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Register a new userUser Fairness Non-orthogonal Multiple Access (NOMA) for 5G Millimeter-Wave Communications with Analog Beamforming
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Zhenyu Xiao
Publication date
2018
fields
Informatics Engineering
and research's language is
English
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The integration of non-orthogonal multiple access in millimeter-Wave communications (mmWave-NOMA) can significantly improve the spectrum efficiency and increase the number of users in the fifth-generation (5G) mobile communication. In this paper we consider a downlink mmWave-NOMA cellular system, where the base station is mounted with an analog beamforming phased array, and multiple users are served in the same time-frequency resource block. To guarantee user fairness, we formulate a joint beamforming and power allocation problem to maximize the minimal achievable rate among the users, i.e., we adopt the max-min fairness. As the problem is difficult to solve due to the non-convex formulation and high dimension of the optimization variables, we propose a sub-optimal solution, which makes use of the spatial sparsity in the angle domain of the mmWave channel. In the solution, the closed-form optimal power allocation is obtained first, which reduces the joint optimization problem into an equivalent beamforming problem. Then an appropriate beamforming vector is designed. Simulation results show that the proposed solution can achieve a near-upper-bound performance in terms of achievable rate, which is significantly better than that of the conventional mmWave orthogonal multiple access (mmWave-OMA) system.
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In this paper, we investigate the combination of two key enabling technologies for the fifth generation (5G) wireless mobile communication, namely millimeter-wave (mmWave) communications and non-orthogonal multiple access (NOMA). In particular, we consider a typical 2-user uplink mmWave-NOMA system, where the base station (BS) equips an analog beamforming structure with a single RF chain and serves 2 NOMA users. An optimization problem is formulated to maximize the achievable sum rate of the 2 users while ensuring a minimal rate constraint for each user. The problem turns to be a joint power control and beamforming problem, i.e., we need to find the beamforming vectors to steer to the two users simultaneously subject to an analog beamforming structure, and meanwhile control appropriate power on them. As direct search for the optimal solution of the non-convex problem is too complicated, we propose to decompose the original problem into two sub-problems that are relatively easy to solve: one is a power control and beam gain allocation problem, and the other is an analog beamforming problem under a constant-modulus constraint. The rational of the proposed solution is verified by extensive simulations, and the performance evaluation results show that the proposed sub-optimal solution achieve a close-to-bound uplink sum-rate performance.
In this paper, we investigate the combination of non-orthogonal multiple access and millimeter-Wave communications (mmWave-NOMA). A downlink cellular system is considered, where an analog phased array is equipped at both the base station and users. A joint Tx-Rx beamforming and power allocation problem is formulated to maximize the achievable sum rate (ASR) subject to a minimum rate constraint for each user. As the problem is non-convex, we propose a sub-optimal solution with three stages. In the first stage, the optimal power allocation with a closed form is obtained for an arbitrary fixed Tx-Rx beamforming. In the second stage, the optimal Rx beamforming with a closed form is designed for an arbitrary fixed Tx beamforming. In the third stage, the original problem is reduced to a Tx beamforming problem by using the previous results, and a boundary-compressed particle swarm optimization (BC-PSO) algorithm is proposed to obtain a sub-optimal solution. Extensive performance evaluations are conducted to verify the rational of the proposed solution, and the results show that the proposed sub-optimal solution can achieve a near-upper-bound performance in terms of ASR, which is significantly improved compared with those of the state-of-the-art schemes and the conventional mmWave orthogonal multiple access (mmWave-OMA) system.
We introduce clustered millimeter wave networks with invoking non-orthogonal multiple access~(NOMA) techniques, where the NOMA users are modeled as Poisson cluster processes and each cluster contains a base station (BS) located at the center. To provide realistic directional beamforming, an actual antenna array pattern is deployed at all BSs. We propose three distance-dependent user selection strategies to appraise the path loss impact on the performance of our considered networks. With the aid of such strategies, we derive tractable analytical expressions for the coverage probability and system throughput. Specifically, closed-form expressions are deduced under a sparse network assumption to improve the calculation efficiency. It theoretically demonstrates that the large antenna scale benefits the near user, while such influence for the far user is fluctuant due to the randomness of the beamforming. Moreover, the numerical results illustrate that: 1) the proposed system outperforms traditional orthogonal multiple access techniques and the commonly considered NOMA-mmWave scenarios with the random beamforming; 2) the coverage probability has a negative correlation with the variance of intra-cluster receivers; 3) 73 GHz is the best carrier frequency for near user and 28 GHz is the best choice for far user; 4) an optimal number of the antenna elements exists for maximizing the system throughput.
Non-orthogonal multiple access (NoMA) as an efficient way of radio resource sharing has been identified as a promising technology in 5G to help improving system capacity, user connectivity, and service latency in 5G communications. This paper provides a brief overview of the progress of NoMA transceiver study in 3GPP, with special focus on the design of turbo-like iterative multi-user (MU) receivers. There are various types of MU receivers depending on the combinations of MU detectors and interference cancellation (IC) schemes. Link-level simulations show that expectation propagation algorithm (EPA) with hybrid parallel interference cancellation (PIC) is a promising MU receiver, which can achieve fast convergence and similar performance as message passing algorithm (MPA) with much lower complexity.
This paper investigates the impact of physical layer secrecy on the performance of a unified non-orthogonal multiple access (NOMA) framework, where both external and internal eavesdropping scenarios are examined. The spatial locations of legitimate users (LUs) and eavesdroppers are modeled by invoking stochastic geometry. To characterize the security performance, new exact and asymptotic expressions of secrecy outage probability (SOP) are derived for both code-domain NOMA (CD-NOMA) and power-domain NOMA (PD-NOMA), in which imperfect successive interference cancellation (ipSIC) and perfect SIC (pSIC) are taken into account. For the external eavesdropping scenario, the secrecy diversity orders by a pair of LUs (the n-th user and m-th user) for CD/PD-NOMA are obtained. Analytical results make known that the diversity orders of the $n$-th user with ipSIC/pSIC for CD-NOMA and PD-NOMA are equal to zero/K and zero/one, respectively. The diversity orders of the m-th user are equal to K/one for CD/PD-NOMA. For the internal eavesdropping scenario, we examine the analysis of secrecy diversity order and observe that the m-th user to wiretap the n-th user with ipSIC/pSIC for CD-NOMA and PD-NOMA provide the diversity orders of zero/K and zero/one, respectively, which is consistent with external eavesdropping scenario. Numerical results are present to confirm the accuracy of the analytical results developed and show that: i) The secrecy outage behavior of the $n$-th user is superior to that of the m-th user; ii) By increasing the number of subcarriers, CD-NOMA is capable of achieving a larger secrecy diversity gain compared to PD-NOMA.
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