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Register a new userConditions for describing triplet states in reduced density matrix functional theory
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Nektarios Lathiotakis
Publication date
2016
fields
Physics
and research's language is
English
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We consider necessary conditions for the one-body-reduced density matrix (1RDM) to correspond to a triplet wave-function of a two electron system. The conditions concern the occupation numbers and are different for the high spin projections, $S_z=pm 1$, and the $S_z=0$ projection. Hence, they can be used to test if an approximate 1RDM functional yields the same energies for both projections. We employ these conditions in reduced density matrix functional theory calculations for the triplet excitations of two-electron systems. In addition, we propose that these conditions can be used in the calculation of triplet states of systems with more than two electrons by restricting the active space. We assess this procedure in calculations for a few atomic and molecular systems. We show that the quality of the optimal 1RDMs improves by applying the conditions in all the cases we studied.
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Functionals of the one-body reduced density matrix (1-RDM) are routinely minimized under Colemans ensemble $N$-representability conditions. Recently, the topic of pure-state $N$-representability conditions, also known as generalized Pauli constraints, received increased attention following the discovery of a systematic way to derive them for any number of electrons and any finite dimensionality of the Hilbert space. The target of this work is to assess the potential impact of the enforcement of the pure-state conditions on the results of reduced density-matrix functional theory calculations. In particular, we examine whether the standard minimization of typical 1-RDM functionals under the ensemble $N$-representability conditions violates the pure-state conditions for prototype 3-electron systems. We also enforce the pure-state conditions, in addition to the ensemble ones, for the same systems and functionals and compare the correlation energies and optimal occupation numbers with those obtained by the enforcement of the ensemble conditions alone.
Based on a generalization of Hohenberg-Kohns theorem, we propose a ground state theory for bosonic quantum systems. Since it involves the one-particle reduced density matrix $gamma$ as a natural variable but still recovers quantum correlations in an exact way it is particularly well-suited for the accurate description of Bose-Einstein condensates. As a proof of principle we study the building block of optical lattices. The solution of the underlying $v$-representability problem is found and its peculiar form identifies the constrained search formalism as the ideal starting point for constructing accurate functional approximations: The exact functionals for this $N$-boson Hubbard dimer and general Bogoliubov-approximated systems are determined. The respective gradient forces are found to diverge in the regime of Bose-Einstein condensation, $ abla_{gamma} mathcal{F} propto 1/sqrt{1-N_{mathrm{BEC}}/N}$, providing a natural explanation for the absence of complete BEC in nature.
In [arxiv:2106.02560] we proposed a reduced density matrix functional theory (RDMFT) for calculating energies of selected eigenstates of interacting many-fermion systems. Here, we develop a solid foundation for this so-called $boldsymbol{w}$-RDMFT and present the details of various derivations. First, we explain how a generalization of the Ritz variational principle to ensemble states with fixed weights $boldsymbol{w}$ in combination with the constrained search would lead to a universal functional of the one-particle reduced density matrix. To turn this into a viable functional theory, however, we also need to implement an exact convex relaxation. This general procedure includes Valones pioneering work on ground state RDMFT as the special case $boldsymbol{w}=(1,0,ldots)$. Then, we work out in a comprehensive manner a methodology for deriving a compact description of the functionals domain. This leads to a hierarchy of generalized exclusion principle constraints which we illustrate in great detail. By anticipating their future pivotal role in functional theories and to keep our work self-contained, several required concepts from convex analysis are introduced and discussed.
We present an textit{ab initio} theory for superconductors, based on a unique mapping between the statistical density operator at equilibrium, on the one hand, and the corresponding one-body reduced density matrix $gamma$ and the anomalous density $chi$, on the other. This new formalism for superconductivity yields the existence of a universal functional $mathfrak{F}_beta[gamma,chi]$ for the superconductor ground state, whose unique properties we derive. We then prove the existence of a Kohn-Sham system at finite temperature and derive the corresponding Bogoliubov-de Gennes-like single particle equations. By adapting the decoupling approximation from density functional theory for superconductors we bring these equations into a computationally feasible form. Finally, we use the existence of the Kohn-Sham system to extend the Sham-Schluter connection and derive a first exchange-correlation functional for our theory. This reduced density matrix functional theory for superconductors has the potential of overcoming some of the shortcomings and fundamental limitations of density functional theory of superconductivity.
Based on recent progress on fermionic exchange symmetry we propose a way to develop new functionals for reduced density matrix functional theory. For some settings with an odd number of electrons, by assuming saturation of the inequalities stemming from the generalized Pauli principle, the many-body wave-function can be written explicitly in terms of the natural occupation numbers and natural orbitals. This leads to an expression for the two-particle density matrix and therefore for the correlation energy functional. This functional was then tested for a three-electron Hubbard model where it showed excellent performance both in the weak and strong correlation regimes.
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