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Local in time master equations with memory effects: Applicability and interpretation

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 Added by J. Piilo
 Publication date 2012
  fields Physics
and research's language is English




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Non-Markovian local in time master equations give a relatively simple way to describe the dynamics of open quantum systems with memory effects. Despite their simple form, there are still many misunderstandings related to the physical applicability and interpretation of these equations. Here we clarify these issues both in the case of quantum and classical master equations. We further introduce the concept of a classical non-Markov chain signified through negative jump rates in the chain configuration.



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Do phenomenological master equations with memory kernel always describe a non-Markovian quantum dynamics characterized by reverse flow of information? Is the integration over the past states of the system an unmistakable signature of non-Markovianity? We show by a counterexample that this is not always the case. We consider two commonly used phenomenological integro-differential master equations describing the dynamics of a spin 1/2 in a thermal bath. By using a recently introduced measure to quantify non-Markovianity [H.-P. Breuer, E.-M. Laine, and J. Piilo, Phys. Rev. Lett. 103, 210401 (2009)] we demonstrate that as far as the equations retain their physical sense, the key feature of non-Markovian behavior does not appear in the considered memory kernel master equations. Namely, there is no reverse flow of information from the environment to the open system. Therefore, the assumption that the integration over a memory kernel always leads to a non-Markovian dynamics turns out to be vulnerable to phenomenological approximations. Instead, the considered phenomenological equations are able to describe time-dependent and uni-directional information flow from the system to the reservoir associated to time-dependent Markovian processes.
The study of open quantum systems often relies on approximate master equations derived under the assumptions of weak coupling to the environment. However when the system is made of several interacting subsystems such a derivation is in many cases very hard. An alternative method, employed especially in the modelling of transport in mesoscopic systems, consists in using {it local} master equations containing Lindblad operators acting locally only on the corresponding subsystem. It has been shown that this approach however generates inconsistencies with the laws of thermodynamics. In this paper we demonstrate that using a microscopic model of local master equations based on repeated collisions all thermodynamic inconsistencies can be resolved by correctly taking into account the breaking of global detailed balance related to the work cost of maintaining the collisions. We provide examples based on a chain of quantum harmonic oscillators whose ends are connected to thermal reservoirs at different temperatures. We prove that this system behaves precisely as a quantum heat engine or refrigerator, with properties that are fully consistent with basic thermodynamics.
Local master equations are a widespread tool to model open quantum systems, especially in the context of many-body systems. These equations, however, are believed to lead to thermodynamic anomalies and violation of the laws of thermodynamics. In contrast, here we rigorously prove that local master equations are consistent with thermodynamics and its laws without resorting to a microscopic model, as done in previous works. In particular, we consider a quantum system in contact with multiple baths and identify the relevant contributions to the total energy, heat currents and entropy production rate. We show that the second law of thermodynamics holds when one considers the proper expression we derive for the heat currents. We confirm the results for the quantum heat currents by using a heuristic argument that connects the quantum probability currents with the energy currents, using an analogous approach as in classical stochastic thermodynamics. We finally use our results to investigate the thermodynamic properties of a set of quantum rotors operating as thermal devices and show that a suitable design of three rotors can work as an absorption refrigerator or a thermal rectifier. For the machines considered here, we also perform an optimisation of the system parameters using an algorithm of reinforcement learning.
Master equations are a useful tool to describe the evolution of open quantum systems. In order to characterize the mathematical features and the physical origin of the dynamics, it is often useful to consider different kinds of master equations for the same system. Here, we derive an exact connection between the time-local and the integro-differential descriptions, focusing on the class of commutative dynamics. The use of the damping-basis formalism allows us to devise a general procedure to go from one master equation to the other and vice-versa, by working with functions of time and their Laplace transforms only. We further analyze the Lindbladian form of the time-local and the integro-differential master equations, where we account for the appearance of different sets of Lindbladian operators. In addition, we investigate a Redfield-like approximation, that transforms the exact integro-differential equation into a time-local one by means of a coarse graining in time. Besides relating the structure of the resulting master equation to those associated with the exact dynamics, we study the effects of the approximation on Markovianity. In particular, we show that, against expectation, the coarse graining in time can possibly introduce memory effects, leading to a violation of a divisibility property of the dynamics.
The quantum master equation is a widespread approach to describing open quantum system dynamics. In this approach, the effect of the environment on the system evolution is entirely captured by the dynamical generator, providing a compact and versatile description. However, care needs to be taken when several noise processes act simultaneously or the Hamiltonian evolution of the system is modified. Here, we show that generators can be added at the master equation level without compromising physicality only under restrictive conditions. Moreover, even when adding generators results in legitimate dynamics, this does not generally correspond to the true evolution of the system. We establish a general condition under which direct addition of dynamical generators is justified, showing that it is ensured under weak coupling and for settings where the free system Hamiltonian and all system-environment interactions commute. In all other cases, we demonstrate by counterexamples that the exact evolution derived microscopically cannot be guaranteed to coincide with the dynamics naively obtained by adding the generators.
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