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Register a new userJoint Power Control and Beamforming for Uplink Non-Orthogonal Multiple Access in 5G Millimeter-Wave Communications
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Zhenyu Xiao
Publication date
2017
fields
Informatics Engineering
and research's language is
English
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In this paper, we investigate the combination of two key enabling technologies for the fifth generation (5G) wireless mobile communication, namely millimeter-wave (mmWave) communications and non-orthogonal multiple access (NOMA). In particular, we consider a typical 2-user uplink mmWave-NOMA system, where the base station (BS) equips an analog beamforming structure with a single RF chain and serves 2 NOMA users. An optimization problem is formulated to maximize the achievable sum rate of the 2 users while ensuring a minimal rate constraint for each user. The problem turns to be a joint power control and beamforming problem, i.e., we need to find the beamforming vectors to steer to the two users simultaneously subject to an analog beamforming structure, and meanwhile control appropriate power on them. As direct search for the optimal solution of the non-convex problem is too complicated, we propose to decompose the original problem into two sub-problems that are relatively easy to solve: one is a power control and beam gain allocation problem, and the other is an analog beamforming problem under a constant-modulus constraint. The rational of the proposed solution is verified by extensive simulations, and the performance evaluation results show that the proposed sub-optimal solution achieve a close-to-bound uplink sum-rate performance.
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The integration of non-orthogonal multiple access in millimeter-Wave communications (mmWave-NOMA) can significantly improve the spectrum efficiency and increase the number of users in the fifth-generation (5G) mobile communication. In this paper we consider a downlink mmWave-NOMA cellular system, where the base station is mounted with an analog beamforming phased array, and multiple users are served in the same time-frequency resource block. To guarantee user fairness, we formulate a joint beamforming and power allocation problem to maximize the minimal achievable rate among the users, i.e., we adopt the max-min fairness. As the problem is difficult to solve due to the non-convex formulation and high dimension of the optimization variables, we propose a sub-optimal solution, which makes use of the spatial sparsity in the angle domain of the mmWave channel. In the solution, the closed-form optimal power allocation is obtained first, which reduces the joint optimization problem into an equivalent beamforming problem. Then an appropriate beamforming vector is designed. Simulation results show that the proposed solution can achieve a near-upper-bound performance in terms of achievable rate, which is significantly better than that of the conventional mmWave orthogonal multiple access (mmWave-OMA) system.
In this paper, we investigate the combination of non-orthogonal multiple access and millimeter-Wave communications (mmWave-NOMA). A downlink cellular system is considered, where an analog phased array is equipped at both the base station and users. A joint Tx-Rx beamforming and power allocation problem is formulated to maximize the achievable sum rate (ASR) subject to a minimum rate constraint for each user. As the problem is non-convex, we propose a sub-optimal solution with three stages. In the first stage, the optimal power allocation with a closed form is obtained for an arbitrary fixed Tx-Rx beamforming. In the second stage, the optimal Rx beamforming with a closed form is designed for an arbitrary fixed Tx beamforming. In the third stage, the original problem is reduced to a Tx beamforming problem by using the previous results, and a boundary-compressed particle swarm optimization (BC-PSO) algorithm is proposed to obtain a sub-optimal solution. Extensive performance evaluations are conducted to verify the rational of the proposed solution, and the results show that the proposed sub-optimal solution can achieve a near-upper-bound performance in terms of ASR, which is significantly improved compared with those of the state-of-the-art schemes and the conventional mmWave orthogonal multiple access (mmWave-OMA) system.
We introduce clustered millimeter wave networks with invoking non-orthogonal multiple access~(NOMA) techniques, where the NOMA users are modeled as Poisson cluster processes and each cluster contains a base station (BS) located at the center. To provide realistic directional beamforming, an actual antenna array pattern is deployed at all BSs. We propose three distance-dependent user selection strategies to appraise the path loss impact on the performance of our considered networks. With the aid of such strategies, we derive tractable analytical expressions for the coverage probability and system throughput. Specifically, closed-form expressions are deduced under a sparse network assumption to improve the calculation efficiency. It theoretically demonstrates that the large antenna scale benefits the near user, while such influence for the far user is fluctuant due to the randomness of the beamforming. Moreover, the numerical results illustrate that: 1) the proposed system outperforms traditional orthogonal multiple access techniques and the commonly considered NOMA-mmWave scenarios with the random beamforming; 2) the coverage probability has a negative correlation with the variance of intra-cluster receivers; 3) 73 GHz is the best carrier frequency for near user and 28 GHz is the best choice for far user; 4) an optimal number of the antenna elements exists for maximizing the system throughput.
In order to overcome the inherent latency in multi-user unmanned aerial vehicle (UAV) networks with orthogonal multiple access (OMA). In this paper, we investigate the UAV enabled uplink non-orthogonal multiple access (NOMA) network, where a UAV is deployed to collect the messages transmitted by ground users. In order to maximize the sum rate of all users and to meet the quality of service (QoS) requirement, we formulate an optimization problem, in which the UAV deployment position and the power control are jointly optimized. This problem is non-convex and some variables are binary, and thus it is a typical NP hard problem. In this paper, an iterative algorithm is proposed with the assistance of successive convex approximate (SCA) technique and the penalty function method. In order to reduce the high computational complexity of the iterative algorithm, a low complexity approximation algorithm is then proposed, which can achieve a similar performance compared to the iterative algorithm. Compared with OMA scheme and conventional NOMA scheme, numerical results show that our proposed algorithms can efficiently improve the sum rate.
Non-orthogonal multiple access (NOMA) is envisioned to be one of the most beneficial technologies for next generation wireless networks due to its enhanced performance compared to other conventional radio access techniques. Although the principle of NOMA allows multiple users to use the same frequency resource, due to decoding complication, information of users in practical systems cannot be decoded successfully if many of them use the same channel. Consequently, assigned spectrum of a system needs to be split into multiple subchannels in order to multiplex that among many users. Uplink resource allocation for such systems is more complicated compared to the downlink ones due to the individual users power constraints and discrete nature of subchannel assignment. In this paper, we propose an uplink subchannel and power allocation scheme for such systems. Due to the NP-hard and non-convex nature of the problem, the complete solution, that optimizes both subchannel assignment and power allocation jointly, is intractable. Consequently, we solve the problem in two steps. First, based on the assumption that the maximal power level of a user is subdivided equally among its allocated subchannels, we apply many-to-many matching model to solve the subchannel-user mapping problem. Then, in order to enhance the performance of the system further, we apply iterative water-filling and geometric programming two power allocation techniques to allocate power in each allocated subchannel-user slot optimally. Extensive simulation has been conducted to verify the effectiveness of the proposed scheme. The results demonstrate that the proposed scheme always outperforms all existing works in this context under all possible scenarios.
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