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Correlation effects on 3D topological phases: from bulk to boundary

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 Publication date 2012
  fields Physics
and research's language is English




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Topological phases of quantum matter defy characterization by conventional order parameters but can exhibit quantized electro-magnetic response and/or protected surface states. We examine such phenomena in a model for three-dimensional correlated complex oxides, the pyrochlore iridates. The model realizes interacting topological insulators with and without time-reversal symmetry, and topological Weyl semimetals. We use cellular dynamical mean field theory, a method that incorporates quantum-many-body effects and allows us to evaluate the magneto-electric topological response coefficient in correlated systems. This invariant is used to unravel the presence of an interacting axion insulator absent within a simple mean field study. We corroborate our bulk results by studying the evolution of the topological boundary states in the presence of interactions. Consequences for experiments and for the search for correlated materials with symmetry-protected topological order are given.



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We derive a series of quantitative bulk-boundary correspondences for 3D bosonic and fermionic symmetry-protected topological (SPT) phases under the assumption that the surface is gapped, symmetric and topologically ordered, i.e., a symmetry-enriched topological (SET) state. We consider those SPT phases that are protected by the mirror symmetry and continuous symmetries that form a group of $U(1)$, $SU(2)$ or $SO(3)$. In particular, the fermionic cases correspond to a crystalline version of 3D topological insulators and topological superconductors in the famous ten-fold-way classification, with the time-reversal symmetry replaced by the mirror symmetry and with strong interaction taken into account. For surface SETs, the most general interplay between symmetries and anyon excitations is considered. Based on the previously proposed dimension reduction and folding approaches, we re-derive the classification of bulk SPT phases and define a emph{complete} set of bulk topological invariants for every symmetry group under consideration, and then derive explicit expressions of the bulk invariants in terms of surface topological properties (such as topological spin, quantum dimension) and symmetry properties (such as mirror fractionalization, fractional charge or spin). These expressions are our quantitative bulk-boundary correspondences. Meanwhile, the bulk topological invariants can be interpreted as emph{anomaly indicators} for the surface SETs which carry t Hooft anomalies of the associated symmetries whenever the bulk is topologically non-trivial. Hence, the quantitative bulk-boundary correspondences provide an easy way to compute the t Hooft anomalies of the surface SETs. Moreover, our anomaly indicators are complete. Our derivations of the bulk-boundary correspondences and anomaly indicators are explicit and physically transparent.
Quantum field theories have a rich structure in the presence of boundaries. We study the groundstates of conformal field theories (CFTs) and Lifshitz field theories in the presence of a boundary through the lens of the entanglement entropy. For a family of theories in general dimensions, we relate the universal terms in the entanglement entropy of the bulk theory with the corresponding terms for the theory with a boundary. This relation imposes a condition on certain boundary central charges. For example, in 2 + 1 dimensions, we show that the corner-induced logarithmic terms of free CFTs and certain Lifshitz theories are simply related to those that arise when the corner touches the boundary. We test our findings on the lattice, including a numerical implementation of Neumann boundary conditions. We also propose an ansatz, the boundary Extensive Mutual Information model, for a CFT with a boundary whose entanglement entropy is purely geometrical. This model shows the same bulk-boundary connection as Dirac fermions and certain supersymmetric CFTs that have a holographic dual. Finally, we discuss how our results can be generalized to all dimensions as well as to massive quantum field theories.
The standard boundary state of a topological insulator in 3+1 dimensions has gapless charged fermions. We present model systems that reproduce this standard gapless boundary state in one phase, but also have gapped phases with topological order. Our models are weakly coupled and all the dynamics is explicit. We rederive some known boundary states of topological insulators and construct new ones. Consistency with the standard spin/charge relation of condensed matter physics places a nontrivial constraint on models.
A long-standing issue in topological insulator research has been to find a material that provides an ideal platform for characterizing topological surface states without interference from bulk electronic states and can reliably be fabricated as bulk crystals. This material would be a bulk insulator, have a surface state Dirac point energy well isolated from the bulk valence and conduction bands, have high surface state electronic mobility, and be growable as large, high quality bulk single crystals. Here we show that this major materials obstacle in the field is overcome by crystals of lightly Sn-doped Bi1.1Sb0.9Te2S (Sn-BSTS) grown by the Vertical Bridgeman method, which we characterize here via angle-resolved photoemission spectroscopy, scanning tunneling microscopy, transport studies of the bulk and surface states, and X-ray diffraction and Raman scattering. We present this new material as a bulk topological insulator that can be reliably grown and studied in many laboratories around the world.
The same bulk two-dimensional topological phase can have multiple distinct, fully-chiral edge phases. We show that this can occur in the integer quantum Hall states at $ u=8$ and 12, with experimentally-testable consequences. We show that this can occur in Abelian fractional quantum Hall states as well, with the simplest examples being at $ u=8/7, 12/11, 8/15, 16/5$. We give a general criterion for the existence of multiple distinct chiral edge phases for the same bulk phase and discuss experimental consequences. Edge phases correspond to lattices while bulk phases correspond to genera of lattices. Since there are typically multiple lattices in a genus, the bulk-edge correspondence is typically one-to-many; there are usually many stable fully chiral edge phases corresponding to the same bulk. We explain these correspondences using the theory of integral quadratic forms. We show that fermionic systems can have edge phases with only bosonic low-energy excitations and discuss a fermionic generalization of the relation between bulk topological spins and the central charge. The latter follows from our demonstration that every fermionic topological phase can be represented as a bosonic topological phase, together with some number of filled Landau levels. Our analysis shows that every Abelian topological phase can be decomposed into a tensor product of theories associated with prime numbers $p$ in which every quasiparticle has a topological spin that is a $p^n$-th root of unity for some $n$. It also leads to a simple demonstration that all Abelian topological phases can be represented by $U(1)^N$ Chern-Simons theory parameterized by a K-matrix.
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