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Symmetry Enforced Non-Abelian Topological Order at the Surface of a Topological Insulator

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 Added by Xie Chen
 Publication date 2013
  fields Physics
and research's language is English




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The surfaces of three dimensional topological insulators (3D TIs) are generally described as Dirac metals, with a single Dirac cone. It was previously believed that a gapped surface implied breaking of either time reversal $mathcal T$ or U(1) charge conservation symmetry. Here we discuss a novel possibility in the presence of interactions, a surface phase that preserves all symmetries but is nevertheless gapped and insulating. Then the surface must develop topological order of a kind that cannot be realized in a 2D system with the same symmetries. We discuss candidate surface states - non-Abelian Quantum Hall states which, when realized in 2D, have $sigma_{xy}=1/2$ and hence break $mathcal T$ symmetry. However, by constructing an exactly soluble 3D lattice model, we show they can be realized as $mathcal T$ symmetric surface states. The corresponding 3D phases are confined, and have $theta=pi$ magnetoelectric response. Two candidate states have the same 12 particle topological order, the (Read-Moore) Pfaffian state with the neutral sector reversed, which we term T-Pfaffian topological order, but differ in their $mathcal T$ transformation. Although we are unable to connect either of these states directly to the superconducting TI surface, we argue that one of them describes the 3D TI surface, while the other differs from it by a bosonic topological phase. We also discuss the 24 particle Pfaffian-antisemion topological order (which can be connected to the superconducting TI surface) and demonstrate that it can be realized as a $mathcal T$ symmetric surface state.



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Following over a decade of intense efforts to enable major progress in spintronics devices and quantum information technology by means of materials in which the electronic structure exhibits non-trivial topological properties, three key challenges are still unresolved. First, the identification of topological band degeneracies that are generically rather than accidentally located at the Fermi level. Second, the ability to easily control such topological degeneracies. And third, to identify generic topological degeneracies in large, multi-sheeted Fermi surfaces. Combining de Haas - van Alphen spectroscopy with density functional theory and band-topology calculations, we report here that the non-symmorphic symmetries in ferromagnetic MnSi generate nodal planes (NPs), which enforce topological protectorates (TPs) with substantial Berry curvatures at the intersection of the NPs with the Fermi surface (FS) regardless of the complexity of the FS. We predict that these TPs will be accompanied by sizeable Fermi arcs subject to the direction of the magnetization. Deriving the symmetry conditions underlying topological NPs, we show that the 1651 magnetic space groups comprise 7 grey groups and 26 black-and-white groups with topological NPs, including the space group of ferromagnetic MnSi. Thus, the identification of symmetry-enforced TPs on the FS of MnSi that may be controlled with a magnetic field suggests the existence of similar properties, amenable for technological exploitation, in a large number of materials.
In addition to possessing fractional statistics, anyon excitations of a 2D topologically ordered state can realize symmetry in distinct ways , leading to a variety of symmetry enriched topological (SET) phases. While the symmetry fractionalization must be consistent with the fusion and braiding rules of the anyons, not all ostensibly consistent symmetry fractionalizations can be realized in 2D systems. Instead, certain `anomalous SETs can only occur on the surface of a 3D symmetry protected topological (SPT) phase. In this paper we describe a procedure for determining whether an SET of a discrete, onsite, unitary symmetry group $G$ is anomalous or not. The basic idea is to gauge the symmetry and expose the anomaly as an obstruction to a consistent topological theory combining both the original anyons and the gauge fluxes. Utilizing a result of Etingof, Nikshych, and Ostrik, we point out that a class of obstructions are captured by the fourth cohomology group $H^4( G, ,U(1))$, which also precisely labels the set of 3D SPT phases, with symmetry group $G$. We thus establish a general bulk-boundary correspondence between the anomalous SET and the 3d bulk SPT whose surface termination realizes it. We illustrate this idea using the chiral spin liquid ($U(1)_2$) topological order with a reduced symmetry $mathbb{Z}_2 times mathbb{Z}_2 subset SO(3)$, which can act on the semion quasiparticle in an anomalous way. We construct exactly solved 3d SPT models realizing the anomalous surface terminations, and demonstrate that they are non-trivial by computing three loop braiding statistics. Possible extensions to anti-unitary symmetries are also discussed.
We study the spontaneous breaking of rotational symmetry in the helical surface state of three-dimensional topological insulators due to strong electron-electron interactions, focusing on time-reversal invariant nematic order. Owing to the strongly spin-orbit coupled nature of the surface state, the nematic order parameter is linear in the electron momentum and necessarily involves the electron spin, in contrast with spin-degenerate nematic Fermi liquids. For a chemical potential at the Dirac point (zero doping), we find a first-order phase transition at zero temperature between isotropic and nematic Dirac semimetals. This extends to a thermal phase transition that changes from first to second order at a finite-temperature tricritical point. At finite doping, we find a transition between isotropic and nematic helical Fermi liquids that is second order even at zero temperature. Focusing on finite doping, we discuss various observable consequences of nematic order, such as anisotropies in transport and the spin susceptibility, the partial breakdown of spin-momentum locking, collective modes and induced spin fluctuations, and non-Fermi liquid behavior at the quantum critical point and in the nematic phase.
Motivated by recent photoemission experiments on the surface of topological insulators we compute the spectrum of driven topological surface excitations in the presence of an external light source. We completely characterize the spectral function of these non-equilibrium electron excitations for both linear and circular polarizations of the incident light. We find that in the latter case, the circularly polarized light gaps out the surface states, whereas linear polarization gives rise to an anisotropic metal with multiple Dirac cones. We compare the sizes of the gaps with recent pump-probe photoemission measurements and find good agreement. We also identify theoretically several new features in the time-dependent spectral function, such as shadow Dirac cones.
The issue on the effect of interactions in topological states concerns not only interacting topological phases but also novel symmetry-breaking phases and phase transitions. Here we study the interaction effect on Majorana zero modes (MZMs) bound to a square vortex lattice in two-dimensional (2D) topological superconductors. Under the neutrality condition, where single-body hybridization between MZMs is prohibited by an emergent symmetry, a minimal square-lattice model for MZMs can be faithfully mapped to a quantum spin model, which has no sign problem in the world-line quantum Monte Carlo simulation. Guided by an insight from a further duality mapping, we demonstrate that the interaction induces a Majorana stripe state, a gapped state spontaneously breaking lattice translational and rotational symmetries, as opposed to the previously conjectured topological quantum criticality. Away from neutrality, a mean-field theory suggests a quantum critical point induced by hybridization.
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