Energy-Efficient Hybrid Precoding Design for Integrated Multicast-Unicast Millimeter Wave Communications with SWIPT

In this paper, we investigate the energy-efficient hybrid precoding design for integrated multicast-unicast millimeter wave (mmWave) system, where the simultaneous wireless information and power transform is considered at receivers. We adopt two sparse radio frequency chain antenna structures at the base station (BS), i.e., fully-connected and subarray structures, and design the codebook-based analog precoding according to the different structures. Then, we formulate a joint digital multicast, unicast precoding and power splitting ratio optimization problem to maximize the energy efficiency of the system, while the maximum transmit power at the BS and minimum harvested energy at receivers are considered. Due to its difficulty to directly solve the formulated problem, we equivalently transform the fractional objective function into a subtractive form one and propose a two-loop iterative algorithm to solve it. For the outer loop, the classic Bi-section iterative algorithm is applied. For the inner loop, we transform the formulated problem into a convex one by successive convex approximation techniques and propose an iterative algorithm to solve it. Meanwhile, to reduce the complexity of the inner loop, we develop a zero forcing (ZF) technique-based low complexity iterative algorithm. Specifically, the ZF technique is applied to cancel the inter-unicast interference and the first order Taylor approximation is used for the convexification of the non-convex constraints in the original problem. Finally, simulation results are provided to compare the performance of the proposed algorithms under different schemes.

Secure Millimeter Wave Cloud Radio Access Networks Relying on Microwave Multicast Fronthaul

In this paper, we investigate the downlink secure beamforming (BF) design problem of cloud radio access networks (C-RANs) relying on multicast fronthaul, where millimeter-wave and microwave carriers are used for the access links and fronthaul links, respectively. The base stations (BSs) jointly serve users through cooperating hybrid analog/digital BF. We first develop an analog BF for cooperating BSs. On this basis, we formulate a secrecy rate maximization (SRM) problem subject both to a realistic limited fronthaul capacity and to the total BS transmit power constraint. Due to the intractability of the non-convex problem formulated, advanced convex approximated techniques, constrained concave convex procedures and semi-definite programming (SDP) relaxation are applied to transform it into a convex one. Subsequently, an iterative algorithm of jointly optimizing multicast BF, cooperative digital BF and the artificial noise (AN) covariance is proposed. Next, we construct the solution of the original problem by exploiting both the primal and the dual optimal solution of the SDP-relaxed problem. Furthermore, a per-BS transmit power constraint is considered, necessitating the reformulation of the SRM problem, which can be solved by an efficient iterative algorithm. We then eliminate the idealized simplifying assumption of having perfect channel state information (CSI) for the eavesdropper links and invoke realistic imperfect CSI. Furthermore, a worst-case SRM problem is investigated. Finally, by combining the so-called $mathcal{S}$-Procedure and convex approximated techniques, we design an efficient iterative algorithm to solve it. Simulation results are presented to evaluate the secrecy rate and demonstrate the effectiveness of the proposed algorithms.