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Bulk-edge correspondence, spectral flow and Atiyah-Patodi-Singer theorem for the Z2-invariant in topological insulators

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 Added by Yue Yu
 Publication date 2016
  fields Physics
and research's language is English




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We study the bulk-edge correspondence in topological insulators by taking Fu-Kane spin pumping model as an example. We show that the Kane-Mele invariant in this model is Z2 invariant modulo the spectral flow of a single-parameter family of 1+1-dimensional Dirac operators with a global boundary condition induced by the Kramers degeneracy of the system. This spectral flow is defined as an integer which counts the difference between the number of eigenvalues of the Dirac operator family that flow from negative to non-negative and the number of eigenvalues that flow from non-negative to negative. Since the bulk states of the insulator are completely gapped and the ground state is assumed being no more degenerate except the Kramers, they do not contribute to the spectral flow and only edge states contribute to. The parity of the number of the Kramers pairs of gapless edge states is exactly the same as that of the spectral flow. This reveals the origin of the edge-bulk correspondence, i.e., why the edge states can be used to characterize the topological insulators. Furthermore, the spectral flow is related to the reduced eta-invariant and thus counts both the discrete ground state degeneracy and the continuous gapless excitations, which distinguishes the topological insulator from the conventional band insulator even if the edge states open a gap due to a strong interaction between edge modes. We emphasize that these results are also valid even for a weak disordered and/or weak interacting system. The higher spectral flow to categorize the higher-dimensional topological insulators are expected.

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We propose a non-perturbative formulation of the Atiyah-Patodi-Singer(APS) index in lattice gauge theory, in which the index is given by the $eta$ invariant of the domain-wall Dirac operator. Our definition of the index is always an integer with a finite lattice spacing. To verify this proposal, using the eigenmode set of the free domain-wall fermion, we perturbatively show in the continuum limit that the curvature term in the APS theorem appears as the contribution from the massive bulk extended modes, while the boundary $eta$ invariant comes entirely from the massless edge-localized modes.
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The bulk-boundary correspondence is a generic feature of topological states of matter, reflecting the intrinsic relation between topological bulk and boundary states. For example, robust edge states propagate along the edges and corner states gather at corners in the two-dimensional first-order and second-order topological insulators, respectively. Here, we report two kinds of topological states hosting anomalous bulk-boundary correspondence in the extended two-dimensional dimerized lattice with staggered flux threading. At 1/2-filling, we observe isolated corner states with no fractional charge as well as metallic near-edge states in the C = 2 Chern insulator states. At 1/4-filling, we find a C = 0 topologically nontrivial state, where the robust edge states are well localized along edges but bypass corners. These robust topological insulating states significantly differ from both conventional Chern insulators and usual high-order topological insulators.
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