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Rethinking Skip Connection with Layer Normalization in Transformers and ResNets

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 Added by Fenglin Liu
 Publication date 2021
and research's language is English




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Skip connection, is a widely-used technique to improve the performance and the convergence of deep neural networks, which is believed to relieve the difficulty in optimization due to non-linearity by propagating a linear component through the neural network layers. However, from another point of view, it can also be seen as a modulating mechanism between the input and the output, with the input scaled by a pre-defined value one. In this work, we investigate how the scale factors in the effectiveness of the skip connection and reveal that a trivial adjustment of the scale will lead to spurious gradient exploding or vanishing in line with the deepness of the models, which could be addressed by normalization, in particular, layer normalization, which induces consistent improvements over the plain skip connection. Inspired by the findings, we further propose to adaptively adjust the scale of the input by recursively applying skip connection with layer normalization, which promotes the performance substantially and generalizes well across diverse tasks including both machine translation and image classification datasets.



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Skip connections are an essential component of current state-of-the-art deep neural networks (DNNs) such as ResNet, WideResNet, DenseNet, and ResNeXt. Despite their huge success in building deeper and more powerful DNNs, we identify a surprising security weakness of skip connections in this paper. Use of skip connections allows easier generation of highly transferable adversarial examples. Specifically, in ResNet-like (with skip connections) neural networks, gradients can backpropagate through either skip connections or residual modules. We find that using more gradients from the skip connections rather than the residual modules according to a decay factor, allows one to craft adversarial examples with high transferability. Our method is termed Skip Gradient Method(SGM). We conduct comprehensive transfer attacks against state-of-the-art DNNs including ResNets, DenseNets, Inceptions, Inception-ResNet, Squeeze-and-Excitation Network (SENet) and robustly trained DNNs. We show that employing SGM on the gradient flow can greatly improve the transferability of crafted attacks in almost all cases. Furthermore, SGM can be easily combined with existing black-box attack techniques, and obtain high improvements over state-of-the-art transferability methods. Our findings not only motivate new research into the architectural vulnerability of DNNs, but also open up further challenges for the design of secure DNN architectures.
Layer normalization (LayerNorm) is a technique to normalize the distributions of intermediate layers. It enables smoother gradients, faster training, and better generalization accuracy. However, it is still unclear where the effectiveness stems from. In this paper, our main contribution is to take a step further in understanding LayerNorm. Many of previous studies believe that the success of LayerNorm comes from forward normalization. Unlike them, we find that the derivatives of the mean and variance are more important than forward normalization by re-centering and re-scaling backward gradients. Furthermore, we find that the parameters of LayerNorm, including the bias and gain, increase the risk of over-fitting and do not work in most cases. Experiments show that a simple version of LayerNorm (LayerNorm-simple) without the bias and gain outperforms LayerNorm on four datasets. It obtains the state-of-the-art performance on En-Vi machine translation. To address the over-fitting problem, we propose a new normalization method, Adaptive Normalization (AdaNorm), by replacing the bias and gain with a new transformation function. Experiments show that AdaNorm demonstrates better results than LayerNorm on seven out of eight datasets.
The Transformer is widely used in natural language processing tasks. To train a Transformer however, one usually needs a carefully designed learning rate warm-up stage, which is shown to be crucial to the final performance but will slow down the optimization and bring more hyper-parameter tunings. In this paper, we first study theoretically why the learning rate warm-up stage is essential and show that the location of layer normalization matters. Specifically, we prove with mean field theory that at initialization, for the original-designed Post-LN Transformer, which places the layer normalization between the residual blocks, the expected gradients of the parameters near the output layer are large. Therefore, using a large learning rate on those gradients makes the training unstable. The warm-up stage is practically helpful for avoiding this problem. On the other hand, our theory also shows that if the layer normalization is put inside the residual blocks (recently proposed as Pre-LN Transformer), the gradients are well-behaved at initialization. This motivates us to remove the warm-up stage for the training of Pre-LN Transformers. We show in our experiments that Pre-LN Transformers without the warm-up stage can reach comparable results with baselines while requiring significantly less training time and hyper-parameter tuning on a wide range of applications.
We introduce Performers, Transformer architectures which can estimate regular (softmax) full-rank-attention Transformers with provable accuracy, but using only linear (as opposed to quadratic) space and time complexity, without relying on any priors such as sparsity or low-rankness. To approximate softmax attention-kernels, Performers use a novel Fast Attention Via positive Orthogonal Random features approach (FAVOR+), which may be of independent interest for scalable kernel methods. FAVOR+ can be also used to efficiently model kernelizable attention mechanisms beyond softmax. This representational power is crucial to accurately compare softmax with other kernels for the first time on large-scale tasks, beyond the reach of regular Transformers, and investigate optimal attention-kernels. Performers are linear architectures fully compatible with regular Transformers and with strong theoretical guarantees: unbiased or nearly-unbiased estimation of the attention matrix, uniform convergence and low estimation variance. We tested Performers on a rich set of tasks stretching from pixel-prediction through text models to protein sequence modeling. We demonstrate competitive results with other examined efficient sparse and dense attention methods, showcasing effectiveness of the novel attention-learning paradigm leveraged by Performers.
Substantial experiments have validated the success of Batch Normalization (BN) Layer in benefiting convergence and generalization. However, BN requires extra memory and float-point calculation. Moreover, BN would be inaccurate on micro-batch, as it depends on batch statistics. In this paper, we address these problems by simplifying BN regularization while keeping two fundamental impacts of BN layers, i.e., data decorrelation and adaptive learning rate. We propose a novel normalization method, named MimicNorm, to improve the convergence and efficiency in network training. MimicNorm consists of only two light operations, including modified weight mean operations (subtract mean values from weight parameter tensor) and one BN layer before loss function (last BN layer). We leverage the neural tangent kernel (NTK) theory to prove that our weight mean operation whitens activations and transits network into the chaotic regime like BN layer, and consequently, leads to an enhanced convergence. The last BN layer provides autotuned learning rates and also improves accuracy. Experimental results show that MimicNorm achieves similar accuracy for various network structures, including ResNets and lightweight networks like ShuffleNet, with a reduction of about 20% memory consumption. The code is publicly available at https://github.com/Kid-key/MimicNorm.

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