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Numerical Range and Compressions of the Shift

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 Added by Kelly Bickel
 Publication date 2018
  fields
and research's language is English




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The numerical range of a bounded, linear operator on a Hilbert space is a set in $mathbb{C}$ that encodes important information about the operator. In this survey paper, we first consider numerical ranges of matrices and discuss several connections with envelopes of families of curves. We then turn to the shift operator, perhaps the most important operator on the Hardy space $H^2(mathbb{D})$, and compressions of the shift operator to model spaces, i.e.~spaces of the form $H^2 ominus theta H^2$ where $theta$ is inner. For these compressions of the shift operator, we provide a survey of results on the connection between their numerical ranges and the numerical ranges of their unitary dilations. We also discuss related results for compressed shift operators on the bidisk associated to rational inner functions and conclude the paper with a brief discussion of the Crouzeix conjecture.

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We consider two-variable model spaces associated to rational inner functions $Theta$ on the bidisk, which always possess canonical $z_2$-invariant subspaces $mathcal{S}_2.$ A particularly interesting compression of the shift is the compression of multiplication by $z_1$ to $mathcal{S}_2$, namely $ S^1_{Theta}:= P_{mathcal{S}_2} M_{z_1} |_{mathcal{S}_2}$. We show that these compressed shifts are unitarily equivalent to matrix-valued Toeplitz operators with well-behaved symbols and characterize their numerical ranges and radii. We later specialize to particularly simple rational inner functions and study the geometry of the associated numerical ranges, find formulas for the boundaries, answer the zero inclusion question, and determine whether the numerical ranges are ever circular.
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