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Register a new userMemory-assisted Statistically-ranked RF Beam Training Algorithm for Sparse MIMO
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This paper presents a novel radio frequency (RF) beam training algorithm for sparse multiple input multiple output (MIMO) channels using unitary RF beamforming codebooks at transmitter (Tx) and receiver (Rx). The algorithm leverages statistical knowledge from past beam data for expedited beam search with statistically-minimal training overheads. Beams are tested in the order of their ranks based on their probabilities for providing a communication link. For low beam entropy scenarios, statistically-ranked beam search performs excellent in reducing the average number of beam tests per Tx-Rx beam pair identification for a communication link. For high beam entropy cases, a hybrid algorithm involving both memory-assisted statistically-ranked (MarS) beam search and multi-level (ML) beam search is also proposed. Savings in training overheads increase with decrease in beam entropy and increase in MIMO channel dimensions.
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Recent applications of the Full Duplex (FD) technology focus on enabling simultaneous control communication and data transmission to reduce the control information exchange overhead, which impacts end-to-end latency and spectral efficiency. In this paper, we present a simultaneous direction estimation and data transmission scheme for millimeter Wave (mmWave) massive Multiple-Input Multiple-Output (MIMO) systems, enabled by a recent FD MIMO technology with reduced hardware complexity Self-Interference (SI) cancellation. We apply the proposed framework in the mmWave analog beam management problem, considering a base station equipped with a large transmit antenna array realizing downlink analog beamforming and few digitally controlled receive antenna elements used for uplink Direction-of-Arrival (DoA) estimation. A joint optimization framework for designing the DoA-assisted analog beamformer and the analog as well as digital SI cancellation is presented with the objective to maximize the achievable downlink rate. Our simulation results showcase that the proposed scheme outperforms its conventional half-duplex counterpart, yielding reduced DoA estimation error and superior downlink data rate.
In a practical massive MIMO (multiple-input multiple-output) system, the number of antennas at a base station (BS) is constrained by the space and cost factors, which limits the throughput gain promised by theoretical analysis. This paper thus studies the feasibility of adopting the intelligent reflecting surface (IRS) to further improve the beamforming gain of the uplink communications in a massive MIMO system. Under such a novel system, the central question lies in whether the IRS is able to enhance the network throughput as expected, if the channel estimation overhead is taken into account. In this paper, we first show that the favorable propagation property for the conventional massive MIMO system without IRS, i.e., the channels of arbitrary two users are orthogonal, no longer holds for the IRS-assisted massive MIMO system, due to its special channel property that each IRS element reflects the signals from all the users to the BS via the same channel. As a result, the maximal-ratio combining (MRC) receive beamforming strategy leads to strong inter-user interference and thus even lower user rates than those of the massive MIMO system without IRS. To tackle this challenge, we propose a novel strategy for zero-forcing (ZF) beamforming design at the BS and reflection coefficients design at the IRS to efficiently null the inter-user interference. Under our proposed strategy, it is rigorously shown that even if the channel estimation overhead is considered, the IRS-assisted massive MIMO system can always achieve higher throughput compared to its counterpart without IRS, despite the fact that the favorable propagation property no longer holds.
In this work, we investigate a novel simultaneous transmission and reflection reconfigurable intelligent surface (RIS)-assisted multiple-input multiple-output downlink system, where three practical transmission protocols, namely, energy splitting (ES), mode selection (MS), and time splitting (TS), are studied. For the system under consideration, we maximize the weighted sum rate with multiple coupled variables. To solve this optimization problem, a block coordinate descent algorithm is proposed to reformulate this problem and design the precoding matrices and the transmitting and reflecting coefficients (TARCs) in an alternate manner. Specifically, for the ES scheme, the precoding matrices are solved using the Lagrange dual method, while the TARCs are obtained using the penalty concave-convex method. Additionally, the proposed method is extended to the MS scheme by solving a mixed-integer problem. Moreover, we solve the formulated problem for the TS scheme using a one-dimensional search and the Majorization-Minimization technique. Our simulation results reveal that: 1) Simultaneous transmission and reflection RIS (STAR-RIS) can achieve better performance than reflecting-only RIS; 2) In unicast communication, TS scheme outperforms the ES and MS schemes, while in broadcast communication, ES scheme outperforms the TS and MS schemes.
This paper considers the application of reconfigurable intelligent surfaces (RISs) (a.k.a. intelligent reflecting surfaces (IRSs)) to assist multiuser multiple-input multiple-output (MIMO) uplink transmission from several multi-antenna user terminals (UTs) to a multi-antenna base station (BS). For reducing the signaling overhead, only partial channel state information (CSI), including the instantaneous CSI between the RIS and the BS as well as the slowly varying statistical CSI between the UTs and the RIS, is exploited in our investigation. In particular, an optimization framework is proposed for jointly designing the transmit covariance matrices of the UTs and the RIS phase shift matrix to maximize the system global energy efficiency (GEE) with partial CSI. We first obtain closed-form solutions for the eigenvectors of the optimal transmit covariance matrices of the UTs. Then, to facilitate the design of the transmit power allocation matrices and the RIS phase shifts, we derive an asymptotically deterministic equivalent of the objective function with the aid of random matrix theory. We further propose a suboptimal algorithm to tackle the GEE maximization problem with guaranteed convergence, capitalizing on the approaches of alternating optimization, fractional programming, and sequential optimization. Numerical results substantiate the effectiveness of the proposed approach as well as the considerable GEE gains provided by the RIS-assisted transmission scheme over the traditional baselines.
A ground-to-air free-space optical link is studied for a hovering unmanned aerial vehicle (UAV) having multiple rotors. For this UAV, a four-quadrant array of photodetectors is used at the optical receiver to alleviate the adverse effect of hovering fluctuations by enlarging the receiver field-of-view. Extensive mathematical analysis is conducted to evaluate the beam tracking performance under the random effects of hovering fluctuations. The accuracy of the derived analytical expressions is corroborated by performing Monte-Carlo simulations. It is shown that the performance of such links depends heavily on the random fluctuations of hovering UAV, and, for each level of instability there is an optimal size for the array that minimizes the tracking error probability
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