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Register a new userTopological band theory for non-Hermitian systems from the Dirac equation
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We identify and investigate two classes of non-Hermitian systems, i.e., one resulting from Lorentz-symmetry violation (LSV) and the other from a complex mass (CM) with Lorentz invariance, from the perspective of quantum field theory. The mechanisms to break, and approaches to restore, the bulk-boundary correspondence in these two types of non-Hermitian systems are clarified. The non-Hermitian system with LSV shows a non-Hermitian skin effect, and its topological phase can be characterized by mapping it to the Hermitian system via a non-compact $U(1)$ gauge transformation. In contrast, there exists no non-Hermitian skin effect for the non-Hermitian system with CM. Moreover, the conventional bulk-boundary correspondence holds in this (CM) system. We also consider a general non-Hermitian system in the presence of both LSV and CM, and we generalize its bulk-boundary correspondence.
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Bulk-boundary correspondence is the cornerstone of topological physics. In some non-Hermitian topological system this fundamental relation is broken in the sense that the topological number calculated for the Bloch energy band under the periodic boundary condition fails to reproduce the boundary properties under the open boundary. To restore the bulk-boundary correspondence in such non-Hermitian systems a framework beyond the Bloch band theory is needed. We develop a non-Hermitian Bloch band theory based on a modified periodic boundary condition that allows a proper description of the bulk of a non-Hermitian topological insulator in a manner consistent with its boundary properties. Taking a non-Hermitian version of the Su-Schrieffer-Heeger model as an example, we demonstrate our scenario, in which the concept of bulk-boundary correspondence is naturally generalized to non-Hermitian topological systems.
A modified periodic boundary condition adequate for non-hermitian topological systems is proposed. Under this boundary condition a topological number characterizing the system is defined in the same way as in the corresponding hermitian system and hence, at the cost of introducing an additional parameter that characterizes the non-hermitian skin effect, the idea of bulk-edge correspondence in the hermitian limit can be applied almost as it is. We develop this framework through the analysis of a non-hermitian SSH model with chiral symmetry, and prove the bulk-edge correspondence in a generalized parameter space. A finite region in this parameter space with a nontrivial pair of chiral winding numbers is identified as topologically nontrivial, indicating the existence of a topologically protected edge state under open boundary.
The hallmark of symmetry-protected topological (SPT) phases is the existence of anomalous boundary states, which can only be realized with the corresponding bulk system. In this work, we show that for every Hermitian anomalous boundary mode of the ten Altland-Zirnbauer classes, a non-Hermitian counterpart can be constructed, whose long time dynamics provides a realization of the anomalous boundary state. We prove that the non-Hermitian counterpart is characterized by a point-gap topological invariant, and furthermore, that the invariant exactly matches that of the corresponding Hermitian anomalous boundary mode. We thus establish a correspondence between the topological classifications of $(d+1)$-dimensional gapped Hermitian systems and $d$-dimensional point-gapped non-Hermitian systems. We illustrate this general result with a number of examples in different dimensions. This work provides a new perspective on point-gap topological invariants in non-Hermitian systems.
Topological stability of the edge states is investigated for non-Hermitian systems. We examine two classes of non-Hermitian Hamiltonians supporting real bulk eigenenergies in weak non-Hermiticity: SU(1,1) and SO(3,2) Hamiltonians. As an SU(1,1) Hamiltonian, the tight-binding model on the honeycomb lattice with imaginary on-site potentials is examined. Edge states with ReE=0 and their topological stability are discussed by the winding number and the index theorem, based on the pseudo-anti-Hermiticity of the system. As a higher symmetric generalization of SU(1,1) Hamiltonians, we also consider SO(3,2) models. We investigate non-Hermitian generalization of the Luttinger Hamiltonian on the square lattice, and that of the Kane-Mele model on the honeycomb lattice, respectively. Using the generalized Kramers theorem for the time-reversal operator Theta with Theta^2=+1 [M. Sato et al., arXiv:1106.1806], we introduce a time-reversal invariant Chern number from which topological stability of gapless edge modes is argued.
Non-Hermitian systems, which contain gain or loss, commonly host exceptional point degeneracies rather than the diabolic points found in Hermitian systems. We present a class of non-Hermitian lattice models with symmetry-stabilized diabolic points, such as Dirac or Weyl points. They exhibit non-Hermiticity-induced phenomena previously existing in the Hermitian regime, including topological phase transitions, Landau levels induced by pseudo-magnetic fields, and Fermi arc surface states. These behaviors are controllable via gain and loss, with promising applications in tunable active topological devices.
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