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Register a new userFoundation of one-particle reduced density matrix functional theory for excited states
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Added by
Christian Schilling
Publication date
2021
fields
Physics
and research's language is
English
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In [arxiv:2106.02560] we proposed a reduced density matrix functional theory (RDMFT) for calculating energies of selected eigenstates of interacting many-fermion systems. Here, we develop a solid foundation for this so-called $boldsymbol{w}$-RDMFT and present the details of various derivations. First, we explain how a generalization of the Ritz variational principle to ensemble states with fixed weights $boldsymbol{w}$ in combination with the constrained search would lead to a universal functional of the one-particle reduced density matrix. To turn this into a viable functional theory, however, we also need to implement an exact convex relaxation. This general procedure includes Valones pioneering work on ground state RDMFT as the special case $boldsymbol{w}=(1,0,ldots)$. Then, we work out in a comprehensive manner a methodology for deriving a compact description of the functionals domain. This leads to a hierarchy of generalized exclusion principle constraints which we illustrate in great detail. By anticipating their future pivotal role in functional theories and to keep our work self-contained, several required concepts from convex analysis are introduced and discussed.
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We propose and work out a reduced density matrix functional theory (RDMFT) for calculating energies of eigenstates of interacting many-electron systems beyond the ground state. Various obstacles which historically have doomed such an approach to be unfeasible are overcome. First, we resort to a generalization of the Ritz variational principle to ensemble states with fixed weights. This in combination with the constrained search formalism allows us to establish a universal functional of the one-particle reduced density matrix. Second, we employ tools from convex analysis to circumvent the too involved N-representability constraints. Remarkably, this identifies Valones pioneering work on RDMFT as a special case of convex relaxation and reveals that crucial information about the excitation structure is contained in the functionals domain. Third, to determine the crucial latter object, a methodology is developed which eventually leads to a generalized exclusion principle. The corresponding linear constraints are calculated for systems of arbitrary size.
We present an textit{ab initio} theory for superconductors, based on a unique mapping between the statistical density operator at equilibrium, on the one hand, and the corresponding one-body reduced density matrix $gamma$ and the anomalous density $chi$, on the other. This new formalism for superconductivity yields the existence of a universal functional $mathfrak{F}_beta[gamma,chi]$ for the superconductor ground state, whose unique properties we derive. We then prove the existence of a Kohn-Sham system at finite temperature and derive the corresponding Bogoliubov-de Gennes-like single particle equations. By adapting the decoupling approximation from density functional theory for superconductors we bring these equations into a computationally feasible form. Finally, we use the existence of the Kohn-Sham system to extend the Sham-Schluter connection and derive a first exchange-correlation functional for our theory. This reduced density matrix functional theory for superconductors has the potential of overcoming some of the shortcomings and fundamental limitations of density functional theory of superconductivity.
Based on a generalization of Hohenberg-Kohns theorem, we propose a ground state theory for bosonic quantum systems. Since it involves the one-particle reduced density matrix $gamma$ as a natural variable but still recovers quantum correlations in an exact way it is particularly well-suited for the accurate description of Bose-Einstein condensates. As a proof of principle we study the building block of optical lattices. The solution of the underlying $v$-representability problem is found and its peculiar form identifies the constrained search formalism as the ideal starting point for constructing accurate functional approximations: The exact functionals for this $N$-boson Hubbard dimer and general Bogoliubov-approximated systems are determined. The respective gradient forces are found to diverge in the regime of Bose-Einstein condensation, $ abla_{gamma} mathcal{F} propto 1/sqrt{1-N_{mathrm{BEC}}/N}$, providing a natural explanation for the absence of complete BEC in nature.
We consider necessary conditions for the one-body-reduced density matrix (1RDM) to correspond to a triplet wave-function of a two electron system. The conditions concern the occupation numbers and are different for the high spin projections, $S_z=pm 1$, and the $S_z=0$ projection. Hence, they can be used to test if an approximate 1RDM functional yields the same energies for both projections. We employ these conditions in reduced density matrix functional theory calculations for the triplet excitations of two-electron systems. In addition, we propose that these conditions can be used in the calculation of triplet states of systems with more than two electrons by restricting the active space. We assess this procedure in calculations for a few atomic and molecular systems. We show that the quality of the optimal 1RDMs improves by applying the conditions in all the cases we studied.
Recently a novel approach to find approximate exchange-correlation functionals in density-functional theory (DFT) was presented (U. Mordovina et. al., JCTC 15, 5209 (2019)), which relies on approximations to the interacting wave function using density-matrix embedding theory (DMET). This approximate interacting wave function is constructed by using a projection determined by an iterative procedure that makes parts of the reduced density matrix of an auxiliary system the same as the approximate interacting density matrix. If only the diagonal of both systems are connected this leads to an approximation of the interacting-to-non-interacting mapping of the Kohn-Sham approach to DFT. Yet other choices are possible and allow to connect DMET with other DFTs such as kinetic-energy DFT or reduced density-matrix functional theory. In this work we give a detailed review of the basics of the DMET procedure from a DFT perspective and show how both approaches can be used to supplement each other. We do so explicitly for the case of a one-dimensional lattice system, as this is the simplest setting where we can apply DMET and the one that was originally presented. Among others we highlight how the mappings of DFTs can be used to identify uniquely defined auxiliary systems and auxiliary projections in DMET and how to construct approximations for different DFTs using DMET inspired projections. Such alternative approximation strategies become especially important for DFTs that are based on non-linearly coupled observables such as kinetic-energy DFT, where the Kohn-Sham fields are no longer simply obtainable by functional differentiation of an energy expression, or for reduced density-matrix functional theories, where a straightforward Kohn-Sham construction is not feasible.
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