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Register a new userEnsemble reduced density matrix functional theory for excited states and hierarchical generalization of Paulis exclusion principle
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Added by
Christian Schilling
Publication date
2021
fields
Physics
and research's language is
English
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We propose and work out a reduced density matrix functional theory (RDMFT) for calculating energies of eigenstates of interacting many-electron systems beyond the ground state. Various obstacles which historically have doomed such an approach to be unfeasible are overcome. First, we resort to a generalization of the Ritz variational principle to ensemble states with fixed weights. This in combination with the constrained search formalism allows us to establish a universal functional of the one-particle reduced density matrix. Second, we employ tools from convex analysis to circumvent the too involved N-representability constraints. Remarkably, this identifies Valones pioneering work on RDMFT as a special case of convex relaxation and reveals that crucial information about the excitation structure is contained in the functionals domain. Third, to determine the crucial latter object, a methodology is developed which eventually leads to a generalized exclusion principle. The corresponding linear constraints are calculated for systems of arbitrary size.
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In [arxiv:2106.02560] we proposed a reduced density matrix functional theory (RDMFT) for calculating energies of selected eigenstates of interacting many-fermion systems. Here, we develop a solid foundation for this so-called $boldsymbol{w}$-RDMFT and present the details of various derivations. First, we explain how a generalization of the Ritz variational principle to ensemble states with fixed weights $boldsymbol{w}$ in combination with the constrained search would lead to a universal functional of the one-particle reduced density matrix. To turn this into a viable functional theory, however, we also need to implement an exact convex relaxation. This general procedure includes Valones pioneering work on ground state RDMFT as the special case $boldsymbol{w}=(1,0,ldots)$. Then, we work out in a comprehensive manner a methodology for deriving a compact description of the functionals domain. This leads to a hierarchy of generalized exclusion principle constraints which we illustrate in great detail. By anticipating their future pivotal role in functional theories and to keep our work self-contained, several required concepts from convex analysis are introduced and discussed.
We present an textit{ab initio} theory for superconductors, based on a unique mapping between the statistical density operator at equilibrium, on the one hand, and the corresponding one-body reduced density matrix $gamma$ and the anomalous density $chi$, on the other. This new formalism for superconductivity yields the existence of a universal functional $mathfrak{F}_beta[gamma,chi]$ for the superconductor ground state, whose unique properties we derive. We then prove the existence of a Kohn-Sham system at finite temperature and derive the corresponding Bogoliubov-de Gennes-like single particle equations. By adapting the decoupling approximation from density functional theory for superconductors we bring these equations into a computationally feasible form. Finally, we use the existence of the Kohn-Sham system to extend the Sham-Schluter connection and derive a first exchange-correlation functional for our theory. This reduced density matrix functional theory for superconductors has the potential of overcoming some of the shortcomings and fundamental limitations of density functional theory of superconductivity.
Based on a generalization of Hohenberg-Kohns theorem, we propose a ground state theory for bosonic quantum systems. Since it involves the one-particle reduced density matrix $gamma$ as a natural variable but still recovers quantum correlations in an exact way it is particularly well-suited for the accurate description of Bose-Einstein condensates. As a proof of principle we study the building block of optical lattices. The solution of the underlying $v$-representability problem is found and its peculiar form identifies the constrained search formalism as the ideal starting point for constructing accurate functional approximations: The exact functionals for this $N$-boson Hubbard dimer and general Bogoliubov-approximated systems are determined. The respective gradient forces are found to diverge in the regime of Bose-Einstein condensation, $ abla_{gamma} mathcal{F} propto 1/sqrt{1-N_{mathrm{BEC}}/N}$, providing a natural explanation for the absence of complete BEC in nature.
We consider necessary conditions for the one-body-reduced density matrix (1RDM) to correspond to a triplet wave-function of a two electron system. The conditions concern the occupation numbers and are different for the high spin projections, $S_z=pm 1$, and the $S_z=0$ projection. Hence, they can be used to test if an approximate 1RDM functional yields the same energies for both projections. We employ these conditions in reduced density matrix functional theory calculations for the triplet excitations of two-electron systems. In addition, we propose that these conditions can be used in the calculation of triplet states of systems with more than two electrons by restricting the active space. We assess this procedure in calculations for a few atomic and molecular systems. We show that the quality of the optimal 1RDMs improves by applying the conditions in all the cases we studied.
Recent progress in the field of (time-independent) ensemble density-functional theory (DFT) for excited states are reviewed. Both Gross-Oliveira-Kohn (GOK) and $N$-centered ensemble formalisms, which are mathematically very similar and allow for an in-principle-exact description of neutral and charged electronic excitations, respectively, are discussed. Key exact results like, for example, the equivalence between the infamous derivative discontinuity problem and the description of weight dependencies in the ensemble exchange-correlation density functional, are highlighted. The variational evaluation of orbital-dependent ensemble Hartree-exchange (Hx) energies is discussed in detail. We show in passing that state-averaging individual exact Hx energies can lead to severe (solvable though) $v$-representability issues. Finally, we explore the possibility to use the concept of density-driven correlation, which has been recently introduced and does not exist in regular ground-state DFT, for improving state-of-the-art correlation density-functional approximations for ensembles. The present review reflects the efforts of a growing community to turn ensemble DFT into a rigorous and reliable low-cost computational method for excited states. We hope that, in the near future, this contribution will stimulate new formal and practical developments in the field.
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