum oscillations in the response to an applied magnetic field. We also establis
We study aspects of Berry phase in gapped many-body quantum systems by means of effective field theory. Once the parameters are promoted to spacetime-dependent background fields, such adiabatic phases are described by Wess-Zumino-Witten (WZW) and sim
ilar terms. In the presence of symmetries, there are also quantized invariants capturing generalized Thouless pumps. Consideration of these terms provides constraints on the phase diagram of many-body systems, implying the existence of gapless points in the phase diagram which are stable for topological reasons. We describe such diabolical points, realized by free fermions and gauge theories in various dimensions, which act as sources of higher Berry curvature and are protected by the quantization of the corresponding WZW terms or Thouless pump terms. These are analogous to Weyl nodes in a semimetal band structure. We argue that in the presence of a boundary, there are boundary diabolical points---parameter values where the boundary gap closes---which occupy arcs ending at the bulk diabolical points. Thus the boundary has an anomaly in the space of couplings in the sense of Cordova et al. Consideration of the topological effective action for the parameters also provides some new checks on conjectured infrared dualities and deconfined quantum criticality in 2+1d.
We study effectively one-dimensional systems that emerge at the edge of a two-dimensional topologically ordered state, or at the boundary between two topologically ordered states. We argue that anyons of the bulk are associated with emergent symmetri
es of the edge, which play a crucial role in the structure of its phase diagram. Using this symmetry principle, transitions between distinct gapped phases at the boundaries of Abelian states can be understood in terms of symmetry breaking transitions or transitions between symmetry protected topological phases. Yet more exotic phenomena occur when the bulk hosts non-Abelian anyons. To demonstrate these principles, we explore the phase diagrams of the edges of a single and a double layer of the toric code, as well as those of domain walls in a single and double-layer Kitaev spin liquid (KSL). In the case of the KSL, we find that the presence of a non-Abelian anyon in the bulk enforces Kramers-Wannier self-duality as a symmetry of the effective boundary theory. These examples illustrate a number of surprising phenomena, such as spontaneous duality-breaking, two-sector phase transitions, and unfreezing of marginal operators at a transition between different gapless phases.
We derive a canonical form for 2-group gauge theory in 3+1D which shows they are either equivalent to Dijkgraaf-Witten theory or to the so-called EF1 topological order of Lan-Wen. According to that classification, recently argued from a different poi
nt of view by Johnson-Freyd, this amounts to a very large class of all 3+1D TQFTs. We use this canonical form to compute all possible anomalies of 2-group gauge theory which may occur without spontaneous symmetry breaking, providing a converse of the recent symmetry-enforced-gaplessness constraints of Cordova-Ohmori and also uncovering some possible new examples. On the other hand, in cases where the anomaly is matched by a TQFT, we try to provide the simplest possible such TQFT. For example, with anomalies involving time reversal, $mathbb{Z}_2$ gauge theory almost always works.
We study generalized discrete symmetries of quantum field theories in 1+1D generated by topological defect lines with no inverse. In particular, we describe t Hooft anomalies and classify gapped phases stabilized by these symmetries, including new 1+
1D topological phases. The algebra of these operators is not a group but rather is described by their fusion ring and crossing relations, captured algebraically as a fusion category. Such data defines a Turaev-Viro/Levin-Wen model in 2+1D, while a 1+1D system with this fusion category acting as a global symmetry defines a boundary condition. This is akin to gauging a discrete global symmetry at the boundary of Dijkgraaf-Witten theory. We describe how to ungauge the fusion category symmetry in these boundary conditions and separate the symmetry-preserving phases from the symmetry-breaking ones. For Tambara-Yamagami categories and their generalizations, which are associated with Kramers-Wannier-like self-dualities under orbifolding, we develop gauge theoretic techniques which simplify the analysis. We include some examples of CFTs with fusion category symmetry derived from Kramers-Wannier-like dualities as an appetizer for the Part II companion paper.
Symmetries in Quantum Field Theory may have t Hooft anomalies. If the symmetry is unbroken in the vacuum, the anomaly implies a nontrivial low-energy limit, such as gapless modes or a topological field theory. If the symmetry is spontaneously broken,
for the continuous case, the anomaly implies low-energy theorems about certain couplings of the Goldstone modes. Here we study the case of spontaneously broken discrete symmetries, such as Z/2 and T. Symmetry breaking leads to domain walls, and the physics of the domain walls is constrained by the anomaly. We investigate how the physics of the domain walls leads to a matching of the original discrete anomaly. We analyze the symmetry structure on the domain wall, which requires a careful analysis of some properties of the unbreakable CPT symmetry. We demonstrate the general results on some examples and we explain in detail the mod 4 periodic structure that arises in the Z/2 and T case. This gives a physical interpretation for the Smith isomorphism, which we also extend to more general abelian groups. We show that via symmetry breaking and the analysis of the physics on the wall, the computations of certain discrete anomalies are greatly simplified. Using these results we perform new consistency checks on the infrared phases of 2+1 dimensional QCD.
The Lieb-Schultz-Mattis (LSM) theorem states that a spin system with translation and spin rotation symmetry and half-integer spin per unit cell does not admit a gapped symmetric ground state lacking fractionalized excitations. That is, the ground sta
te must be gapless, spontaneously break a symmetry, or be a gapped spin liquid. Thus, such systems are natural spin-liquid candidates if no ordering is found. In this work, we give a much more general criterion that determines when an LSM-type theorem holds in a spin system. For example, we consider quantum magnets with arbitrary space group symmetry and/or spin-orbit coupling. Our criterion is intimately connected to recent work on the general classification of topological phases with spatial symmetries and also allows for the computation of an anomaly associated with the existence of an LSM theorem. Moreover, our framework is also general enough to encompass recent works on SPT-LSM theorems where the system admits a gapped symmetric ground state without fractionalized excitations, but such a ground state must still be non-trivial in the sense of symmetry-protected topological (SPT) phases.
