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Reconfigurable Intelligent Surfaces with Reflection Pattern Modulation: Beamforming Design and Performance Analysis

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 Publication date 2020
and research's language is English




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Recent considerations for reconfigurable intelligent surfaces (RISs) assume that RISs can convey information by reflection without the need of transmit radio frequency chains, which, however, is a challenging task. In this paper, we propose an RIS-enhanced multiple-input single-output system with reflection pattern modulation, where the RIS can configure its reflection state for boosting the received signal power via passive beamforming and simultaneously conveying its own information via reflection. We formulate an optimization problem to maximize the average received signal power by jointly optimizing the active beamforming at the access point (AP) and passive beamforming at the RIS for the case where the RISs state information is statistically known by the AP, and propose a high-quality suboptimal solution based on the alternating optimization technique. We analyze the asymptotic outage probability of the proposed scheme under Rayleigh fading channels, for which a closed-form expression is derived. The achievable rate of the proposed scheme is also investigated for the case where the transmitted symbol is drawn from a finite constellation. Simulation results validate the effectiveness of the proposed scheme and reveal the effect of various system parameters on the achievable rate performance. It is shown that the proposed scheme outperforms the conventional RIS-assisted system without information transfer in terms of achievable rate performance.



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Intelligent reflecting surface (IRS) is a promising solution to build a programmable wireless environment for future communication systems, in which the reflector elements steer the incident signal in fully customizable ways by passive beamforming. In this paper, an IRS-aided secure spatial modulation (SM) is proposed, where the IRS perform passive beamforming and information transfer simultaneously by adjusting the on-off states of the reflecting elements. We formulate an optimization problem to maximize the average secrecy rate (SR) by jointly optimizing the passive beamforming at IRS and the transmit power at transmitter under the consideration that the direct pathes channels from transmitter to receivers are obstructed by obstacles. As the expression of SR is complex, we derive a newly fitting expression (NASR) for the expression of traditional approximate SR (TASR), which has simpler closed-form and more convenient for subsequent optimization. Based on the above two fitting expressions, three beamforming methods, called maximizing NASR via successive convex approximation (Max-NASR-SCA), maximizing NASR via dual ascent (Max-NASR-DA) and maximizing TASR via semi-definite relaxation (Max-TASR-SDR) are proposed to improve the SR performance. Additionally, two transmit power design (TPD) methods are proposed based on the above two approximate SR expressions, called Max-NASR-TPD and Max-TASR-TPD. Simulation results show that the proposed Max-NASR-DA and Max-NASR-SCA IRS beamformers harvest substantial SR performance gains over Max-TASR-SDR. For TPD, the proposed Max-NASR-TPD performs better than Max-TASR-TPD. Particularly, the Max-NASR-TPD has a closed-form solution.
Bistatic backscatter communication (BackCom) allows passive tags to transmit over extended ranges, but at the cost of having carrier emitters either transmitting at high powers or being deployed very close to tags. In this paper, we examine how the presence of an intelligent reflecting surface (IRS) could benefit the bistatic BackCom system. We study the transmit power minimization problem at the carrier emitter, where its transmit beamforming vector is jointly optimized with the IRS phase shifts, whilst guaranteeing a required BackCom performance. A unique feature in this system setup is the multiple IRS reflections experienced by signals traveling from the carrier emitter to the reader, which renders the optimization problem highly nonconvex. Therefore, we propose algorithms based on the minorization-maximization and alternating optimization techniques to obtain approximate solutions for the joint design. We also propose low-complexity algorithms based on successive optimization of individual phase shifts. Our results reveal considerable transmit power savings in both single-tag and multi-tag systems, even with moderate IRS sizes, which may be translated to significant range improvements using the original transmit power or reduce the reliance of tags on carrier emitters located at close range.
This paper introduces a novel approach of utilizing the reconfigurable intelligent surface (RIS) for joint data modulation and signal beamforming in a multi-user downlink cellular network by leveraging the idea of backscatter communication. We present a general framework in which the RIS, referred to as modulating intelligent surface (MIS) in this paper, is used to: i) beamform the signals for a set of users whose data modulation is already performed by the base station (BS), and at the same time, ii) embed the data of a different set of users by passively modulating the deliberately sent carrier signals from the BS to the RIS. To maximize each users spectral efficiency, a joint non-convex optimization problem is formulated under the sum minimum mean-square error (MMSE) criterion. Alternating optimization is used to divide the original joint problem into two tasks of: i) separately optimizing the MIS phase-shifts for passive beamforming along with data embedding for the BS- and MIS-served users, respectively, and ii) jointly optimizing the active precoder and the receive scaling factor for the BS- and MIS-served users, respectively. While the solution to the latter joint problem is found in closed-form using traditional optimization techniques, the optimal phase-shifts at the MIS are obtained by deriving the appropriate optimization-oriented vector approximate message passing (OOVAMP) algorithm. Moreover, the original joint problem is solved under both ideal and practical constraints on the MIS phase shifts, namely, the unimodular constraint and assuming each MIS element to be terminated by a variable reactive load. The proposed MIS-assisted scheme is compared against state-of-the-art RIS-assisted wireless communication schemes and simulation results reveal that it brings substantial improvements in terms of system throughput while supporting a much higher number of users.
169 - Hehao Niu , Zheng Chu , Fuhui Zhou 2021
In this work, we investigate a novel simultaneous transmission and reflection reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output downlink system, where three practical transmission protocols, namely, energy splitting (ES), mode selection (MS), and time splitting (TS), are studied. For the system under consideration, we maximize the weighted sum rate with multiple coupled variables. To solve this optimization problem, a block coordinate descent algorithm is proposed to reformulate this problem and design the precoding matrices and the transmitting and reflecting coefficients (TARCs) in an alternate manner. Specifically, for the ES scheme, the precoding matrices are solved using the Lagrange dual method, while the TARCs are obtained using the penalty concave-convex method. Additionally, the proposed method is extended to the MS scheme by solving a mixed-integer problem. Moreover, we solve the formulated problem for the TS scheme using a one-dimensional search and the Majorization-Minimization technique. Our simulation results reveal that: 1) Simultaneous transmission and reflection RIS (STAR-RIS) can achieve better performance than reflecting-only RIS; 2) In unicast communication, TS scheme outperforms the ES and MS schemes, while in broadcast communication, ES scheme outperforms the TS and MS schemes.
Reconfigurable intelligent surfaces (RISs) are typically used in multi-user systems to mitigate interference among active transmitters. In contrast, this paper studies a setting with a conventional active encoder as well as a passive encoder that modulates the reflection pattern of the RIS. The RIS hence serves the dual purpose of improving the rate of the active encoder and of enabling communication from the second encoder. The capacity region is characterized, and information-theoretic insights regarding the trade-offs between the rates of the two encoders are derived by focusing on the high- and low-power regimes.
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