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Positive Functionals and Hessenberg Matrices

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 Publication date 2018
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and research's language is English




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Not every positive functional defined on bi-variate polynomials of a prescribed degree bound is represented by the integration against a positive measure. We isolate a couple of conditions filling this gap, either by restricting the class of polynomials to harmonic ones, or imposing the vanishing of a defect indicator. Both criteria offer constructive cubature formulas and they are obtained via well known matrix analysis techniques involving either the dilation of a contractive matrix to a unitary one or the specific structure of the Hessenberg matrix associated to the multiplier by the underlying complex variable.



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117 - Minghua Lin 2016
We bring in some new notions associated with $2times 2$ block positive semidefinite matrices. These notions concern the inequalities between the singular values of the off diagonal blocks and the eigenvalues of the arithmetic mean or geometric mean of the diagonal blocks. We investigate some relations between them. Many examples are included to illustrate these relations.
Entrywise powers of matrices have been well-studied in the literature, and have recently received renewed attention in the regularization of high-dimensional correlation matrices. In this paper, we study powers of positive semidefinite block matrices $(H_{st})_{s,t=1}^n$ with complex entries. We first characterize the powers $alphainmathbb{R}$ such that the blockwise power map $(H_{st}) mapsto (H_{st}^alpha)$ preserves Loewner positivity. The characterization is obtained by exploiting connections with the theory of matrix monotone functions developed by Loewner. Second, we revisit previous work by Choudhury [Proc. AMS 108] who had provided a lower bound on $alpha$ for preserving positivity when the blocks $H_{st}$ pairwise commute. We completely settle this problem by characterizing the full set of powers preserving positivity in this setting. Our characterizations generalize previous work by FitzGerald-Horn, Bhatia-Elsner, and Hiai from scalars to arbitrary block size, and in particular, generalize the Schur Product Theorem. Finally, a natural and unifying framework for studying the case of diagonalizable blocks consists of replacing real powers by general characters of the complex plane. We thus classify such characters, and generalize our results to this more general setting. In the course of our work, given $betainmathbb{Z}$, we provide lower and upper bounds for the threshold power $alpha >0$ above which the complex characters $re^{itheta}mapsto r^alpha e^{ibetatheta}$ preserve positivity when applied entrywise to positive semidefinite matrices. In particular, we completely resolve the $n=3$ case of a question raised in 2001 by Xingzhi Zhan. As an application, we extend previous work by de Pillis [Duke Math. J. 36] by classifying the characters $K$ of the complex plane for which the map $(H_{st})_{s,t=1}^n mapsto (K({rm tr}(H_{st})))_{s,t=1}^n$ preserves positivity.
Let $mathbb{C}^{ntimes n}$ be the set of all $n times n$ complex matrices. For any Hermitian positive semi-definite matrices $A$ and $B$ in $mathbb{C}^{ntimes n}$, their new common upper bound less than $A+B-A:B$ is constructed, where $(A+B)^dag$ denotes the Moore-Penrose inverse of $A+B$, and $A:B=A(A+B)^dag B$ is the parallel sum of $A$ and $B$. A factorization formula for $(A+X):(B+Y)-A:B-X:Y$ is derived, where $X,Yinmathbb{C}^{ntimes n}$ are any Hermitian positive semi-definite perturbations of $A$ and $B$, respectively. Based on the derived factorization formula and the constructed common upper bound of $X$ and $Y$, some new and sharp norm upper bounds of $(A+X):(B+Y)-A:B$ are provided. Numerical examples are also provided to illustrate the sharpness of the obtained norm upper bounds.
We develop two fast algorithms for Hessenberg reduction of a structured matrix $A = D + UV^H$ where $D$ is a real or unitary $n times n$ diagonal matrix and $U, V inmathbb{C}^{n times k}$. The proposed algorithm for the real case exploits a two--stage approach by first reducing the matrix to a generalized Hessenberg form and then completing the reduction by annihilation of the unwanted sub-diagonals. It is shown that the novel method requires $O(n^2k)$ arithmetic operations and it is significantly faster than other reduction algorithms for rank structured matrices. The method is then extended to the unitary plus low rank case by using a block analogue of the CMV form of unitary matrices. It is shown that a block Lanczos-type procedure for the block tridiagonalization of $Re(D)$ induces a structured reduction on $A$ in a block staircase CMV--type shape. Then, we present a numerically stable method for performing this reduction using unitary transformations and we show how to generalize the sub-diagonal elimination to this shape, while still being able to provide a condensed representation for the reduced matrix. In this way the complexity still remains linear in $k$ and, moreover, the resulting algorithm can be adapted to deal efficiently with block companion matrices.
270 - L. Golinskii , V. Kadets 2020
In 2000 V. Lomonosov suggested a counterexample to the complex version of the Bishop-Phelps theorem on modulus support functionals. We discuss the $c_0$-analog of that example and demonstrate that the set of sup-attaining functionals is non-trivial, thus answering an open question, asked in cite{KLMW}.
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