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An exact study of charge-spin separation, pairing fluctuations and pseudogaps in four-site Hubbard clusters

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 Added by Gayanath Fernando
 Publication date 2006
  fields Physics
and research's language is English




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An exact study of charge-spin separation, pairing fluctuations and pseudogaps is carried out by combining the analytical eigenvalues of the four-site Hubbard clusters with the grand canonical and canonical ensemble approaches in a multidimensional parameter space of temperature (T), magnetic field (h), on-site interaction (U) and chemical potential. Our results, near the average number of electrons <N>=3, strongly suggest the existence of a critical parameter U_{c}(T) for the localization of electrons and a particle-hole binding (positive) gap at U>U_{c}(T), with a zero temperature quantum critical point, U_{c}(0)=4.584. For U<U_{c}(T), particle-particle pair binding is found with a (positive) pairing gap. The ground state degeneracy is lifted at U>U_c(T) and the cluster becomes a Mott-Hubbard like insulator due to the presence of energy gaps at all (allowed) integer numbers of electrons. In contrast, for U< U_c(T), we find an electron pair binding instability at finite temperature near <N>=3, which manifests a possible pairing mechanism, a precursor to superconductivity in small clusters. In addition, the resulting phase diagram consisting of charge and spin pseudogaps, antiferromagnetic correlations, hole pairing with competing hole-rich (<N>=2), hole-poor (<N>=4) and magnetic (<N>=3) regions in the ensemble of clusters near 1/8 filling closely resembles the phase diagrams and inhomogeneous phase separation recently found in the family of doped high T_c cuprates.



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The charge spin-separation, pseudogap formation and phase diagrams are studied in two and four site Hubbard clusters using analytical diagonalization and grand canonical ensemble method in a multidimensional parameter space of temperature, magnetic field, on-site Coulomb interaction ($Uge 0$), and chemical potential. The numerically evaluated, exact expressions for charge and spin susceptibilities provide clear evidence for the existence of true gaps in the ground state and pseudogaps in a limited range of temperature. In particular, Mott-Hubbard type charge crossover, spin pseudogap and magnetic correlations with antiferromagnetic (spin) pseudogap structure for two and four site clusters closely resemble the pseudogap phenomena and the normal-state phase diagram in high T$_c$ superconductors. ~ ~
The two-dimensional attractive Hubbard model is studied in the weak to intermediate coupling regime by employing a non-perturbative approach. It is first shown that this approach is in quantitative agreement with Monte Carlo calculations for both single-particle and two-particle quantities. Both the density of states and the single-particle spectral weight show a pseudogap at the Fermi energy below some characteristic temperature T*, also in good agreement with quantum Monte Carlo calculations. The pseudogap is caused by critical pairing fluctuations in the low-temperature renormalized classical regime $omega < T$ of the two-dimensional system. With increasing temperature the spectral weight fills in the pseudogap instead of closing it and the pseudogap appears earlier in the density of states than in the spectral function. Small temperature changes around T* can modify the spectral weight over frequency scales much larger than temperature. Several qualitative results for the s-wave case should remain true for d-wave superconductors.
The exact numerical diagonalization and thermodynamics in an ensemble of small Hubbard clusters in the ground state and finite temperatures reveal intriguing insights into the nascent charge and spin pairings, Bose condensation and ferromagnetism in nanoclusters. The phase diagram off half filling strongly suggests the existence of subsequent transitions from electron pairing into unsaturated and saturated ferromagnetic Mott-Hubbard like insulators, driven by electron repulsion. Rigorous criteria for the existence of quantum critical points in the ground state and corresponding crossovers at finite temperatures are formulated. The phase diagram for 2x4-site clusters illustrates how these features are scaled with cluster size. The phase separation and electron pairing, monitored by a magnetic field and electron doping, surprisingly resemble phase diagrams in the family of doped high Tc cuprates.
Exact thermal studies of small (4-site, 5-site and 8-site) Hubbard clusters with local electron repulsion yield intriguing insight into phase separation, charge-spin separation, pseudogaps, condensation, in particular, pairing fluctuations away from half filling (near optimal doping). These exact calculations, carried out in canonical (i.e. for fixed electron number N) and grand canonical (i.e. fixed chemical potential $mu$) ensembles, monitoring variations in temperature T and magnetic field h, show rich phase diagrams in a T-$mu$ space consisting of pairing fluctuations and signatures of condensation. These electron pairing instabilities are seen when the onsite Coulomb interaction U is smaller than a critical value U$_c$(T) and they point to a possible electron pairing mechanism. The specific heat, magnetization, charge pairing and spin pairing provide strong support for the existence of competing (paired and unpaired) phases near optimal doping in these clusters as observed in recent experiments in doped La$_{2-x}$Sr$_x$CuO$_{4+y}$ high T$_c$ superconductors.
We consider the repulsive Hubbard model in one dimension and show the different mechanisms present in the charge and spin separation phenomena for an electron, at half filling and bellow half filling. We also comment recent experimental results.
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