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Charge and spin separation in the 1D Hubbard model

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 Added by Itzhak Roditi
 Publication date 2000
  fields Physics
and research's language is English




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We consider the repulsive Hubbard model in one dimension and show the different mechanisms present in the charge and spin separation phenomena for an electron, at half filling and bellow half filling. We also comment recent experimental results.



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By using variational wave functions and quantum Monte Carlo techniques, we investigate the interplay between electron-electron and electron-phonon interactions in the two-dimensional Hubbard-Holstein model. Here, the ground-state phase diagram is triggered by several energy scales, i.e., the electron hopping $t$, the on-site electron-electron interaction $U$, the phonon energy $omega_0$, and the electron-phonon coupling $g$. At half filling, the ground state is an antiferromagnetic insulator for $U gtrsim 2g^2/omega_0$, while it is a charge-density-wave (or bi-polaronic) insulator for $U lesssim 2g^2/omega_0$. In addition to these phases, we find a superconducting phase that intrudes between them. For $omega_0/t=1$, superconductivity emerges when both $U/t$ and $2g^2/tomega_0$ are small; then, by increasing the value of the phonon energy $omega_0$, it extends along the transition line between antiferromagnetic and charge-density-wave insulators. Away from half filling, phase separation occurs when doping the charge-density-wave insulator, while a uniform (superconducting) ground state is found when doping the superconducting phase. In the analysis of finite-size effects, it is extremely important to average over twisted boundary conditions, especially in the weak-coupling limit and in the doped case.
The exact numerical diagonalization and thermodynamics in an ensemble of small Hubbard clusters in the ground state and finite temperatures reveal intriguing insights into the nascent charge and spin pairings, Bose condensation and ferromagnetism in nanoclusters. The phase diagram off half filling strongly suggests the existence of subsequent transitions from electron pairing into unsaturated and saturated ferromagnetic Mott-Hubbard like insulators, driven by electron repulsion. Rigorous criteria for the existence of quantum critical points in the ground state and corresponding crossovers at finite temperatures are formulated. The phase diagram for 2x4-site clusters illustrates how these features are scaled with cluster size. The phase separation and electron pairing, monitored by a magnetic field and electron doping, surprisingly resemble phase diagrams in the family of doped high Tc cuprates.
The high-temperature superconducting cuprates are governed by intertwined spin, charge, and superconducting orders. While various state-of-the-art numerical methods have demonstrated that these phases also manifest themselves in doped Hubbard models, they differ on which is the actual ground state. Finite cluster methods typically indicate that stripe order dominates while embedded quantum cluster methods, which access the thermodynamic limit by treating long-range correlations with a dynamical mean field, conclude that superconductivity does. Here, we report the observation of fluctuating spin and charge stripes in the doped single-band Hubbard model using a quantum Monte Carlo dynamical cluster approximation (DCA) method. By resolving both the fluctuating spin and charge orders using DCA, we demonstrate for the first time that they survive in the doped Hubbard model in the thermodynamic limit. This discovery also provides a new opportunity to study the influence of fluctuating stripe correlations on the models pairing correlations within a unified numerical framework.
As an elementary particle the electron carries spin hbar/2 and charge e. When binding to the atomic nucleus it also acquires an angular momentum quantum number corresponding to the quantized atomic orbital it occupies (e.g., s, p or d). Even if electrons in solids form bands and delocalize from the nuclei, in Mott insulators they retain their three fundamental quantum numbers: spin, charge and orbital[1]. The hallmark of one-dimensional (1D) physics is a breaking up of the elementary electron into its separate degrees of freedom[2]. The separation of the electron into independent quasi-particles that carry either spin (spinons) or charge (holons) was first observed fifteen years ago[3]. Using Resonant Inelastic X-ray Scattering on the 1D Mott-insulator Sr2CuO3 we now observe also the orbital degree of freedom separating. We resolve an orbiton liberating itself from spinons and propagating through the lattice as a distinct quasi-particle with a substantial dispersion of ~0.2 eV.
125 - Z.Y. Weng , D.N. Sheng , 1999
Quasiparticle properties are explored in an effective theory of the $t-J$ model which includes two important components: spin-charge separation and unrenormalizable phase shift. We show that the phase shift effect indeed causes the system to be a non-Fermi liquid as conjectured by Anderson on a general ground. But this phase shift also drastically changes a conventional perception of quasiparticles in a spin-charge separation state: an injected hole will remain {em stable} due to the confinement of spinon and holon by the phase shift field despite the background is a spinon-holon sea. True {em deconfinement} only happens in the {em zero-doping} limit where a bare hole will lose its integrity and decay into holon and spinon elementary excitations. The Fermi surface structure is completely different in these two cases, from a large band-structure-like one to four Fermi points in one-hole case, and we argue that the so-called underdoped regime actually corresponds to a situation in between, where the ``gap-like effect is amplified further by a microscopic phase separation at low temperature. Unique properties of the single-electron propagator in both normal and superconducting states are studied by using the equation of motion method. We also comment on some of influential ideas proposed in literature related to the Mott-Hubbard insulator and offer a unified view based on the present consistent theory.
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