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Fully Digital and Hybrid Beamforming Design For Millimeter-Wave MIMO-OFDM Two-Way Relaying Systems

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 Publication date 2021
and research's language is English




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In this work, we consider the design of hybrid analog-digital (HAD) multi-carrier MIMO-OFDM two-way relaying systems, where the relay station is equipped with a HAD amplify-and-forward architecture and every mobile station is equipped with a fully-digital beamforming architecture. We propose a sub-optimal solution by reformulating the original non-convex problem as a constrained Tucker2 decomposition with the objective of minimizing the sum Euclidean-norm between the HAD amplification matrices and their fully-digital counterparts. For the fully-digital amplification matrix design, we use a Frobenius-norm maximization of the effective channels on every subcarrier and propose an effective solution applicable for multi-stream communication scenarios. After that, we propose an alternating maximization (AltMax) HAD solution by exploiting the tensor structure of the reformulated problem. Simulation results are provided, where we show that the proposed fully-digital and AltMax-based HAD amplification matrix designs outperform some benchmark methods, especially for multi-stream communication scenarios.

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163 - Jingbo Du , Wei Xu , Chunming Zhao 2019
In this paper, we consider hybrid beamforming designs for multiuser massive multiple-input multiple-output (MIMO)-orthogonal frequency division multiplexing (OFDM) systems. Aiming at maximizing the weighted spectral efficiency, we propose one alternating maximization framework where the analog precoding is optimized by Riemannian manifold optimization. If the digital precoding is optimized by a locally optimal algorithm, we obtain a locally optimal alternating maximization algorithm. In contrast, if we use a weighted minimum mean square error (MMSE)-based iterative algorithm for digital precoding, we obtain a suboptimal alternating maximization algorithm with reduced complexity in each iteration. By characterizing the upper bound of the weighted arithmetic and geometric means of mean square errors (MSEs), it is shown that the two alternating maximization algorithms have similar performance when the user specific weights do not have big differences. Verified by numerical results, the performance gap between the two alternating maximization algorithms becomes large when the ratio of the maximal and minimal weights among users is very large. Moreover, we also propose a low-complexity closed-form method without iterations. It employs matrix decomposition for the analog beamforming and weighted MMSE for the digital beamforming. Although it is not supposed to maximize the weighted spectral efficiency, it exhibits small performance deterioration compared to the two iterative alternating maximization algorithms and it qualifies as a good initialization for iterative algorithms, saving thereby iterations.
Hybrid analog and digital BeamForming (HBF) is one of the enabling transceiver technologies for millimeter Wave (mmWave) Multiple Input Multiple Output (MIMO) systems. This technology offers highly directional communication, which is able to confront the intrinsic characteristics of mmWave signal propagation. However, the small coherence time in mmWave systems, especially under mobility conditions, renders efficient Beam Management (BM) in standalone mmWave communication a very difficult task. In this paper, we consider HBF transceivers with planar antenna panels and design a multi-level beam codebook for the analog beamformer comprising flat top beams with variable widths. These beams exhibit an almost constant array gain for the whole desired angle width, thereby facilitating efficient hierarchical BM. Focusing on the uplink communication, we present a novel beam training algorithm with dynamic beam ordering, which is suitable for the stringent latency requirements of the latest mmWave standard discussions. Our simulation results showcase the latency performance improvement and received signal-to-noise ratio with different variations of the proposed scheme over the optimum beam training scheme based on exhaustive narrow beam search.
This paper investigates the hybrid precoding design for millimeter wave (mmWave) multiple-input multiple-output (MIMO) systems with finite-alphabet inputs. The precoding problem is a joint optimization of analog and digital precoders, and we treat it as a matrix factorization problem with power and constant modulus constraints. Our work presents three main contributions: First, we present a sufficient condition and a necessary condition for hybrid precoding schemes to realize unconstrained optimal precoders exactly when the number of data streams Ns satisfies Ns = minfrank(H);Nrfg, where H represents the channel matrix and Nrf is the number of radio frequency (RF) chains. Second, we show that the coupled power constraint in our matrix factorization problem can be removed without loss of optimality. Third, we propose a Broyden-Fletcher-Goldfarb-Shanno (BFGS)-based algorithm to solve our matrix factorization problem using gradient and Hessian information. Several numerical results are provided to show that our proposed algorithm outperforms existing hybrid precoding algorithms.
While mmWave bands provide a large bandwidth for mobile broadband services, they suffer from severe path loss and shadowing. Multiple-antenna techniques such as beamforming (BF) can be applied to compensate the signal attenuation. We consider a special case of hybrid BF called per-stream hybrid BF (PSHBF) which is easier to implement than the general hybrid BF because it circumvents the need for joint analog-digital beamformer optimization. Employing BF at the base station enables the transmission of multiple data streams to several users in the same resource block. In this paper, we provide an offline study of proportional fair multi-user scheduling in a mmWave system with PSHBF to understand the impact of various system parameters on the performance. We formulate multi-user scheduling as an optimization problem. To tackle the non-convexity, we provide a feasible solution and show through numerical examples that the performance of the provided solution is very close to an upper-bound. Using this framework, we provide extensive numerical investigations revealing several engineering insights.
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