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Generalized Bloch band theory for non-Hermitian bulk-boundary correspondence

101   0   0.0 ( 0 )
 Added by Ken-Ichiro Imura
 Publication date 2020
  fields Physics
and research's language is English




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Bulk-boundary correspondence is the cornerstone of topological physics. In some non-Hermitian topological system this fundamental relation is broken in the sense that the topological number calculated for the Bloch energy band under the periodic boundary condition fails to reproduce the boundary properties under the open boundary. To restore the bulk-boundary correspondence in such non-Hermitian systems a framework beyond the Bloch band theory is needed. We develop a non-Hermitian Bloch band theory based on a modified periodic boundary condition that allows a proper description of the bulk of a non-Hermitian topological insulator in a manner consistent with its boundary properties. Taking a non-Hermitian version of the Su-Schrieffer-Heeger model as an example, we demonstrate our scenario, in which the concept of bulk-boundary correspondence is naturally generalized to non-Hermitian topological systems.

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We provide a systematic and self-consistent method to calculate the generalized Brillouin Zone (GBZ) analytically in one dimensional non-Hermitian systems, which helps us to understand the non-Hermitian bulk-boundary correspondence. In general, a n-band non-Hermitian Hamiltonian is constituted by n distinct sub-GBZs, each of which is a piecewise analytic closed loop. Based on the concept of resultant, we can show that all the analytic properties of the GBZ can be characterized by an algebraic equation, the solution of which in the complex plane is dubbed as auxiliary GBZ (aGBZ). We also provide a systematic method to obtain the GBZ from aGBZ. Two physical applications are also discussed. Our method provides an analytic approach to the spectral problem of open boundary non-Hermitian systems in the thermodynamic limit.
A modified periodic boundary condition adequate for non-hermitian topological systems is proposed. Under this boundary condition a topological number characterizing the system is defined in the same way as in the corresponding hermitian system and hence, at the cost of introducing an additional parameter that characterizes the non-hermitian skin effect, the idea of bulk-edge correspondence in the hermitian limit can be applied almost as it is. We develop this framework through the analysis of a non-hermitian SSH model with chiral symmetry, and prove the bulk-edge correspondence in a generalized parameter space. A finite region in this parameter space with a nontrivial pair of chiral winding numbers is identified as topologically nontrivial, indicating the existence of a topologically protected edge state under open boundary.
102 - Yang Cao , Yang Li , Xiaosen Yang 2020
Bulk-boundary correspondence, connecting the bulk topology and the edge states, is an essential principle of the topological phases. However, the bulk-boundary correspondence is broken down in general non-Hermitian systems. In this paper, we construct one-dimensional non-Hermitian Su-Schrieffer-Heeger model with periodic driving that exhibits non-Hermitian skin effect: all the eigenstates are localized at the boundary of the systems, whether the bulk states or the zero and the $pi$ modes. To capture the topological properties, the non-Bloch winding numbers are defined by the non-Bloch periodized evolution operators based on the generalized Brillouin zone. Furthermore, the non-Hermitian bulk-boundary correspondence is established: the non-Bloch winding numbers ($W_{0,pi}$) characterize the edge states with quasienergies $epsilon=0, pi$. In our non-Hermitian system, a novel phenomenon can emerge that the robust edge states can appear even when the Floquet bands are topological trivial with zero non-Bloch band invariant, which is defined in terms of the non-Bloch effective Hamiltonian. We also show that the relation between the non-Bloch winding numbers ($W_{0,pi}$) and the non-Bloch band invariant ($mathcal{W}$): $mathcal{W}= W_{0}- W_{pi}$.
Bulk-boundary correspondence, a central principle in topological matter relating bulk topological invariants to edge states, breaks down in a generic class of non-Hermitian systems that have so far eluded experimental effort. Here we theoretically predict and experimentally observe non-Hermitian bulk-boundary correspondence, a fundamental generalization of the conventional bulk-boundary correspondence, in discrete-time non-unitary quantum-walk dynamics of single photons. We experimentally demonstrate photon localizations near boundaries even in the absence of topological edge states, thus confirming the non-Hermitian skin effect. Facilitated by our experimental scheme of edge-state reconstruction, we directly measure topological edge states, which match excellently with non-Bloch topological invariants calculated from localized bulk-state wave functions. Our work unequivocally establishes the non-Hermitian bulk-boundary correspondence as a general principle underlying non-Hermitian topological systems, and paves the way for a complete understanding of topological matter in open systems.
We consider a 3-dimensional (3D) non-Hermitian exceptional line semimetal model and take open boundary conditions in x, y, and z directions separately. In each case, we calculate the parameter regions where the bulk-boundary correspondence is broken. The breakdown of the bulk-boundary correspondence is manifested by the deviation from unit circles of generalized Brillouin zones (GBZ) and the discrepancy between spectra calculated with open boundary conditions (OBC) and periodic boundary conditions (PBC). The consistency between OBC and PBC spectra can be recovered if the PBC spectra are calculated with GBZs. We use both unit-circle Brillouin zones (BZ) and GBZs to plot the topological phase diagrams. The systematic analysis of the differences between the two phase diagrams suggests that it is necessary to use GBZ to characterize the bulk-boundary correspondence of non-Hermitian models.
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