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Unified bulk-boundary correspondence for band insulators

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 Added by Jun Won Rhim
 Publication date 2017
  fields Physics
and research's language is English




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The bulk-boundary correspondence, a topic of intensive research interest over the past decades, is one of the quintessential ideas in the physics of topological quantum matter. Nevertheless, it has not been proven in all generality and has in certain scenarios even been shown to fail, depending on the boundary profiles of the terminated system. Here, we introduce bulk numbers that capture the exact number of in-gap modes, without any such subtleties in one spatial dimension. Similarly, based on these 1D bulk numbers, we define a new 2D winding number, which we call the pole winding number, that specifies the number of robust metallic surface bands in the gap as well as their topological character. The underlying general methodology relies on a simple continuous extrapolation from the bulk to the boundary, while tracking the evolution of Greens functions poles in the vicinity of the bulk band edges. As a main result we find that all the obtained numbers can be applied to the known insulating phases in a unified manner regardless of the specific symmetries. Additionally, from a computational point of view, these numbers can be effectively evaluated without any gauge fixing problems. In particular, we directly apply our bulk-boundary correspondence construction to various systems, including 1D examples without a traditional bulk-boundary correspondence, and predict the existence of boundary modes on various experimentally studied graphene edges, such as open boundaries and grain boundaries. Finally, we sketch the 3D generalization of the pole winding number by in the context of topological insulators.



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The bulk-boundary correspondence is a generic feature of topological states of matter, reflecting the intrinsic relation between topological bulk and boundary states. For example, robust edge states propagate along the edges and corner states gather at corners in the two-dimensional first-order and second-order topological insulators, respectively. Here, we report two kinds of topological states hosting anomalous bulk-boundary correspondence in the extended two-dimensional dimerized lattice with staggered flux threading. At 1/2-filling, we observe isolated corner states with no fractional charge as well as metallic near-edge states in the C = 2 Chern insulator states. At 1/4-filling, we find a C = 0 topologically nontrivial state, where the robust edge states are well localized along edges but bypass corners. These robust topological insulating states significantly differ from both conventional Chern insulators and usual high-order topological insulators.
In this work, we study the disorder effects on the bulk-boundary correspondence of two-dimensional higher-order topological insulators (HOTIs). We concentrate on two cases: (i) bulk-corner correspondence, (ii) edge-corner correspondence. For the bulk-corner correspondence case, we demonstrate the existence of the mobility gaps and clarify the related topological invariant that characterizes the mobility gap. Furthermore, we find that, while the system preserves the bulk-corner correspondence in the presence of disorder, the corner states are protected by the mobility gap instead of the bulk gap. For the edge-corner correspondence case, we show that the bulk mobility gap and edge band gaps of HOTIs are no longer closed simultaneously. Therefore, a rich phase diagram is obtained, including various disorder-induced phase transition processes. Notably, a disorder-induced transition from the non-trivial to trivial phase is realized, distinguishing the HOTIs from the other topological states. Our results deepen the understanding of bulk-boundary correspondence and enrich the topological phase transitions of disordered HOTIs.
Bulk-boundary correspondence is the cornerstone of topological physics. In some non-Hermitian topological system this fundamental relation is broken in the sense that the topological number calculated for the Bloch energy band under the periodic boundary condition fails to reproduce the boundary properties under the open boundary. To restore the bulk-boundary correspondence in such non-Hermitian systems a framework beyond the Bloch band theory is needed. We develop a non-Hermitian Bloch band theory based on a modified periodic boundary condition that allows a proper description of the bulk of a non-Hermitian topological insulator in a manner consistent with its boundary properties. Taking a non-Hermitian version of the Su-Schrieffer-Heeger model as an example, we demonstrate our scenario, in which the concept of bulk-boundary correspondence is naturally generalized to non-Hermitian topological systems.
We study a link between the ground-state topology and the topology of the lattice via the presence of anomalous states at disclinations -- topological lattice defects that violate a rotation symmetry only locally. We first show the existence of anomalous disclination states, such as Majorana zero-modes or helical electronic states, in second-order topological phases by means of Volterra processes. Using the framework of topological crystals to construct $d$-dimensional crystalline topological phases with rotation and translation symmetry, we then identify all contributions to $(d-2)$-dimensional anomalous disclination states from weak and first-order topological phases. We perform this procedure for all Cartan symmetry classes of topological insulators and superconductors in two and three dimensions and determine whether the correspondence between bulk topology, boundary signatures, and disclination anomaly is unique.
179 - Shun Tamura , Shintaro Hoshino , 2021
The bulk-boundary correspondence in one dimension asserts that the physical quantities defined in the bulk and at the edge are connected, as well established in the argument for electric polarization. Recently, a spectral bulk-boundary correspondence (SBBC), an extended version of the conventional bulk-boundary correspondence to energy-dependent spectral functions, such as Greens functions, has been proposed in chiral symmetric systems, in which the chiral operator anticommutes with the Hamiltonian. In this study, we extend the SBBC to a system with impurity scattering and dynamical self-energies, regardless of the presence or absence of a gap in the energy spectrum. Moreover, the SBBC is observed to hold even in a system without chiral symmetry, which substantially generalizes its concept. The SBBC is demonstrated with concrete models, such as superconducting nanowires and a normal metallic chain. Its potential applications and certain remaining issues are also discussed.
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