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Register a new userSingle-RF Multi-User Communication Through Reconfigurable Intelligent Surfaces: An Information-Theoretic Analysis
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Reconfigurable intelligent surfaces (RISs) are typically used in multi-user systems to mitigate interference among active transmitters. In contrast, this paper studies a setting with a conventional active encoder as well as a passive encoder that modulates the reflection pattern of the RIS. The RIS hence serves the dual purpose of improving the rate of the active encoder and of enabling communication from the second encoder. The capacity region is characterized, and information-theoretic insights regarding the trade-offs between the rates of the two encoders are derived by focusing on the high- and low-power regimes.
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Large-scale antenna arrays employed by the base station (BS) constitute an essential next-generation communications technique. However, due to the constraints of size, cost, and power consumption, it is usually considered unrealistic to use a large-scale antenna array at the user side. Inspired by the emerging technique of reconfigurable intelligent surfaces (RIS), we firstly propose the concept of user-side RIS (US-RIS) for facilitating the employment of a large-scale antenna array at the user side in a cost- and energy-efficient way. In contrast to the existing employments of RIS, which belong to the family of base-station-side RISs (BSS-RISs), the US-RIS concept by definition facilitates the employment of RIS at the user side for the first time. This is achieved by conceiving a multi-layer structure to realize a compact form-factor. Furthermore, our theoretical results demonstrate that, in contrast to the existing single-layer structure, where only the phase of the signal reflected from RIS can be adjusted, the amplitude of the signal penetrating multi-layer US-RIS can also be partially controlled, which brings about a new degree of freedom (DoF) for beamformer design that can be beneficially exploited for performance enhancement. In addition, based on the proposed multi-layer US-RIS, we formulate the signal-to-noise ratio (SNR) maximization problem of US-RIS-aided communications. Due to the non-convexity of the problem introduced by this multi-layer structure, we propose a multi-layer transmit beamformer design relying on an iterative algorithm for finding the optimal solution by alternately updating each variable. Finally, our simulation results verify the superiority of the proposed multi-layer US-RIS as a compact realization of a large-scale antenna array at the user side for uplink transmission.
This article focuses on the exploitation of reconfigurable intelligent surfaces (RISs) in multi-user networks employing orthogonal multiple access (OMA) or non-orthogonal multiple access (NOMA), with an emphasis on investigating the interplay between NOMA and RIS. Depending on whether the RIS reflection coefficients can be adjusted only once or multiple times during one transmission, we distinguish between static and dynamic RIS configurations. In particular, the capacity region of RIS aided single-antenna NOMA networks is characterized and compared with the OMA rate region from an information-theoretic perspective, revealing that the dynamic RIS configuration is capacity-achieving. Then, the impact of the RIS deployment location on the performance of different multiple access schemes is investigated, which reveals that asymmetric and symmetric deployment strategies are preferable for NOMA and OMA, respectively. Furthermore, for RIS aided multiple-antenna NOMA networks, three novel joint active and passive beamformer designs are proposed based on both beamformer based and cluster based strategies. Finally, open research problems for RIS-NOMA networks are highlighted.
Recent considerations for reconfigurable intelligent surfaces (RISs) assume that RISs can convey information by reflection without the need of transmit radio frequency chains, which, however, is a challenging task. In this paper, we propose an RIS-enhanced multiple-input single-output system with reflection pattern modulation, where the RIS can configure its reflection state for boosting the received signal power via passive beamforming and simultaneously conveying its own information via reflection. We formulate an optimization problem to maximize the average received signal power by jointly optimizing the active beamforming at the access point (AP) and passive beamforming at the RIS for the case where the RISs state information is statistically known by the AP, and propose a high-quality suboptimal solution based on the alternating optimization technique. We analyze the asymptotic outage probability of the proposed scheme under Rayleigh fading channels, for which a closed-form expression is derived. The achievable rate of the proposed scheme is also investigated for the case where the transmitted symbol is drawn from a finite constellation. Simulation results validate the effectiveness of the proposed scheme and reveal the effect of various system parameters on the achievable rate performance. It is shown that the proposed scheme outperforms the conventional RIS-assisted system without information transfer in terms of achievable rate performance.
Intelligent reflecting surface (IRS) is a new promising technology that is able to reconfigure the wireless propagation channel via smart and passive signal reflection. In this paper, we investigate the capacity region of a two-user communication network with one access point (AP) aided by $M$ IRS elements for enhancing the user-AP channels, where the IRS incurs negligible delay, thus the user-AP channels via the IRS follow the classic discrete memoryless channel model. In particular, we consider two practical IRS deployment strategies that lead to different effective channels between the users and AP, namely, the distributed deployment where the $M$ elements form two IRSs, each deployed in the vicinity of one user, versus the centralized deployment where all the $M$ elements are deployed in the vicinity of the AP. First, we consider the uplink multiple-access channel (MAC) and derive the capacity/achievable rate regions for both deployment strategies under different multiple access schemes. It is shown that the centralized deployment generally outperforms the distributed deployment under symmetric channel setups in terms of achievable user rates. Next, we extend the results to the downlink broadcast channel (BC) by leveraging the celebrated uplink-downlink (or MAC-BC) duality framework, and show that the superior rate performance of centralized over distributed deployment also holds. Numerical results are presented that validate our analysis, and reveal new and useful insights for optimal IRS deployment in wireless networks.
This paper considers the application of reconfigurable intelligent surfaces (RISs) (a.k.a. intelligent reflecting surfaces (IRSs)) to assist multiuser multiple-input multiple-output (MIMO) uplink transmission from several multi-antenna user terminals (UTs) to a multi-antenna base station (BS). For reducing the signaling overhead, only partial channel state information (CSI), including the instantaneous CSI between the RIS and the BS as well as the slowly varying statistical CSI between the UTs and the RIS, is exploited in our investigation. In particular, an optimization framework is proposed for jointly designing the transmit covariance matrices of the UTs and the RIS phase shift matrix to maximize the system global energy efficiency (GEE) with partial CSI. We first obtain closed-form solutions for the eigenvectors of the optimal transmit covariance matrices of the UTs. Then, to facilitate the design of the transmit power allocation matrices and the RIS phase shifts, we derive an asymptotically deterministic equivalent of the objective function with the aid of random matrix theory. We further propose a suboptimal algorithm to tackle the GEE maximization problem with guaranteed convergence, capitalizing on the approaches of alternating optimization, fractional programming, and sequential optimization. Numerical results substantiate the effectiveness of the proposed approach as well as the considerable GEE gains provided by the RIS-assisted transmission scheme over the traditional baselines.
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