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Modulating Intelligent Surfaces for Multi-User MIMO Systems: Beamforming and Modulation Design

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 Added by Ekram Hossain
 Publication date 2021
and research's language is English




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This paper introduces a novel approach of utilizing the reconfigurable intelligent surface (RIS) for joint data modulation and signal beamforming in a multi-user downlink cellular network by leveraging the idea of backscatter communication. We present a general framework in which the RIS, referred to as modulating intelligent surface (MIS) in this paper, is used to: i) beamform the signals for a set of users whose data modulation is already performed by the base station (BS), and at the same time, ii) embed the data of a different set of users by passively modulating the deliberately sent carrier signals from the BS to the RIS. To maximize each users spectral efficiency, a joint non-convex optimization problem is formulated under the sum minimum mean-square error (MMSE) criterion. Alternating optimization is used to divide the original joint problem into two tasks of: i) separately optimizing the MIS phase-shifts for passive beamforming along with data embedding for the BS- and MIS-served users, respectively, and ii) jointly optimizing the active precoder and the receive scaling factor for the BS- and MIS-served users, respectively. While the solution to the latter joint problem is found in closed-form using traditional optimization techniques, the optimal phase-shifts at the MIS are obtained by deriving the appropriate optimization-oriented vector approximate message passing (OOVAMP) algorithm. Moreover, the original joint problem is solved under both ideal and practical constraints on the MIS phase shifts, namely, the unimodular constraint and assuming each MIS element to be terminated by a variable reactive load. The proposed MIS-assisted scheme is compared against state-of-the-art RIS-assisted wireless communication schemes and simulation results reveal that it brings substantial improvements in terms of system throughput while supporting a much higher number of users.



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Recent considerations for reconfigurable intelligent surfaces (RISs) assume that RISs can convey information by reflection without the need of transmit radio frequency chains, which, however, is a challenging task. In this paper, we propose an RIS-enhanced multiple-input single-output system with reflection pattern modulation, where the RIS can configure its reflection state for boosting the received signal power via passive beamforming and simultaneously conveying its own information via reflection. We formulate an optimization problem to maximize the average received signal power by jointly optimizing the active beamforming at the access point (AP) and passive beamforming at the RIS for the case where the RISs state information is statistically known by the AP, and propose a high-quality suboptimal solution based on the alternating optimization technique. We analyze the asymptotic outage probability of the proposed scheme under Rayleigh fading channels, for which a closed-form expression is derived. The achievable rate of the proposed scheme is also investigated for the case where the transmitted symbol is drawn from a finite constellation. Simulation results validate the effectiveness of the proposed scheme and reveal the effect of various system parameters on the achievable rate performance. It is shown that the proposed scheme outperforms the conventional RIS-assisted system without information transfer in terms of achievable rate performance.
Flexible numerologies are being considered as part of designs for 5G systems to support vertical services with diverse requirements such as enhanced mobile broadband, ultra-reliable low-latency communications, and massive machine type communication. Different vertical services can be multiplexed in either frequency domain, time domain, or both. In this paper, we investigate the use of spatial multiplexing of services using MU-MIMO where the numerologies for different users may be different. The users are grouped according to the chosen numerology and a separate pre-coder and FFT size is used per numerology at the transmitter. The pre-coded signals for the multiple numerologies are added in the time domain before transmission. We analyze the performance gains of this approach using capacity analysis and link level simulations using conjugate beamforming and signal-to-leakage noise ratio maximization techniques. We show that the MU interference between users with different numerologies can be suppressed efficiently with reasonable number of antennas at the base-station. This feature enables MU-MIMO techniques to be applied for 5G across different numerologies.
Intelligent reflecting surface (IRS) is a promising solution to build a programmable wireless environment for future communication systems, in which the reflector elements steer the incident signal in fully customizable ways by passive beamforming. In this paper, an IRS-aided secure spatial modulation (SM) is proposed, where the IRS perform passive beamforming and information transfer simultaneously by adjusting the on-off states of the reflecting elements. We formulate an optimization problem to maximize the average secrecy rate (SR) by jointly optimizing the passive beamforming at IRS and the transmit power at transmitter under the consideration that the direct pathes channels from transmitter to receivers are obstructed by obstacles. As the expression of SR is complex, we derive a newly fitting expression (NASR) for the expression of traditional approximate SR (TASR), which has simpler closed-form and more convenient for subsequent optimization. Based on the above two fitting expressions, three beamforming methods, called maximizing NASR via successive convex approximation (Max-NASR-SCA), maximizing NASR via dual ascent (Max-NASR-DA) and maximizing TASR via semi-definite relaxation (Max-TASR-SDR) are proposed to improve the SR performance. Additionally, two transmit power design (TPD) methods are proposed based on the above two approximate SR expressions, called Max-NASR-TPD and Max-TASR-TPD. Simulation results show that the proposed Max-NASR-DA and Max-NASR-SCA IRS beamformers harvest substantial SR performance gains over Max-TASR-SDR. For TPD, the proposed Max-NASR-TPD performs better than Max-TASR-TPD. Particularly, the Max-NASR-TPD has a closed-form solution.
84 - Evgeny Bobrov 2021
Modern wireless cellular networks use massive multiple-input multiple-output technology. This involves operations with an antenna array at a base station that simultaneously serves multiple mobile devices that also use multiple antennas on their side. For this, various Beamforming and Detection techniques are used, allowing each user to receive the signal intended for him from the base station. There is an important class of linear Precoding called Regularized Zero-Forcing. In this work, we propose a special kind of regularization matrix with different regularizations for different UE, using singular values of multi-antenna users. The proposed algorithm has a simple analytical formula and is provided with theoretical study. We also show the results in comparison with other linear Precoding algorithms on simulations with the Quadriga channel model. The proposed approach leads to a significant increase in quality with the same computation time as in the baseline methods.
Large intelligent surface (LIS) has recently emerged as a potential low-cost solution to reshape the wireless propagation environment for improving the spectral efficiency. In this paper, we consider a downlink millimeter-wave (mmWave) multiple-input-multiple-output (MIMO) system, where an LIS is deployed to assist the downlink data transmission from a base station (BS) to a user equipment (UE). Both the BS and the UE are equipped with a large number of antennas, and a hybrid analog/digital precoding/combining structure is used to reduce the hardware cost and energy consumption. We aim to maximize the spectral efficiency by jointly optimizing the LISs reflection coefficients and the hybrid precoder (combiner) at the BS (UE). To tackle this non-convex problem, we reformulate the complex optimization problem into a much more friendly optimization problem by exploiting the inherent structure of the effective (cascade) mmWave channel. A manifold optimization (MO)-based algorithm is then developed. Simulation results show that by carefully devising LISs reflection coefficients, our proposed method can help realize a favorable propagation environment with a small channel matrix condition number. Besides, it can achieve a performance comparable to those of state-of-the-art algorithms, while at a much lower computational complexity.
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