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Uplink Beam Management for Millimeter Wave Cellular MIMO Systems with Hybrid Beamforming

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 Publication date 2021
and research's language is English




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Hybrid analog and digital BeamForming (HBF) is one of the enabling transceiver technologies for millimeter Wave (mmWave) Multiple Input Multiple Output (MIMO) systems. This technology offers highly directional communication, which is able to confront the intrinsic characteristics of mmWave signal propagation. However, the small coherence time in mmWave systems, especially under mobility conditions, renders efficient Beam Management (BM) in standalone mmWave communication a very difficult task. In this paper, we consider HBF transceivers with planar antenna panels and design a multi-level beam codebook for the analog beamformer comprising flat top beams with variable widths. These beams exhibit an almost constant array gain for the whole desired angle width, thereby facilitating efficient hierarchical BM. Focusing on the uplink communication, we present a novel beam training algorithm with dynamic beam ordering, which is suitable for the stringent latency requirements of the latest mmWave standard discussions. Our simulation results showcase the latency performance improvement and received signal-to-noise ratio with different variations of the proposed scheme over the optimum beam training scheme based on exhaustive narrow beam search.



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In this work, we investigate hybrid analog-digital beamforming (HBF) architectures for uplink cell-free (CF) millimeter-wave (mmWave) massive multiple-input multiple-output (MIMO) systems. {We first propose two HBF schemes, namely, decentralized HBF (D-HBF) and semi-centralized HBF (SC-HBF). In the former, both the digital and analog beamformers are generated independently at each AP based on the local channel state information (CSI). In contrast, in the latter, only the digital beamformer is obtained locally at the AP, whereas the analog beamforming matrix is generated at the central processing unit (CPU) based on the global CSI received from all APs. We show that the analog beamformers generated in these two HBF schemes provide approximately the same achievable rates despite the lower complexity of D-HBF and its lack of CSI requirement.} Furthermore, to reduce the power consumption, we propose a novel adaptive radio frequency (RF) chain-activation (ARFA) scheme, which dynamically activates/deactivates RF chains and their connected analog-to-digital converters (ADCs) and phase shifters (PSs) at the APs based on the CSI. For the activation of RF chains, low-complexity algorithms are proposed, which can achieve significant improvement in energy efficiency (EE) with only a marginal loss in the total achievable rate.
This paper investigates the hybrid precoding design for millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems with finite-alphabet inputs. The mmWave MIMO system employs partially-connected hybrid precoding architecture with dynamic subarrays, where each radio frequency (RF) chain is connected to a dynamic subset of antennas. We consider the design of analog and digital precoders utilizing statistical and/or mixed channel state information (CSI), which involve solving an extremely difficult problem in theory: First, designing the optimal partition of antennas over RF chains is a combinatorial optimization problem, whose optimal solution requires an exhaustive search over all antenna partitioning solutions; Second, the average mutual information under mmWave MIMO channels lacks closed-form expression and involves prohibitive computational burden; Third, the hybrid precoding problem with given partition of antennas is nonconvex with respect to the analog and digital precoders. To address these issues, this study first presents a simple criterion and the corresponding low complexity algorithm to design the optimal partition of antennas using statistical CSI. Then it derives the lower bound and its approximation for the average mutual information, in which the computational complexity is greatly reduced compared to calculating the average mutual information directly. In addition, it also shows that the lower bound with a constant shift offers a very accurate approximation to the average mutual information. This paper further proposes utilizing the lower bound approximation as a low-complexity and accurate alternative for developing a manifold-based gradient ascent algorithm to find near optimal analog and digital precoders. Several numerical results are provided to show that our proposed algorithm outperforms existing hybrid precoding algorithms.
Recent applications of the Full Duplex (FD) technology focus on enabling simultaneous control communication and data transmission to reduce the control information exchange overhead, which impacts end-to-end latency and spectral efficiency. In this paper, we present a simultaneous direction estimation and data transmission scheme for millimeter Wave (mmWave) massive Multiple-Input Multiple-Output (MIMO) systems, enabled by a recent FD MIMO technology with reduced hardware complexity Self-Interference (SI) cancellation. We apply the proposed framework in the mmWave analog beam management problem, considering a base station equipped with a large transmit antenna array realizing downlink analog beamforming and few digitally controlled receive antenna elements used for uplink Direction-of-Arrival (DoA) estimation. A joint optimization framework for designing the DoA-assisted analog beamformer and the analog as well as digital SI cancellation is presented with the objective to maximize the achievable downlink rate. Our simulation results showcase that the proposed scheme outperforms its conventional half-duplex counterpart, yielding reduced DoA estimation error and superior downlink data rate.
107 - Qing Xue , Xuming Fang , Ming Xiao 2017
Millimeter wave (mmWave) communication has attracted increasing attention as a promising technology for 5G networks. One of the key architectural features of mmWave is the use of massive antenna arrays at both the transmitter and the receiver sides. Therefore, by employing directional beamforming (BF), both mmWave base stations (MBSs) and mmWave users (MUEs) are capable of supporting multi-beam simultaneous transmissions. However, most researches have only considered a single beam, which means that they do not make full potential of mmWave. In this context, in order to improve the performance of short-range indoor mmWave networks with multiple reflections, we investigate the challenges and potential solutions of downlink multi-user multi-beam transmission, which can be described as a high-dimensional (i.e., beamspace) multi-user multiple-input multiple-output (MU-MIMO) technique, including multi-user BF training, simultaneous users grouping, and multi-user multibeam power allocation. Furthermore, we present the theoretical and numerical results to demonstrate that beamspace MU-MIMO compared with single beam transmission can largely improve the rate performance of mmWave systems.
Millimeter-wave (mm-wave) is a promising technique to enhance the network capacity and coverage of next-generation (5G) based on utilizing a great number of available spectrum resources in mobile communication. Improving the 5G network requires enhancing and employing mm-wave beamforming channel propagation characteristics. To achieve high data rates, system performance remains a challenge given the impact of propagation channels in mm-wave that is insufficient in both path loss, delay spread, and penetration loss. Additional challenges arise due to high cost and energy consumption, which require combining both analog and digital beamforming (hybrid beamforming) to reduce the number of radio frequency (RF) chains. In this paper, the distributed powers in the small cell to suppress path loss by specifying a considerable power and controlling the distributed power to reduce the high cost and energy consumption was proposed. The hybrid beamforming in mm-wave exploits a large bandwidth which reduces the large path loss in Rayleigh fading channel. Also, the trade-off between the energy consumption of RF chains and cost efficiency depends on reducing the number of RF chains and the distributed number of users. This paper finds that hybrid beamforming for massive multiple-input multiple-output (MIMO) systems constitute a promising platform for advancing and capitalizing on 5G networks
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