We investigate the rotation effect of the RuO$_6$ octahedron around the $c$ axis on the topological and transport properties near the surface of the spin-triplet superconductor Sr$_2$RuO$_4$. While the Fermi level of bulk Sr$_2$RuO$_4$ is near the Li
fshitz transition, the RuO$_6$ rotation realized near the surface leads to the change of the Fermi surface topology. The edge current resulting from the time-reversal symmetry breaking in the chiral $p$-wave phase with fully opened excitation gap is less affected around Lifshitz transition. The topological property and the edge state are sensitive to the rotation angle and the amplitude of the nearest neighbor interaction, and the superconducting gap is strongly reduced in the larger next nearest neighbor interaction region. Although the edge state in Sr$_2$RuO$_4$ is topologically protected, it is not robust to the disorder such as impurity or defect.
Modeling the spin-triplet superconductor Sr2RuO4 through a three-orbital tight-binding model we investigate topological properties and edge states assuming chiral p-wave pairing. In concordance with experiments the three Fermi surfaces consist of two
electron-like and one hole-like one corresponding to the alpha-, beta- and gamma-band on the level of a two-dimensional system. The quasi-particle spectra and other physical quantities of the superconducting phase are calculated by means of a self-consistent Bogoliubov-de Gennes approach for a ribbon shaped system. While a full quasiparticle excitation gap is realized in the bulk system, at the edges gapless states appear some of which have linear and others nearly flat dispersion around zero energy. This study shows the interplay between spin-orbit coupling induced spin currents, chiral edge currents and correlation driven surface magnetism. The topological nature of the chiral p-wave state manifests itself in the gamma-band characterized by an integer Chern number. As the gamma-band is close to a Lifshitz transition in Sr2RuO4, changing the sign of the Chern number, the topological nature may be rather fragile.
Motivated by Sr2RuO4 the magnetic properties of edge states in a two-band spin-triplet superconductor with electron- and hole-like Fermi surfaces are investigated assuming chiral p-wave pairing symmetry. The two bands correspond to the alpha-beta-ban
ds of Sr2RuO4 and are modeled within a tight-binding model including inter-orbital hybridization and spin-orbit coupling effects. Including superconductivity the quasiparticle spectrum is determined by means of a self-consistent Bogolyubov-de Gennes calculation. While a full quasiparticle excitation gap appears in the bulk, gapless states form at the edges which produce spontaneous spin and/or charge currents. The spin current is the result of the specific band structure while the charge current originates from the superconducting condensate. Together they induce a small spin polarization at the edge. Furthermore onsite Coulomb repulsion is included to show that the edge states are unstable against the formation of a Stoner-like spin polarization of the edge states. Through spin-orbit coupling the current- and the correlation-induced magnetism are coupled to the orientation of the chirality of the superconducting condensate. We speculate that this type of phenomenon could yield a compensation of the magnetic fields induced by currents and also explain the negative result in the recent experimental search for chiral edge currents.
Based on the recently proposed band model, the electronic specific heat of moderately heavy electron compound YbAl$_3$ are investigated. The band term of the Hamiltonian consists of three parts; conduction electrons described by the nearly free elect
ron method, localized 4f electrons of Yb ions and the hybridization term between these electrons. Extracting several bands near the Fermi level, we reconstruct the low-energy effective Hamiltonian in order to consider the correlation effect, which is studied by using the self-consistent second order perturbation theory combined with local approximation. The temperature dependence of the specific heat $c_{rm v}(T)$ is calculated as a function of temperature $T$ from the numerical derivative of the internal energy. Sommerfeld coefficient $gamma$ is also calculated from the direct formula. The overall structure of $c_{rm v}(T)/T$ is in quantitative agreement with the experimental results, which have the characteristic two-peak structures. They originate from the correlation effect and the structure of the non-interacting density of states, respectively. We show that our effective Hamiltonian yielding the realistic band structure may describe quantitatively heavy electron compounds with conduction bands composed of s- or p- electrons.
In the analysis of the heavy electron systems, theoretical models with c-f hybridization gap are often used. We point out that such a gap does not exist and the simple picture with the hybridization gap is misleading in the metallic systems, and pres
ent a correct picture by explicitly constructing an effective band model of YbAl_3. Hamiltonian consists of a nearly free electron model for conduction bands which hybridize with localized f-electrons, and includes only a few parameters. Density of states, Sommerfeld coefficient, f-electron number and optical conductivity are calculated and compared with the band calculations and the experiments.
