The primary objective of the KATRIN experiment is to probe the absolute neutrino mass scale with a sensitivity of 200 meV (90% C.L.) by precision spectroscopy of tritium beta-decay. To achieve this, a low background of the order of 10^(-2) cps in the
region of the tritium beta-decay endpoint is required. Measurements with an electrostatic retarding spectrometer have revealed that electrons, arising from nuclear decays in the volume of the spectrometer, are stored over long time periods and thereby act as a major source of background exceeding this limit. In this paper we present a novel active background reduction method based on stochastic heating of stored electrons by the well-known process of electron cyclotron resonance (ECR). A successful proof-of-principle of the ECR technique was demonstrated in test measurements at the KATRIN pre-spectrometer, yielding a large reduction of the background rate. In addition, we have carried out extensive Monte Carlo simulations to reveal the potential of the ECR technique to remove all trapped electrons within negligible loss of measurement time in the main spectrometer. This would allow the KATRIN experiment attaining its full physics potential.
The gas-flow reduction factor of the second forward Differential Pumping Section (DPS2-F) for the KATRIN experiment was determined using a dedicated vacuum-measurement setup and by detailed molecular-flow simulation of the DPS2-F beam tube and of the
measurement apparatus. In the measurement, non-radioactive test gases deuterium, helium, neon, argon and krypton were used, the input gas flow was provided by a commercial mass-flow controller, and the output flow was measured using a residual gas analyzer, in order to distinguish it from the outgassing background. The measured reduction factor with the empty beam tube at room temperature for gases with mass 4 is 1.8(4)E4, which is in excellent agreement with the simulated value of 1.6E4. The simulated reduction factor for tritium, based on the interpolated value for the capture factor at the turbo-molecular pump inlet flange is 2.5E4. The difference with respect to the design value of 1E5 is due to the modifications in the beam tube geometry since the initial design, and can be partly recovered by reduction of the effective beam tube diameter.
