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Joint Design of Hybrid Beamforming and Phase Shifts in RIS-Aided mmWave Communication Systems

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 Added by Bei Guo
 Publication date 2021
and research's language is English




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This paper considers a reconfigurable intelligent surface (RIS)-aided millimeter wave (mmWave) downlink communication system where hybrid analog-digital beamforming is employed at the base station (BS). We formulate a power minimization problem by jointly optimizing hybrid beamforming at the BS and the response matrix at the RIS, under signal-to-interference-plus-noise ratio (SINR) constraints. The problem is highly challenging due to the non-convex SINR constraints as well as the non-convex unit-modulus constraints for both the phase shifts at the RIS and the analog beamforming at the BS. A penalty-based algorithm in conjunction with the manifold optimization technique is proposed to handle the problem, followed by an individual optimization method with much lower complexity. Simulation results show that the proposed algorithm outperforms the state-of-art algorithm. Results also show that the joint optimization of RIS response matrix and BS hybrid beamforming is much superior to individual optimization.



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The concept of reconfigurable intelligent surface (RIS) has been proposed to change the propagation of electromagnetic waves, e.g., reflection, diffraction, and refraction. To accomplish this goal, the phase values of the discrete RIS units need to be optimized. In this paper, we consider RIS-aided millimeter-wave (mmWave) multiple-input multiple-output (MIMO) systems for both accurate positioning and high data-rate transmission. We propose an adaptive phase shifter design based on hierarchical codebooks and feedback from the mobile station (MS). The benefit of the scheme lies in that the RIS does not require deployment of any active sensors and baseband processing units. During the update process of phase shifters, the combining vector at the MS is also sequentially refined. Simulation results show the performance improvement of the proposed algorithm over the random design scheme, in terms of both positioning accuracy and data rate. Moreover, the performance converges to exhaustive search scheme even in the low signal-to-noise ratio regime.
105 - Bei Guo , Chenhao Sun , Meixia Tao 2021
Reconfigurable intelligent surfaces (RISs) are able to provide passive beamforming gain via low-cost reflecting elements and hence improve wireless link quality. This work considers two-way passive beamforming design in RIS-aided frequency division duplexing (FDD) systems where the RIS reflection coefficients are the same for downlink and uplink and should be optimized for both directions simultaneously. We formulate a joint optimization of the transmit/receive beamformers at the base station (BS) and the RIS reflection coefficients. The objective is to maximize the weighted sum of the downlink and uplink rates, where the weighting parameter is adjustable to obtain different achievable downlink-uplink rate pairs. We develop an efficient manifold optimization algorithm to obtain a stationary solution. For comparison, we also introduce two heuristic designs based on one-way optimization, namely, time-sharing and phase-averaging. Simulation results show that the proposed manifold-based two-way optimization design significantly enlarges the achievable downlink-uplink rate region compared with the two heuristic designs. It is also shown that phase-averaging is superior to time-sharing when the number of RIS elements is large.
In this paper, we study how to jointly design the phase shift of cascaded multi-IRSs and the precoding vector of the BS to improve the coverage in dense urban areas. We aim to maximize the signal-to-noise ratio (SNR) of the user equipment (UE) received signal by employing this method. However, it is a constrained non-convex optimization problem and is NP-hard. In order to solve this problem, we simplify it by utilizing the characteristic of the mmWave wireless system to decompose the optimization problem into multiple sub-optimization problems. By employing the asymptotic orthogonality of wireless channel in mmWave system to solve the sub-optimization problems, we finally yield a closed-form sub-optimal solution. The simulation results verify that our solution can effectively improve the coverage of deep dense urban areas.
258 - Weicong Chen , Xi Yang , Shi Jin 2020
Recently, reconfigurable intelligent surfaces (RISs) have drawn intensive attention to enhance the coverage of millimeter wave (mmWave) communication systems. However, existing works mainly consider the RIS as a whole uniform plane, which may be unrealistic to be installed on the facade of buildings when the RIS is extreme large. To address this problem, in this paper, we propose a sparse array of sub-surface (SAoS) architecture for RIS, which contains several rectangle shaped sub-surfaces termed as RIS tiles that can be sparsely deployed. An approximated ergodic spectral efficiency of the SAoS aided system is derived and the performance impact of the SAoS design is evaluated. Based on the approximated ergodic spectral efficiency, we obtain an optimal reflection coefficient design for each RIS tile. Analytical results show that the received signal-to-noise ratios can grow quadratically and linearly to the number of RIS elements under strong and weak LoS scenarios, respectively. Furthermore, we consider the visible region (VR) phenomenon in the SAoS aided mmWave system and find that the optimal distance between RIS tiles is supposed to yield a total SAoS VR nearly covering the whole blind coverage area. The numerical results verify the tightness of the approximated ergodic spectral efficiency and demonstrate the great system performance.
124 - Sixian Li , Bin Duo , Xiaojun Yuan 2019
Thanks to the line-of-sight (LoS) transmission and flexibility, unmanned aerial vehicles (UAVs) effectively improve the throughput of wireless networks. Nevertheless, the LoS links are prone to severe deterioration by complex propagation environments, especially in urban areas. Reconfigurable intelligent surfaces (RISs), as a promising technique, can significantly improve the propagation environment and enhance communication quality by intelligently reflecting the received signals. Motivated by this, the joint UAV trajectory and RISs passive beamforming design for a novel RIS-assisted UAV communication system is investigated to maximize the average achievable rate in this letter. To tackle the formulated non-convex problem, we divide it into two subproblems, namely, passive beamforming and trajectory optimization. We first derive a closed-form phase-shift solution for any given UAV trajectory to achieve the phase alignment of the received signals from different transmission paths. Then, with the optimal phase-shift solution, we obtain a suboptimal trajectory solution by using the successive convex approximation (SCA) method. Numerical results demonstrate that the proposed algorithm can considerably improve the average achievable rate of the system.
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