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Statistical Mechanics of Floquet Quantum Matter: Exact and Emergent Conservation Laws

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 Added by Asmi Haldar
 Publication date 2021
  fields Physics
and research's language is English




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Equilibrium statistical mechanics rests on the assumption of ergodic dynamics of a system modulo the conservation laws of local observables: extremization of entropy immediately gives Gibbs ensemble (GE) for energy conserving systems and a generalized version of it (GGE) when the number of local conserved quantities (LCQ) is more than one. Through the last decade, statistical mechanics has been extended to describe the late-time behaviour of periodically driven (Floquet) quantum matter starting from a generic state. The structure built on the fundamental assumptions of ergodicity and identification of the relevant conservation laws in this inherently non-equilibrium setting. More recently, it has been shown that the statistical mechanics has a much richer structure due to the existence of {it emergent} conservation laws: these are approximate but stable conservation laws arising {it due to the drive}, and are not present in the undriven system. Extensive numerical and analytical results support perpetual stability of these emergent (though approximate) conservation laws, probably even in the thermodynamic limit. This banks on the recent finding of a sharp ergodicity threshold for Floquet thermalization in clean, interacting non-integrable Floquet systems. This opens up a new possibility of stable Floquet engineering in such systems. This review intends to give a theoretical overview of these developments. We conclude by briefly surveying the experimental scenario.

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We consider a clean quantum system subject to strong periodic driving. The existence of a dominant energy scale, $h_D^x$, can generate considerable structure in an effective description of a system which, in the absence of the drive, is non-integrable, interacting, and does not host localization. In particular, we uncover points of freezing in the space of drive parameters (frequency and amplitude). At those points, the dynamics is severely constrained due to the emergence of an almost exact local conserved quantity, which scars the {it entire} Floquet spectrum by preventing the system from heating up ergodically, starting from any generic state, even though it delocalizes over an appropriate subspace. At large drive frequencies, where a naive Magnus expansion would predict a vanishing effective (average) drive, we devise instead a strong-drive Magnus expansion in a moving frame. There, the emergent conservation law is reflected in the appearance of an `integrability of an effective Hamiltonian. These results hold for a wide variety of Hamiltonians, including the Ising model in a transverse field in {it any dimension} and for {it any form of Ising interactions}. The phenomenon is also shown to be robust in the presence of {it two-body Heisenberg interactions with any arbitrary choice of couplings}. Further, we construct a real-time perturbation theory which captures resonance phenomena where the conservation breaks down, giving way to unbounded heating. This opens a window on the low-frequency regime where the Magnus expansion fails.
The delocalization or scrambling of quantum information has emerged as a central ingredient in the understanding of thermalization in isolated quantum many-body systems. Recently, significant progress has been made analytically by modeling non-integrable systems as stochastic systems, lacking a Hamiltonian picture, while honest Hamiltonian dynamics are frequently limited to small system sizes due to computational constraints. In this paper, we address this by investigating the role of conservation laws (including energy conservation) in the thermalization process from an information-theoretic perspective. For general non-integrable models, we use the equilibrium approximation to show that the maximal amount of information is scrambled (as measured by the tripartite mutual information of the time-evolution operator) at late times even when a system conserves energy. In contrast, we explicate how when a system has additional symmetries that lead to degeneracies in the spectrum, the amount of information scrambled must decrease. This general theory is exemplified in case studies of holographic conformal field theories (CFTs) and the Sachdev-Ye-Kitaev (SYK) model. Due to the large Virasoro symmetry in 1+1D CFTs, we argue that, in a sense, these holographic theories are not maximally chaotic, which is explicitly seen by the non-saturation of the second Renyi tripartite mutual information. The roles of particle-hole and U(1) symmetries in the SYK model are milder due to the degeneracies being only two-fold, which we confirm explicitly at both large- and small-$N$. We reinterpret the operator entanglement in terms the growth of local operators, connecting our results with the information scrambling described by out-of-time-ordered correlators, identifying the mechanism for suppressed scrambling from the Heisenberg perspective.
Finite-temperature spin transport in the quantum Heisenberg spin chain is known to be superdiffusive, and has been conjectured to lie in the Kardar-Parisi-Zhang (KPZ) universality class. Using a kinetic theory of transport, we compute the KPZ coupling strength for the Heisenberg chain as a function of temperature, directly from microscopics; the results agree well with density-matrix renormalization group simulations. We establish a rigorous quantum-classical correspondence between the giant quasiparticles that govern superdiffusion and solitons in the classical continuous Landau-Lifshitz ferromagnet. We conclude that KPZ universality has the same origin in classical and quantum integrable isotropic magnets: a finite-temperature gas of low-energy classical solitons.
The statistical mechanics of periodically driven (Floquet) systems in contact with a heat bath exhibits some radical differences from the traditional statistical mechanics of undriven systems. In Floquet systems all quasienergies can be placed in a finite frequency interval, and the number of near degeneracies in this interval grows without limit as the dimension N of the Hilbert space increases. This leads to pathologies, including drastic changes in the Floquet states, as N increases. In earlier work these difficulties were put aside by fixing N, while taking the coupling to the bath to be smaller than any quasienergy difference. This led to a simple explicit theory for the reduced density matrix, but with some major differences from the usual time independent statistical mechanics. We show that, for weak but finite coupling between system and heat bath, the accuracy of a calculation within the truncated Hilbert space spanned by the N lowest energy eigenstates of the undriven system is limited, as N increases indefinitely, only by the usual neglect of bath memory effects within the Born and Markov approximations. As we seek higher accuracy by increasing N, we inevitably encounter quasienergy differences smaller than the system-bath coupling. We therefore derive the steady state reduced density matrix without restriction on the size of quasienergy splittings. In general, it is no longer diagonal in the Floquet states. We analyze, in particular, the behavior near a weakly avoided crossing, where quasienergy near degeneracies routinely appear. The explicit form of our results for the denisty matrix gives a consistent prescription for the statistical mechanics for many periodically driven systems with N infinite, in spite of the Floquet state pathologies.
Even though the first momenta i.e. the ensemble average quantities in canonical ensemble (CE) give the grand canonical (GC) results in large multiplicity limit, the fluctuations involving second moments do not respect this asymptotic behaviour. Instead, the asymptotics are strikingly different, giving a new handle in study of statistical particle number fluctuations in relativistic nuclear reactions. Here we study the analytical large volume asymptotics to general case of multispecies hadron gas carrying fixed baryon number, strangeness and electric charge. By means of Monte Carlo simulations we have also studied the general multiplicity probability distributions taking into account the decay chains of resonance states.
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