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Register a new userConsistent Instance False Positive Improves Fairness in Face Recognition
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Added by
Yuge Huang
Publication date
2021
fields
Informatics Engineering
and research's language is
English
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Demographic bias is a significant challenge in practical face recognition systems. Existing methods heavily rely on accurate demographic annotations. However, such annotations are usually unavailable in real scenarios. Moreover, these methods are typically designed for a specific demographic group and are not general enough. In this paper, we propose a false positive rate penalty loss, which mitigates face recognition bias by increasing the consistency of instance False Positive Rate (FPR). Specifically, we first define the instance FPR as the ratio between the number of the non-target similarities above a unified threshold and the total number of the non-target similarities. The unified threshold is estimated for a given total FPR. Then, an additional penalty term, which is in proportion to the ratio of instance FPR overall FPR, is introduced into the denominator of the softmax-based loss. The larger the instance FPR, the larger the penalty. By such unequal penalties, the instance FPRs are supposed to be consistent. Compared with the previous debiasing methods, our method requires no demographic annotations. Thus, it can mitigate the bias among demographic groups divided by various attributes, and these attributes are not needed to be previously predefined during training. Extensive experimental results on popular benchmarks demonstrate the superiority of our method over state-of-the-art competitors. Code and trained models are available at https://github.com/Tencent/TFace.
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The proliferation of automated facial recognition in various commercial and government sectors has caused significant privacy concerns for individuals. A recent and popular approach to address these privacy concerns is to employ evasion attacks against the metric embedding networks powering facial recognition systems. Face obfuscation systems generate imperceptible perturbations, when added to an image, cause the facial recognition system to misidentify the user. The key to these approaches is the generation of perturbations using a pre-trained metric embedding network followed by their application to an online system, whose model might be proprietary. This dependence of face obfuscation on metric embedding networks, which are known to be unfair in the context of facial recognition, surfaces the question of demographic fairness -- textit{are there demographic disparities in the performance of face obfuscation systems?} To address this question, we perform an analytical and empirical exploration of the performance of recent face obfuscation systems that rely on deep embedding networks. We find that metric embedding networks are demographically aware; they cluster faces in the embedding space based on their demographic attributes. We observe that this effect carries through to the face obfuscation systems: faces belonging to minority groups incur reduced utility compared to those from majority groups. For example, the disparity in average obfuscation success rate on the online Face++ API can reach up to 20 percentage points. Further, for some demographic groups, the average perturbation size increases by up to 17% when choosing a target identity belonging to a different demographic group versus the same demographic group. Finally, we present a simple analytical model to provide insights into these phenomena.
Face occlusions, covering either the majority or discriminative parts of the face, can break facial perception and produce a drastic loss of information. Biometric systems such as recent deep face recognition models are not immune to obstructions or other objects covering parts of the face. While most of the current face recognition methods are not optimized to handle occlusions, there have been a few attempts to improve robustness directly in the training stage. Unlike those, we propose to study the effect of generative face completion on the recognition. We offer a face completion encoder-decoder, based on a convolutional operator with a gating mechanism, trained with an ample set of face occlusions. To systematically evaluate the impact of realistic occlusions on recognition, we propose to play the occlusion game: we render 3D objects onto different face parts, providing precious knowledge of what the impact is of effectively removing those occlusions. Extensive experiments on the Labeled Faces in the Wild (LFW), and its more difficult variant LFW-BLUFR, testify that face completion is able to partially restore face perception in machine vision systems for improved recognition.
Face authentication is now widely used, especially on mobile devices, rather than authentication using a personal identification number or an unlock pattern, due to its convenience. It has thus become a tempting target for attackers using a presentation attack. Traditional presentation attacks use facial images or videos of the victim. Previous work has proven the existence of master faces, i.e., faces that match multiple enrolled templates in face recognition systems, and their existence extends the ability of presentation attacks. In this paper, we perform an extensive study on latent variable evolution (LVE), a method commonly used to generate master faces. We run an LVE algorithm for various scenarios and with more than one database and/or face recognition system to study the properties of the master faces and to understand in which conditions strong master faces could be generated. Moreover, through analysis, we hypothesize that master faces come from some dense areas in the embedding spaces of the face recognition systems. Last but not least, simulated presentation attacks using generated master faces generally preserve the false-matching ability of their original digital forms, thus demonstrating that the existence of master faces poses an actual threat.
Recently, different researchers have found that the gallery composition of a face database can induce performance differentials to facial identification systems in which a probe image is compared against up to all stored reference images to reach a biometric decision. This negative effect is referred to as watchlist imbalance effect. In this work, we present a method to theoretically estimate said effect for a biometric identification system given its verification performance across demographic groups and the composition of the used gallery. Further, we report results for identification experiments on differently composed demographic subsets, i.e. females and males, of the public academic MORPH database using the open-source ArcFace face recognition system. It is shown that the database composition has a huge impact on performance differentials in biometric identification systems, even if performance differentials are less pronounced in the verification scenario. This study represents the first detailed analysis of the watchlist imbalance effect which is expected to be of high interest for future research in the field of facial recognition.
Deep CNNs have been pushing the frontier of visual recognition over past years. Besides recognition accuracy, strong demands in understanding deep CNNs in the research community motivate developments of tools to dissect pre-trained models to visualize how they make predictions. Recent works further push the interpretability in the network learning stage to learn more meaningful representations. In this work, focusing on a specific area of visual recognition, we report our efforts towards interpretable face recognition. We propose a spatial activation diversity loss to learn more structured face representations. By leveraging the structure, we further design a feature activation diversity loss to push the interpretable representations to be discriminative and robust to occlusions. We demonstrate on three face recognition benchmarks that our proposed method is able to improve face recognition accuracy with easily interpretable face representations.
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