Millimetre wave (mmWave) beam tracking is a challenging task because tracking algorithms are required to provide consistent high accuracy with low probability of loss of track and minimal overhead. To meet these requirements, we propose in this paper
a new analog beam tracking framework namely Adaptive Tracking with Stochastic Control (ATSC). Under this framework, beam direction updates are made using a novel mechanism based on measurements taken from only two beam directions perturbed from the current data beam. To achieve high tracking accuracy and reliability, we provide a systematic approach to jointly optimise the algorithm parameters. The complete framework includes a method for adapting the tracking rate together with a criterion for realignment (perceived loss of track). ATSC adapts the amount of tracking overhead that matches well to the mobility level, without incurring frequent loss of track, as verified by an extensive set of experiments under both representative statistical channel models as well as realistic urban scenarios simulated by ray-tracing software. In particular, numerical results show that ATSC can track dominant channel directions with high accuracy for vehicles moving at 72 km/hour in complicated urban scenarios, with an overhead of less than 1%.
Millimeter Wave (mmWave) communications rely on highly directional beams to combat severe propagation loss. In this paper, an adaptive beam search algorithm based on spatial scanning, called Iterative Deactivation and Beam Shifting (IDBS), is propose
d for mmWave beam alignment. IDBS does not require advance information such as the Signal-to-Noise Ratio (SNR) and channel statistics, and matches the training overhead to the unknown SNR to achieve satisfactory performance. The algorithm works by gradually deactivating beams using a Bayesian probability criterion based on a uniform improper prior, where beam deactivation can be implemented with low-complexity operations that require computing a low-degree polynomial or a search through a look-up table. Numerical results confirm that IDBS adapts to different propagation scenarios such as line-of-sight and non-line-of-sight and to different SNRs. It can achieve better tradeoffs between training overhead and beam alignment accuracy than existing non-adaptive algorithms that have fixed training overheads.
Swift and accurate alignment of transmitter (Tx) and receiver (Rx) beams is a fundamental design challenge to enable reliable outdoor millimeter-wave communications. In this paper, we propose a new Optimized Two-Stage Search (OTSS) algorithm for Tx-R
x beam alignment via spatial scanning. In contrast to one-shot exhaustive search, OTSS judiciously divides the training energy budget into two stages. In the first stage, OTSS explores and trains all candidate beam pairs and then eliminates a set of less favorable pairs learned from the received signal profile. In the second stage, OTSS takes an extra measurement for each of the survived pairs and combines with the previous measurement to determine the best one. For OTSS, we derive an upper bound on its misalignment probability, under a single-path channel model with training codebooks having an ideal beam pattern. We also characterize the decay rate function of the upper bound with respect to the training budget and further derive the optimal design parameters of OTSS that maximize the decay rate. OTSS is proved to asymptotically outperform state-of-the-art beam alignment algorithms, and is numerically shown to achieve better performance with limited training budget and practically synthesized beams.
In this paper, we develop an analytical framework for the initial access (a.k.a. Base Station (BS) discovery) in a millimeter-wave (mm-wave) communication system and propose an effective strategy for transmitting the Reference Signals (RSs) used for
BS discovery. Specifically, by formulating the problem of BS discovery at User Equipments (UEs) as hypothesis tests, we derive a detector based on the Generalised Likelihood Ratio Test (GLRT) and characterise the statistical behaviour of the detector. The theoretical results obtained allow analysis of the impact of key system parameters on the performance of BS discovery, and show that RS transmission with narrow beams may not be helpful in improving the overall BS discovery performance due to the cost of spatial scanning. Using the method of large deviations, we identify the desirable beam pattern that minimises the average miss-discovery probability of UEs within a targeted detectable region. We then propose to transmit the RS with sequential scanning, using a pre-designed codebook with narrow and/or wide beams to approximate the desirable patterns. The proposed design allows flexible choices of the codebook sizes and the associated beam widths to better approximate the desirable patterns. Numerical results demonstrate the effectiveness of the proposed method.
