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Compact User-Side Reconfigurable Intelligent Surfaces for Uplink Transmission

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 Added by Kunzan Liu
 Publication date 2021
and research's language is English




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Large-scale antenna arrays employed by the base station (BS) constitute an essential next-generation communications technique. However, due to the constraints of size, cost, and power consumption, it is usually considered unrealistic to use a large-scale antenna array at the user side. Inspired by the emerging technique of reconfigurable intelligent surfaces (RIS), we firstly propose the concept of user-side RIS (US-RIS) for facilitating the employment of a large-scale antenna array at the user side in a cost- and energy-efficient way. In contrast to the existing employments of RIS, which belong to the family of base-station-side RISs (BSS-RISs), the US-RIS concept by definition facilitates the employment of RIS at the user side for the first time. This is achieved by conceiving a multi-layer structure to realize a compact form-factor. Furthermore, our theoretical results demonstrate that, in contrast to the existing single-layer structure, where only the phase of the signal reflected from RIS can be adjusted, the amplitude of the signal penetrating multi-layer US-RIS can also be partially controlled, which brings about a new degree of freedom (DoF) for beamformer design that can be beneficially exploited for performance enhancement. In addition, based on the proposed multi-layer US-RIS, we formulate the signal-to-noise ratio (SNR) maximization problem of US-RIS-aided communications. Due to the non-convexity of the problem introduced by this multi-layer structure, we propose a multi-layer transmit beamformer design relying on an iterative algorithm for finding the optimal solution by alternately updating each variable. Finally, our simulation results verify the superiority of the proposed multi-layer US-RIS as a compact realization of a large-scale antenna array at the user side for uplink transmission.



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Reconfigurable intelligent surfaces (RISs) are planar structures with attached electronic circuitry that enable a partially programmable communication environment. RIS operation can be regarded as nearly passive since it acts by simply reflecting the impinging traveling waves towards desired directions, thus requiring energy only for the reconfiguration of its reflective elements (REs). This paper tackles the problem of wirelessly powering RIS circuitry via control signaling. Simultaneous wireless information and power transfer (SWIPT) is considered by taking into account two basic principles: that signal quality of the control signals is sufficient for information detection, and that there is enough harvested energy for the reconfiguration. Some of the most common SWIPT receivers (time sharing, power splitting, dynamic power splitting, and antenna selection) are studied and the corresponding proposed optimization problems implementing the aforementioned principles are formulated and solved in closed form. Numerical results show the effectiveness of the proposed methods in the presence of received power fluctuations.
169 - Hehao Niu , Zheng Chu , Fuhui Zhou 2021
In this work, we investigate a novel simultaneous transmission and reflection reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output downlink system, where three practical transmission protocols, namely, energy splitting (ES), mode selection (MS), and time splitting (TS), are studied. For the system under consideration, we maximize the weighted sum rate with multiple coupled variables. To solve this optimization problem, a block coordinate descent algorithm is proposed to reformulate this problem and design the precoding matrices and the transmitting and reflecting coefficients (TARCs) in an alternate manner. Specifically, for the ES scheme, the precoding matrices are solved using the Lagrange dual method, while the TARCs are obtained using the penalty concave-convex method. Additionally, the proposed method is extended to the MS scheme by solving a mixed-integer problem. Moreover, we solve the formulated problem for the TS scheme using a one-dimensional search and the Majorization-Minimization technique. Our simulation results reveal that: 1) Simultaneous transmission and reflection RIS (STAR-RIS) can achieve better performance than reflecting-only RIS; 2) In unicast communication, TS scheme outperforms the ES and MS schemes, while in broadcast communication, ES scheme outperforms the TS and MS schemes.
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