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Self-adjoint Dirac operators on domains in $mathbb{R}^3$

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 Added by Markus Holzmann
 Publication date 2019
  fields Physics
and research's language is English




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In this paper the spectral and scattering properties of a family of self-adjoint Dirac operators in $L^2(Omega; mathbb{C}^4)$, where $Omega subset mathbb{R}^3$ is either a bounded or an unbounded domain with a compact $C^2$-smooth boundary, are studied in a systematic way. These operators can be viewed as the natural relativistic counterpart of Laplacians with Robin boundary conditions. Among the Dirac operators treated here is also the so-called MIT bag operator, which has been used by physicists and more recently was discussed in the mathematical literature. Our approach is based on abstract boundary triple techniques from extension theory of symmetric operators and a thorough study of certain classes of (boundary) integral operators, that appear in a Krein-type resolvent formula. The analysis of the perturbation term in this formula leads to a description of the spectrum and a Birman-Schwinger principle, a qualitative understanding of the scattering properties in the case that $Omega$ is unbounded, and corresponding trace formulas.



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Let $Omega_-$ and $Omega_+$ be two bounded smooth domains in $mathbb{R}^n$, $nge 2$, separated by a hypersurface $Sigma$. For $mu>0$, consider the function $h_mu=1_{Omega_-}-mu 1_{Omega_+}$. We discuss self-adjoint realizations of the operator $L_{mu}=- ablacdot h_mu abla$ in $L^2(Omega_-cupOmega_+)$ with the Dirichlet condition at the exterior boundary. We show that $L_mu$ is always essentially self-adjoint on the natural domain (corresponding to transmission-type boundary conditions at the interface $Sigma$) and study some properties of its unique self-adjoint extension $mathcal{L}_mu:=overline{L_mu}$. If $mu e 1$, then $mathcal{L}_mu$ simply coincides with $L_mu$ and has compact resolvent. If $n=2$, then $mathcal{L}_1$ has a non-empty essential spectrum, $sigma_mathrm{ess}(mathcal{L}_{1})={0}$. If $nge 3$, the spectral properties of $mathcal{L}_1$ depend on the geometry of $Sigma$. In particular, it has compact resolvent if $Sigma$ is the union of disjoint strictly convex hypersurfaces, but can have a non-empty essential spectrum if a part of $Sigma$ is flat. Our construction features the method of boundary triplets, and the problem is reduced to finding the self-adjoint extensions of a pseudodifferential operator on $Sigma$. We discuss some links between the resulting self-adjoint operator $mathcal{L}_mu$ and some effects observed in negative-index materials.
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