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On Layer Normalization in the Transformer Architecture

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 Added by Di He
 Publication date 2020
and research's language is English




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The Transformer is widely used in natural language processing tasks. To train a Transformer however, one usually needs a carefully designed learning rate warm-up stage, which is shown to be crucial to the final performance but will slow down the optimization and bring more hyper-parameter tunings. In this paper, we first study theoretically why the learning rate warm-up stage is essential and show that the location of layer normalization matters. Specifically, we prove with mean field theory that at initialization, for the original-designed Post-LN Transformer, which places the layer normalization between the residual blocks, the expected gradients of the parameters near the output layer are large. Therefore, using a large learning rate on those gradients makes the training unstable. The warm-up stage is practically helpful for avoiding this problem. On the other hand, our theory also shows that if the layer normalization is put inside the residual blocks (recently proposed as Pre-LN Transformer), the gradients are well-behaved at initialization. This motivates us to remove the warm-up stage for the training of Pre-LN Transformers. We show in our experiments that Pre-LN Transformers without the warm-up stage can reach comparable results with baselines while requiring significantly less training time and hyper-parameter tuning on a wide range of applications.



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Layer normalization (LayerNorm) is a technique to normalize the distributions of intermediate layers. It enables smoother gradients, faster training, and better generalization accuracy. However, it is still unclear where the effectiveness stems from. In this paper, our main contribution is to take a step further in understanding LayerNorm. Many of previous studies believe that the success of LayerNorm comes from forward normalization. Unlike them, we find that the derivatives of the mean and variance are more important than forward normalization by re-centering and re-scaling backward gradients. Furthermore, we find that the parameters of LayerNorm, including the bias and gain, increase the risk of over-fitting and do not work in most cases. Experiments show that a simple version of LayerNorm (LayerNorm-simple) without the bias and gain outperforms LayerNorm on four datasets. It obtains the state-of-the-art performance on En-Vi machine translation. To address the over-fitting problem, we propose a new normalization method, Adaptive Normalization (AdaNorm), by replacing the bias and gain with a new transformation function. Experiments show that AdaNorm demonstrates better results than LayerNorm on seven out of eight datasets.
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Batch Normalization (BN) uses mini-batch statistics to normalize the activations during training, introducing dependence between mini-batch elements. This dependency can hurt the performance if the mini-batch size is too small, or if the elements are correlated. Several alternatives, such as Batch Renormalization and Group Normalization (GN), have been proposed to address this issue. However, they either do not match the performance of BN for large batches, or still exhibit degradation in performance for smaller batches, or introduce artificial constraints on the model architecture. In this paper we propose the Filter Response Normalization (FRN) layer, a novel combination of a normalization and an activation function, that can be used as a replacement for other normalizations and activations. Our method operates on each activation channel of each batch element independently, eliminating the dependency on other batch elements. Our method outperforms BN and other alternatives in a variety of settings for all batch sizes. FRN layer performs $approx 0.7-1.0%$ better than BN on top-1 validation accuracy with large mini-batch sizes for Imagenet classification using InceptionV3 and ResnetV2-50 architectures. Further, it performs $>1%$ better than GN on the same problem in the small mini-batch size regime. For object detection problem on COCO dataset, FRN layer outperforms all other methods by at least $0.3-0.5%$ in all batch size regimes.
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