Shape-Independent Limits to Near-Field Radiative Heat Transfer

We derive shape-independent limits to the spectral radiative heat-transfer rate between two closely spaced bodies, generalizing the concept of a black body to the case of near-field energy transfer. Through conservation of energy and reciprocity, we show that each body of susceptibility $chi$ can emit and absorb radiation at enhanced rates bounded by $|chi|^2 / textrm{Im} chi$, optimally mediated by near-field photon transfer proportional to $1/d^2$ across a separation distance $d$. Dipole--dipole and dipole--plate structures approach restrict

Fundamental limits to optical response in absorptive systems

At visible and infrared frequencies, metals show tantalizing promise for strong subwavelength resonances, but material loss typically dampens the response. We derive fundamental limits to the optical response of absorptive systems, bounding the largest enhancements possible given intrinsic material losses. Through basic conservation-of-energy principles, we derive geometry-independent limits to per-volume absorption and scattering rates, and to local-density-of-states enhancements that represent the power radiated or expended by a dipole near a material body. We provide examples of structures that approach our absorption and scattering limits at any frequency, by contrast, we find that common antenna structures fall far short of our radiative LDOS bounds, suggesting the possibility for significant further improvement. Underlying the limits is a simple metric, $|chi|^2 / operatorname{Im} chi$ for a material with susceptibility $chi$, that enables broad technological evaluation of lossy materials across optical frequencies.

The effectiveness of thin films in lieu of hyperbolic metamaterials in the near field

We show that the near-field functionality of hyperbolic metamaterials (HMM), typically proposed for increasing the photonic local density of states (LDOS), can be achieved with thin metal films. Although HMMs have an infinite density of internally-propagating plane-wave states, the external coupling to nearby emitters is severely restricted. We show analytically that properly designed thin films, of thicknesses comparable to the metal size of a hyperbolic metamaterial, yield a LDOS as high as (if not higher than) that of HMMs. We illustrate these ideas by performing exact numerical computations of the LDOS of multilayer HMMs, along with their application to the problem of maximizing near-field heat transfer, to show that thin films are suitable replacements in both cases.

Fundamental limits to nanoparticle extinction

We show that there are shape-independent upper bounds to the extinction cross section per unit volume of randomly oriented nanoparticles, given only material permittivity. Underlying the limits are restrictive sum rules that constrain the distribution of quasistatic eigenvalues. Surprisingly, optimally-designed spheroids, with only a single quasistatic degree of freedom, reach the upper bounds for four permittivity values. Away from these permittivities, we demonstrate computationally-optimized structures that surpass spheroids and approach the fundamental limits.