No Arabic abstract
Topological insulators and superconductors are characterized by their gapless boundary modes. In this paper, we develop a recursive approach to the boundary Green function which encodes this nontrivial boundary physics. Our approach describes the various topologically trivial and nontrivial phases as fixed points of a recursion and provides direct access to the phase diagram, the localization properties of the edge modes, as well as topological indices. We illustrate our approach in the context of various familiar models such as the Su-Schrieffer-Heeger model, the Kitaev chain, and a model for a Chern insulator. We also show that the method provides an intuitive approach to understand recently introduced topological phases which exhibit gapless corner states.
Systems of free fermions are classified by symmetry, space dimensionality, and topological properties described by K-homology. Those systems belonging to different classes are inequivalent. In contrast, we show that by taking a many-body/Fock space viewpoint it becomes possible to establish equivalences of topological insulators and superconductors in terms of duality transformations. These mappings connect topologically inequivalent systems of fermions, jumping across entries in existent classification tables, because of the phenomenon of symmetry transmutation by which a symmetry and its dual partner have identical algebraic properties but very different physical interpretations. To constrain our study to established classification tables, we define and characterize mathematically Gaussian dualities as dualities mapping free fermions to free fermions (and interacting to interacting). By introducing a large, flexible class of Gaussian dualities we show that any insulator is dual to a superconductor, and that fermionic edge modes are dual to Majorana edge modes, that is, the Gaussian dualities of this paper preserve the bulk-boundary correspondence. Transmutation of relevant symmetries, particle number, translation, and time reversal is also investigated in detail. As illustrative examples, we show the duality equivalence of the dimerized Peierls chain and the Majorana chain of Kitaev, and a two-dimensional Kekule-type topological insulator, including graphene as a special instance in coupling space, dual to a p-wave superconductor. Since our analysis extends to interacting fermion systems we also briefly discuss some such applications.
We study a link between the ground-state topology and the topology of the lattice via the presence of anomalous states at disclinations -- topological lattice defects that violate a rotation symmetry only locally. We first show the existence of anomalous disclination states, such as Majorana zero-modes or helical electronic states, in second-order topological phases by means of Volterra processes. Using the framework of topological crystals to construct $d$-dimensional crystalline topological phases with rotation and translation symmetry, we then identify all contributions to $(d-2)$-dimensional anomalous disclination states from weak and first-order topological phases. We perform this procedure for all Cartan symmetry classes of topological insulators and superconductors in two and three dimensions and determine whether the correspondence between bulk topology, boundary signatures, and disclination anomaly is unique.
Second-order topological insulators are crystalline insulators with a gapped bulk and gapped crystalline boundaries, but topologically protected gapless states at the intersection of two boundaries. Without further spatial symmetries, five of the ten Altland-Zirnbauer symmetry classes allow for the existence of such second-order topological insulators in two and three dimensions. We show that reflection symmetry can be employed to systematically generate examples of second-order topological insulators and superconductors, although the topologically protected states at corners (in two dimensions) or at crystal edges (in three dimensions) continue to exist if reflection symmetry is broken. A three-dimensional second-order topological insulator with broken time-reversal symmetry shows a Hall conductance quantized in units of $e^2/h$.
The bulk-boundary correspondence is a generic feature of topological states of matter, reflecting the intrinsic relation between topological bulk and boundary states. For example, robust edge states propagate along the edges and corner states gather at corners in the two-dimensional first-order and second-order topological insulators, respectively. Here, we report two kinds of topological states hosting anomalous bulk-boundary correspondence in the extended two-dimensional dimerized lattice with staggered flux threading. At 1/2-filling, we observe isolated corner states with no fractional charge as well as metallic near-edge states in the C = 2 Chern insulator states. At 1/4-filling, we find a C = 0 topologically nontrivial state, where the robust edge states are well localized along edges but bypass corners. These robust topological insulating states significantly differ from both conventional Chern insulators and usual high-order topological insulators.
We study surface states of topological crystalline insulators and superconductors protected by inversion symmetry. These fall into the category of higher-order topological insulators and superconductors which possess surface states that propagate along one-dimensional curves (hinges) or are localized at some points (corners) on the surface. We show that the surface states of higher-order topological insulators and superconductors can be thought of as globally irremovable topological defects and provide a complete classification of these inversion-protected phases in any spatial dimension for the ten symmetry classes by means of a layer construction. Furthermore, we discuss possible physical realizations of such states starting with a time-reversal invariant topological insulator (class AII) in three dimensions or a time-reversal invariant topological superconductor (class DIII) in two or three dimensions. The former can be used to build a three-dimensional second-order topological insulator which exhibits one-dimensional chiral or helical modes propagating along opposite edges, whereas the latter enables the construction of three-dimensional third-order or two-dimensional second-order topological superconductors hosting Majorana zero modes localized to two opposite corners. Being protected by inversion, such states are not pinned to a specific pair of edges or corners thus offering the possibility of controlling their location by applying inversion-symmetric perturbations such as magnetic field.