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Register a new userAbundance of Primordial Black Holes in Peak Theory for an Arbitrary Power Spectrum
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We modify the procedure to estimate PBH abundance proposed in arXiv:1805.03946 so that it can be applied to a broad power spectrum such as the scale-invariant flat power spectrum. In the new procedure, we focus on peaks of the Laplacian of the curvature perturbation $triangle zeta$ and use the values of $triangle zeta$ and $triangle triangle zeta $ at each peak to specify the profile of $zeta$ as a function of the radial coordinate while the values of $zeta$ and $triangle zeta$ are used in arXiv:1805.03946. The new procedure decouples the larger-scale environmental effect from the estimate of PBH abundance. Because the redundant variance due to the environmental effect is eliminated, we obtain a narrower shape of the mass spectrum compared to the previous procedure in arXiv:1805.03946. Furthermore, the new procedure allows us to estimate PBH abundance for the scale-invariant flat power spectrum by introducing a window function. Although the final result depends on the choice of the window function, we show that the $k$-space tophat window minimizes the extra reduction of the mass spectrum due to the window function. That is, the $k$-space tophat window has the minimum required property in the theoretical PBH estimation. Our procedure makes it possible to calculate the PBH mass spectrum for an arbitrary power spectrum by using a plausible PBH formation criterion with the nonlinear relation taken into account.
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We discuss the effect of local type non-Gaussianity on the abundance of primordial black holes (PBH) based on the peak theory. We provide the PBH formation criterion based on the so-called compaction function and use the peak theory statistics associated with the curvature perturbation with the local type non-Gaussianity. Providing a method to estimate the PBH abundance, we demonstrate the effects of non-Gaussianity. It is explicitly shown that the value of non-linear parameter $|f_{rm NL}| sim 1$ induces a similar effect to a few factors of difference in the amplitude of the power spectrum.
We consider the steepest rate at which the power spectrum from single field inflation can grow, with the aim of providing a simple explanation for the $k^4$ growth found recently. With this explanation in hand we show that a slightly steeper $k^5 (log k )^2$ growth is in fact possible. Moreover, we argue that the power spectrum after a steep growth cannot immediately decay, but must remain large for the $k$ modes which exit during a $sim2$ e-fold period. We also briefly consider how a strong growth can affect the spectral index of longer wavelengths preceding the growth, and show that even the conversion of isocurvature modes likely cannot lead to a stronger growth. These results have implications for the formation of primordial black holes, and other phenomena which require a large amplitude of power spectrum at short scales.
In this paper, we update the peak theory for the estimation of the primordial black hole (PBH) abundance, particularly by implementing the critical behavior in the estimation of the PBH mass and employing the averaged compaction function for the PBH formation criterion to relax the profile dependence. We apply our peak theory to a specific non-Gaussian feature called the exponential tail, which is characteristic in ultra slow-roll models of inflation. With this type of non-Gaussianity, the probability of a large perturbation is not suppressed by the Gaussian factor but decays only exponentially, so the PBH abundance is expected to be much enhanced. Not only do we confirm this enhancement even compared to the case of the corresponding nonlinearity parameter $f_mathrm{NL}=5/2$, but also we find that the resultant PBH mass spectrum has a characteristic maximal mass which is not seen in the simple Press--Schechter approach.
We consider the application of peaks theory to the calculation of the number density of peaks relevant for primordial black hole (PBH) formation. For PBHs, the final mass is related to the amplitude and scale of the perturbation from which it forms, where the scale is defined as the scale at which the compaction function peaks. We therefore extend peaks theory to calculate not only the abundance of peaks of a given amplitude, but peaks of a given amplitude and scale. A simple fitting formula is given in the high-peak limit relevant for PBH formation. We also adapt the calculation to use a Gaussian smoothing function, ensuring convergence regardless of the choice of power spectrum.
In the model where Primordial Black Holes (PBHs) form from large primordial curvature (C) perturbations, i.e., CPBHs, constraints on PBH abundance provide in principle constraints on the primordial curvature power spectrum. This connection however depends necessarily on the details of PBH formation mechanism. In this paper we provide, for the first time, constraints on the primordial curvature power spectrum from the latest limits on PBH abundance, taking into account all the steps from gravitational collapse in real space to PBH formation. In particular, we use results from numerical relativity simulations and peak theory to study the conditions for PBH formation for a range of perturbation shapes, including non-linearities, perturbation profile and a careful treatment of smoothing and filtering scales. We then obtain updated PBH formation conditions and translate that into primordial spectrum constraints for a wide range of shapes and abundances. These updated constraints cover a range of scales not probed by other cosmological observables. Our results show that the correct and accurate modelling of non-linearities, filtering and typical perturbation profile, is crucial for deriving meaningful cosmological implications.
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