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Machine Learning for User Partitioning and Phase Shifters Design in RIS-Aided NOMA Networks

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 Added by Zhong Yang
 Publication date 2021
and research's language is English




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A novel reconfigurable intelligent surface (RIS) aided non-orthogonal multiple access (NOMA) downlink transmission framework is proposed. We formulate a long-term stochastic optimization problem that involves a joint optimization of NOMA user partitioning and RIS phase shifting, aiming at maximizing the sum data rate of the mobile users (MUs) in NOMA downlink networks. To solve the challenging joint optimization problem, we invoke a modified object migration automation (MOMA) algorithm to partition the users into equal-size clusters. To optimize the RIS phase-shifting matrix, we propose a deep deterministic policy gradient (DDPG) algorithm to collaboratively control multiple reflecting elements (REs) of the RIS. Different from conventional training-then-testing processing, we consider a long-term self-adjusting learning model where the intelligent agent is capable of learning the optimal action for every given state through exploration and exploitation. Extensive numerical results demonstrate that: 1) The proposed RIS-aided NOMA downlink framework achieves an enhanced sum data rate compared with the conventional orthogonal multiple access (OMA) framework. 2) The proposed DDPG algorithm is capable of learning a dynamic resource allocation policy in a long-term manner. 3) The performance of the proposed RIS-aided NOMA framework can be improved by increasing the granularity of the RIS phase shifts. The numerical results also show that reducing the granularity of the RIS phase shifts and increasing the number of REs are two efficient methods to improve the sum data rate of the MUs.

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134 - Yuanwei Liu , Xidong Mu , Xiao Liu 2020
This article focuses on the exploitation of reconfigurable intelligent surfaces (RISs) in multi-user networks employing orthogonal multiple access (OMA) or non-orthogonal multiple access (NOMA), with an emphasis on investigating the interplay between NOMA and RIS. Depending on whether the RIS reflection coefficients can be adjusted only once or multiple times during one transmission, we distinguish between static and dynamic RIS configurations. In particular, the capacity region of RIS aided single-antenna NOMA networks is characterized and compared with the OMA rate region from an information-theoretic perspective, revealing that the dynamic RIS configuration is capacity-achieving. Then, the impact of the RIS deployment location on the performance of different multiple access schemes is investigated, which reveals that asymmetric and symmetric deployment strategies are preferable for NOMA and OMA, respectively. Furthermore, for RIS aided multiple-antenna NOMA networks, three novel joint active and passive beamformer designs are proposed based on both beamformer based and cluster based strategies. Finally, open research problems for RIS-NOMA networks are highlighted.
A novel framework of intelligent reflecting surface (IRS)-aided multiple-input single-output (MISO) non-orthogonal multiple access (NOMA) network is proposed, where a base station (BS) serves multiple clusters with unfixed number of users in each cluster. The goal is to maximize the sum rate of all users by jointly optimizing the passive beamforming vector at the IRS, decoding order and power allocation coefficient vector, subject to the rate requirements of users. In order to tackle the formulated problem, a three-step approach is proposed. More particularly, a long short-term memory (LSTM) based algorithm is first adopted for predicting the mobility of users. Secondly, a K-means based Gaussian mixture model (K-GMM) algorithm is proposed for user clustering. Thirdly, a deep Q-network (DQN) based algorithm is invoked for jointly determining the phase shift matrix and power allocation policy. Simulation results are provided for demonstrating that the proposed algorithm outperforms the benchmarks, while the performance of IRS-NOMA system is better than IRS-OMA system.
102 - Bei Guo , Renwang Li , Meixia Tao 2021
This paper considers a reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) downlink communication system where hybrid analog-digital beamforming is employed at the base station (BS). We formulate a power minimization problem by jointly optimizing hybrid beamforming at the BS and the response matrix at the RIS, under signal-to-interference-plus-noise ratio (SINR) constraints. The problem is highly challenging due to the non-convex SINR constraints as well as the non-convex unit-modulus constraints for both the phase shifts at the RIS and the analog beamforming at the BS. A penalty-based algorithm in conjunction with the manifold optimization technique is proposed to handle the problem, followed by an individual optimization method with much lower complexity. Simulation results show that the proposed algorithm outperforms the state-of-art algorithm. Results also show that the joint optimization of RIS response matrix and BS hybrid beamforming is much superior to individual optimization.
In this correspondence, a novel simultaneous transmitting and reflecting (STAR) reconfigurable intelligent surfaces (RISs) design is proposed in a non-orthogonal multiple access (NOMA) enhanced coordinated multi-point transmission (CoMP) network. Based on the insights of signal-enhancement-based (SEB) and signal-cancellation-based (SCB) designs, we propose a novel simultaneous-signal-enhancement-and-cancellation-based (SSECB) design, where the inter-cell interferences and desired signals can be simultaneously eliminated and boosted. Our simulation results demonstrate that: i) the inter-cell interference can be perfectly eliminated, and the desired signals can be enhanced simultaneously with the aid of a large number of RIS elements; ii) the proposed SSECB design is capable of outperforming the conventional SEB and SCB designs.
118 - Ziyi Xie , Wenqiang Yi , Xuanli Wu 2021
The simultaneously transmitting and reflecting reconfigurable intelligent surface (STAR-RIS) is capable of providing full-space coverage of smart radio environments. This work investigates STAR-RIS aided downlink non-orthogonal multiple access (NOMA) multi-cell networks, where the energy of incident signals at STAR-RISs is split into two portions for transmitting and reflecting. We first propose a fitting method to model the distribution of composite small-scale fading power as the tractable Gamma distribution. Then, a unified analytical framework based on stochastic geometry is provided to capture the random locations of RIS-RISs, base stations (BSs), and user equipments (UEs). Based on this framework, we derive the coverage probability and ergodic rate of both the typical UE and the connected UE. In particular, we obtain closed-form expressions of the coverage probability in interference-limited scenarios. We also deduce theoretical expressions in traditional RIS aided networks for comparison. The analytical results show that there exist optimal energy splitting coefficients of STAR-RISs to simultaneously maximize the system coverage and ergodic rate. The numerical results demonstrate that: 1) RISs enhance the system coverage and NOMA schemes help improve the rate performance; 2) in low signal-to-noise ratio (SNR) regions, STAR-RISs outperform traditional RISs while in high SNR regions the conclusion is opposite.
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