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Topological Quantum Field Theory for Abelian Topological Phases and Loop Braiding Statistics in $(3+1)$-Dimensions

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 Added by Zhengcheng Gu
 Publication date 2018
  fields Physics
and research's language is English




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Topological qauntum field theory(TQFT) is a very powerful theoretical tool to study topological phases and phase transitions. In $2+1$D, it is well known that the Chern-Simons theory captures all the universal topological data of topological phases, e.g., quasi-particle braiding statistics, chiral central charge and even provides us a deep insight for the nature of topological phase transitions. Recently, topological phases of quantum matter are also intensively studied in $3+1$D and it has been shown that loop like excitation obeys the so-called three-loop-braiding statistics. In this paper, we will try to establish a TQFT framework to understand the quantum statistics of particle and loop like excitation in $3+1$D. We will focus on Abelian topological phases for simplicity, however, the general framework developed here is not limited to Abelian topological phases.



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Fractional statistics is one of the most intriguing features of topological phases in 2D. In particular, the so-called non-Abelian statistics plays a crucial role towards realizing universal topological quantum computation. Recently, the study of topological phases has been extended to 3D and it has been proposed that loop-like extensive objects can also carry fractional statistics. In this work, we systematically study the so-called three-loop braiding statistics for loop-like excitations for 3D fermionic topological phases. Most surprisingly, we discovered new types of non-Abelian three-loop braiding statistics that can only be realized in fermionic systems (or equivalently bosonic systems with fermionic particles). The simplest example of such non-Abelian braiding statistics can be realized in interacting fermionic systems with a gauge group $mathbb{Z}_2 times mathbb{Z}_8$ or $mathbb{Z}_4 times mathbb{Z}_4$, and the physical origin of non-Abelian statistics can be viewed as attaching an open Majorana chain onto a pair of linked loops, which will naturally reduce to the well known Ising non-Abelian statistics via the standard dimension reduction scheme. Moreover, due to the correspondence between gauge theories with fermionic particles and classifying fermionic symmetry-protected topological (FSPT) phases with unitary symmetries, our study also give rise to an alternative way to classify FSPT phases with unitary symmetries. We further compare the classification results for FSPT phases with arbitrary Abelian total symmetry $G^f$ and find systematical agreement with previous studies using other methods. We believe that the proposed framework of understanding three-loop braiding statistics (including both Abelian and non-Abelian cases) in interacting fermion systems applies for generic fermonic topological phases in 3D.
We study Abelian braiding statistics of loop excitations in three-dimensional (3D) gauge theories with fermionic particles and the closely related problem of classifying 3D fermionic symmetry-protected topological (FSPT) phases with unitary symmetries. It is known that the two problems are related by turning FSPT phases into gauge theories through gauging the global symmetry of the former. We show that there exist certain types of Abelian loop braiding statistics that are allowed only in the the presence of fermionic particles, which correspond to 3D intrinsic FSPT phases, i.e., those that do not stem from bosonic SPT phases. While such intrinsic FSPT phases are ubiquitous in 2D systems and in 3D systems with anti-unitary symmetries, their existence in 3D systems with unitary symmetries was not confirmed previously due to the fact that strong interaction is necessary to realize them. We show that the simplest unitary symmetry to support 3D intrinsic FSPT phases is $mathbb{Z}_2timesmathbb{Z}_4$. To establish the results, we first derive a complete set of physical constraints on Abelian loop braiding statistics. Solving the constraints, we obtain all possible Abelian loop braiding statistics in 3D gauge theories, including those that correspond to intrinsic FSPT phases. Then, we construct exactly soluble state-sum models to realize the loop braiding statistics. These state-sum models generalize the well-known Crane-Yetter and Dijkgraaf-Witten models.
Random matrix models provide a phenomenological description of a vast variety of physical phenomena. Prominent examples include the eigenvalue statistics of quantum (chaotic) systems, which are conveniently characterized using the spectral form factor (SFF). Here, we calculate the SFF of unitary matrix ensembles of infinite order with the weight function satisfying the assumptions of Szegos limit theorem. We then consider a parameter-dependent critical ensemble which has intermediate statistics characteristic of ergodic-to-nonergodic transitions such as the Anderson localization transition. This same ensemble is the matrix model of $U(N)$ Chern-Simons theory on $S^3$, and the SFF of this ensemble is proportional to the HOMFLY invariant of $(2n,2)$-torus links with one component in the fundamental and one in the antifundamental representation. This is one of a large class of ensembles arising from topological field and string theories which exhibit intermediate statistics. Indeed, the absence of a local order parameter suggests that it is natural to characterize ergodic-to-nonergodic transitions using topological tools, such as we have done here.
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Matrix Product States (MPSs) provide a powerful framework to study and classify gapped quantum phases --symmetry-protected topological (SPT) phases in particular--defined in one dimensional lattices. On the other hand, it is natural to expect that gapped quantum phases in the limit of zero correlation length are described by topological quantum field theories (TFTs or TQFTs). In this paper, for (1+1)-dimensional bosonic SPT phases protected by symmetry $G$, we bridge their descriptions in terms of MPSs, and those in terms of $G$-equivariant TFTs. In particular, for various topological invariants (SPT invariants) constructed previously using MPSs, we provide derivations from the point of view of (1+1) TFTs. We also discuss the connection between boundary degrees of freedom, which appear when one introduces a physical boundary in SPT phases, and open TFTs, which are TFTs defined on spacetimes with boundaries.
The same bulk two-dimensional topological phase can have multiple distinct, fully-chiral edge phases. We show that this can occur in the integer quantum Hall states at $ u=8$ and 12, with experimentally-testable consequences. We show that this can occur in Abelian fractional quantum Hall states as well, with the simplest examples being at $ u=8/7, 12/11, 8/15, 16/5$. We give a general criterion for the existence of multiple distinct chiral edge phases for the same bulk phase and discuss experimental consequences. Edge phases correspond to lattices while bulk phases correspond to genera of lattices. Since there are typically multiple lattices in a genus, the bulk-edge correspondence is typically one-to-many; there are usually many stable fully chiral edge phases corresponding to the same bulk. We explain these correspondences using the theory of integral quadratic forms. We show that fermionic systems can have edge phases with only bosonic low-energy excitations and discuss a fermionic generalization of the relation between bulk topological spins and the central charge. The latter follows from our demonstration that every fermionic topological phase can be represented as a bosonic topological phase, together with some number of filled Landau levels. Our analysis shows that every Abelian topological phase can be decomposed into a tensor product of theories associated with prime numbers $p$ in which every quasiparticle has a topological spin that is a $p^n$-th root of unity for some $n$. It also leads to a simple demonstration that all Abelian topological phases can be represented by $U(1)^N$ Chern-Simons theory parameterized by a K-matrix.
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