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Fermi surfaces in Kondo insulators

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 Added by Mate Hartstein
 Publication date 2018
  fields Physics
and research's language is English




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We report magnetic quantum oscillations measured using torque magnetisation in the Kondo insulator YbB$_{12}$ and discuss the potential origin of the underlying Fermi surface. Observed quantum oscillations as well as complementary quantities such as a finite linear specific heat capacity in YbB$_{12}$ exhibit similarities with the Kondo insulator SmB$_6$, yet also crucial differences. Small heavy Fermi sections are observed in YbB$_{12}$ with similarities to the neighbouring heavy fermion semimetallic Fermi surface, in contrast to large light Fermi surface sections in SmB$_6$ which are more similar to the conduction electron Fermi surface. A rich spectrum of theoretical models is suggested to explain the origin across different Kondo insulating families of a bulk Fermi surface potentially from novel itinerant quasiparticles that couple to magnetic fields, yet do not couple to weak DC electric fields.



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Motivated by the observation of light surface states in SmB6, we examine the effects of surface Kondo breakdown in topological Kondo insulators. We present both numerical and analytic results which show that the decoupling of the localized moments at the surface disturbs the compensation between light and heavy electrons and dopes the Dirac cone. Dispersion of these uncompensated surface states are dominated by inter-site hopping, which leads to a much lighter quasiparticles. These surface states are also highly durable against the effects of surface magnetism and decreasing thickness of the sample.
Resistivities of heavy-fermion insulators typically saturate below a characteristic temperature $T^*$. For some, metallic surface states, potentially from a non-trivial bulk topology, are a likely source of residual conduction. Here, we establish an alternative mechanism: At low temperature, in addition to the charge gap, the scattering rate turns into a relevant energy scale, invalidating the semiclassical Boltzmann picture. Finite lifetimes of intrinsic carriers limit conduction, impose the existence of a crossover $T^*$, and control - now on par with the gap - the quantum regime emerging below it. We showcase the mechanism with realistic many-body simulations and elucidate how the saturation regime of the Kondo insulator Ce$_3$Bi$_4$Pt$_3$, for which residual conduction is a bulk property, evolves under external pressure and varying disorder. Using a phenomenological formula we derived for the quantum regime, we also unriddle the ill-understood bulk conductivity of SmB$_6$ - demonstrating that our mechanism is widely applicable to correlated narrow-gap semiconductors.
The surface states of 3D topological insulators can exhibit Fermi surfaces of arbitrary area when the chemical potential is tuned away from the Dirac points. We focus on topological Kondo insulators and show that the surface states can acquire a finite Fermi surface even when the chemical potential is pinned to the Dirac point energy. We illustrate how this can occur when the crystal symmetry is lowered from cubic to tetragonal in a minimal two-orbital model. We label such surface modes as `shadow surface states. We also show that for certain bulk hybridization the Fermi surface of the shadow states can become comparable to the extremal area of the unhybridized bulk bands. The `large Fermi surface of the shadow states is expected to lead to large-frequency quantum oscillations in the presence of an applied magnetic field. Consequently, shadow surface states provide an alternative to mechanisms involving bulk Landau-quantized levels or surface Kondo breakdown for anomalous magnetic quantum oscillations in topological Kondo insulators with tetragonal crystal symmetry.
A fascinating type of symmetry-protected topological states of matter are topological Kondo insulators, where insulating behavior arises from Kondo screening of localized moments via conduction electrons, and non-trivial topology emerges from the structure of the hybridization between the local-moment and conduction bands. Here we study the physics of Kondo holes, i.e., missing local moments, in three-dimensional topological Kondo insulators, using a self-consistent real-space mean-field theory. Such Kondo holes quite generically induce in-gap states which, for Kondo holes at or near the surface, hybridize with the topological surface state. In particular, we study the surface-state quasiparticle interference (QPI) induced by a dilute concentration of surface Kondo holes and compare this to QPI from conventional potential scatterers. We treat both strong and weak topological-insulator phases and, for the latter, specifically discuss the contributions to QPI from inter-Dirac-cone scattering.
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We apply conformal field theory analysis to the $k$-channel SU($N$) Kondo system, and find a peculiar behavior in the cases $N > k > 1$, which we call Fermi/non-Fermi mixing: The low temperature scaling is described as the Fermi liquid, while the zero temperature IR fixed point exhibits the non-Fermi liquid signature. We also show that the Wilson ratio is no longer universal for the cases $N > k > 1$. The deviation from the universal value of the Wilson ratio could be used as an experimental signal of the Fermi/non-Fermi mixing.
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