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Theory of optical transitions in graphene nanoribbons

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 Added by Kenichi Sasaki
 Publication date 2011
  fields Physics
and research's language is English




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Matrix elements of electron-light interactions for armchair and zigzag graphene nanoribbons are constructed analytically using a tight-binding model. The changes in wavenumber ($Delta n$) and pseudospin are the necessary elements if we are to understand the optical selection rule. It is shown that an incident light with a specific polarization and energy, induces an indirect transition ($Delta n=pm1$), which results in a characteristic peak in absorption spectra. Such a peak provides evidence that the electron standing wave is formed by multiple reflections at both edges of a ribbon. It is also suggested that the absorption of low-energy light is sensitive to the position of the Fermi energy, direction of light polarization, and irregularities in the edge. The effect of depolarization on the absorption peak is briefly discussed.



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The universality of $k$-dependent electron-photon and electron-phonon matrix elements is discussed for graphene nanoribbons and carbon nanotubes. An electron undergoes a change in wavevector in the direction of broken translational symmetry, depending on the light polarization direction. We suggest that this phenomenon originates from a microscopic feature of chirality.
It is now possible to produce graphene nanoribbons (GNRs) with atomically defined widths. GNRs offer many opportunities for electronic devices and composites, if it is possible to establish the link between edge structure and functionalisation, and resultant GNR properties. Switching hydrogen edge termination to larger more complex functional groups such as hydroxyls or thiols induces strain at the ribbon edge. However we show that this strain is then relieved via the formation of static out-of-plane ripples. The resultant ribbons have a significantly reduced Youngs Modulus which varies as a function of ribbon width, modified band gaps, as well as heterogeneous chemical reactivity along the edge. Rather than being the exception, such static edge ripples are likely on the majority of functionalized graphene ribbon edges.
Graphene nanoribbons are widely regarded as promising building blocks for next-generation carbon-based devices. A critical issue to their prospective applications is whether and to what degree their electronic structure can be externally controlled. Here, we combine simple model Hamiltonians with extensive first-principles calculations to investigate the response of armchair graphene nanoribbons to transverse electric fields. Such fields can be achieved either upon laterally gating the nanoribbon or incorporating ambipolar chemical co-dopants along the edges. We reveal that the field induces a semiconductor-to-semimetal transition, with the semimetallic phase featuring zero-energy Dirac fermions that propagate along the armchair edges. The transition occurs at critical fields that scale inversely with the width of the nanoribbons. These findings are universal to group-IV honeycomb lattices, including silicene and germanene nanoribbons, irrespective of the type of edge termination. Overall, our results create new opportunities to electrically engineer Dirac fermions in otherwise semiconducting graphene-like nanoribbons.
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