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OVERT: An Algorithm for Safety Verification of Neural Network Control Policies for Nonlinear Systems

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 Added by Chelsea Sidrane
 Publication date 2021
and research's language is English




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Deep learning methods can be used to produce control policies, but certifying their safety is challenging. The resulting networks are nonlinear and often very large. In response to this challenge, we present OVERT: a sound algorithm for safety verification of nonlinear discrete-time closed loop dynamical systems with neural network control policies. The novelty of OVERT lies in combining ideas from the classical formal methods literature with ideas from the newer neural network verification literature. The central concept of OVERT is to abstract nonlinear functions with a set of optimally tight piecewise linear bounds. Such piecewise linear bounds are designed for seamless integration into ReLU neural network verification tools. OVERT can be used to prove bounded-time safety properties by either computing reachable sets or solving feasibility queries directly. We demonstrate various examples of safety verification for several classical benchmark examples. OVERT compares favorably to existing methods both in computation time and in tightness of the reachable set.



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Autonomous cyber-physical systems (CPS) rely on the correct operation of numerous components, with state-of-the-art methods relying on machine learning (ML) and artificial intelligence (AI) components in various stages of sensing and control. This paper develops methods for estimating the reachable set and verifying safety properties of dynamical systems under control of neural network-based controllers that may be implemented in embedded software. The neural network controllers we consider are feedforward neural networks called multilayer perceptrons (MLP) with general activation functions. As such feedforward networks are memoryless, they may be abstractly represented as mathematical functions, and the reachability analysis of the network amounts to range (image) estimation of this function provided a set of inputs. By discretizing the input set of the MLP into a finite number of hyper-rectangular cells, our approach develops a linear programming (LP) based algorithm for over-approximating the output set of the MLP with its input set as a union of hyper-rectangular cells. Combining the over-approximation for the output set of an MLP based controller and reachable set computation routines for ordinary difference/differential equation (ODE) models, an algorithm is developed to estimate the reachable set of the closed-loop system. Finally, safety verification for neural network control systems can be performed by checking the existence of intersections between the estimated reachable set and unsafe regions. The approach is implemented in a computational software prototype and evaluated on numerical examples.
The success of Deep Learning and its potential use in many safety-critical applications has motivated research on formal verification of Neural Network (NN) models. In this context, verification involves proving or disproving that an NN model satisfies certain input-output properties. Despite the reputation of learned NN models as black boxes, and the theoretical hardness of proving useful properties about them, researchers have been successful in verifying some classes of models by exploiting their piecewise linear structure and taking insights from formal methods such as Satisifiability Modulo Theory. However, these methods are still far from scaling to realistic neural networks. To facilitate progress on this crucial area, we exploit the Mixed Integer Linear Programming (MIP) formulation of verification to propose a family of algorithms based on Branch-and-Bound (BaB). We show that our family contains previous verification methods as special cases. With the help of the BaB framework, we make three key contributions. Firstly, we identify new methods that combine the strengths of multiple existing approaches, accomplishing significant performance improvements over previous state of the art. Secondly, we introduce an effective branching strategy on ReLU non-linearities. This branching strategy allows us to efficiently and successfully deal with high input dimensional problems with convolutional network architecture, on which previous methods fail frequently. Finally, we propose comprehensive test data sets and benchmarks which includes a collection of previously released testcases. We use the data sets to conduct a thorough experimental comparison of existing and new algorithms and to provide an inclusive analysis of the factors impacting the hardness of verification problems.
We improve the scalability of Branch and Bound (BaB) algorithms for formally proving input-output properties of neural networks. First, we propose novel bounding algorithms based on Lagrangian Decomposition. Previous works have used off-the-shelf solvers to solve relaxations at each node of the BaB tree, or constructed weaker relaxations that can be solved efficiently, but lead to unnecessarily weak bounds. Our formulation restricts the optimization to a subspace of the dual domain that is guaranteed to contain the optimum, resulting in accelerated convergence. Furthermore, it allows for a massively parallel implementation, which is amenable to GPU acceleration via modern deep learning frameworks. Second, we present a novel activation-based branching strategy. By coupling an inexpensive heuristic with fast dual bounding, our branching scheme greatly reduces the size of the BaB tree compared to previous heuristic methods. Moreover, it performs competitively with a recent strategy based on learning algorithms, without its large offline training cost. Finally, we design a BaB framework, named Branch and Dual Network Bound (BaDNB), based on our novel bounding and branching algorithms. We show that BaDNB outperforms previous complete verification systems by a large margin, cutting average verification times by factors up to 50 on adversarial robustness properties.
We present a method for computing exact reachable sets for deep neural networks with rectified linear unit (ReLU) activation. Our method is well-suited for use in rigorous safety analysis of robotic perception and control systems with deep neural network components. Our algorithm can compute both forward and backward reachable sets for a ReLU network iterated over multiple time steps, as would be found in a perception-action loop in a robotic system. Our algorithm is unique in that it builds the reachable sets by incrementally enumerating polyhedral cells in the input space, rather than iterating layer-by-layer through the network as in other methods. If an unsafe cell is found, our algorithm can return this result without completing the full reachability computation, thus giving an anytime property that accelerates safety verification. In addition, our method requires less memory during execution compared to existing methods where memory can be a limiting factor. We demonstrate our algorithm on safety verification of the ACAS Xu aircraft advisory system. We find unsafe actions many times faster than the fastest existing method and certify no unsafe actions exist in about twice the time of the existing method. We also compute forward and backward reachable sets for a learned model of pendulum dynamics over a 50 time step horizon in 87s on a laptop computer. Algorithm source code: https://github.com/StanfordMSL/Neural-Network-Reach.
Formal verification of neural networks is essential for their deployment in safety-critical areas. Many available formal verification methods have been shown to be instances of a unified Branch and Bound (BaB) formulation. We propose a novel framework for designing an effective branching strategy for BaB. Specifically, we learn a graph neural network (GNN) to imitate the strong branching heuristic behaviour. Our framework differs from previous methods for learning to branch in two main aspects. Firstly, our framework directly treats the neural network we want to verify as a graph input for the GNN. Secondly, we develop an intuitive forward and backward embedding update schedule. Empirically, our framework achieves roughly $50%$ reduction in both the number of branches and the time required for verification on various convolutional networks when compared to the best available hand-designed branching strategy. In addition, we show that our GNN model enjoys both horizontal and vertical transferability. Horizontally, the model trained on easy properties performs well on properties of increased difficulty levels. Vertically, the model trained on small neural networks achieves similar performance on large neural networks.

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