On optimality of designs with three distinct eigenvalues

Let $D_{v,b,k}$ denote the family of all connected block designs with $v$ treatments and $b$ blocks of size $k$. Let $dinD_{v,b,k}$. The replication of a treatment is the number of times it appears in the blocks of $d$. The matrix $C(d)=R(d)-frac{1}{k}N(d)N(d)^top$ is called the information matrix of $d$ where $N(d)$ is the incidence matrix of $d$ and $R(d)$ is a diagonal matrix of the replications. Since $d$ is connected, $C(d)$ has $v-1$ nonzero eigenvalues $mu_1(d),...,mu_{v-1}(d)$. Let $D$ be the class of all binary designs of $D_{v,b,k}$. We prove that if there is a design $d^*inD$ such that (i) $C(d^*)$ has three distinct eigenvalues, (ii) $d^*$ minimizes trace of $C(d)^2$ over $dinD$, (iii) $d^*$ maximizes the smallest nonzero eigenvalue and the product of the nonzero eigenvalues of $C(d)$ over $dinD$, then for all $p>0$, $d^*$ minimizes $(sum_{i=1}^{v-1}mu_i(d)^{-p})^{1/p}$ over $dinD$. In the context of optimal design theory, this means that if there is a design $d^*inD$ such that its information matrix has three distinct eigenvalues satisfying the condition (ii) above and that $d^*$ is E- and D-optimal in $D$, then $d^*$ is $Phi_p$-optimal in $D$ for all $p>0$. As an application, we demonstrate the $Phi_p$-optimality of certain group divisible designs. Our proof is based on the method of KKT conditions in nonlinear programming.

Simple signed Steiner triple systems

Let $X$ be a $v$-set, $B$ a set of 3-subsets (triples) of $X$, and $B^+cupB^-$ a partition of $B$ with $|B^-|=s$. The pair $(X,B)$ is called a simple signed Steiner triple system, denoted by ST$(v,s)$, if the number of occurrences of every 2-subset of $X$ in triples $BinB^+$ is one more than the number of occurrences in triples $BinB^-$. In this paper we prove that $st(v,s)$ exists if and only if $vequiv1,3pmod6$, $v e7$, and $sin{0,1,...,s_v-6,s_v-4,s_v}$, where $s_v=v(v-1)(v-3)/12$ and for $v=7$, $sin{0,2,3,5,6,8,14}$.