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Improving Query Representations for Dense Retrieval with Pseudo Relevance Feedback

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 Added by HongChien Yu
 Publication date 2021
and research's language is English




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Dense retrieval systems conduct first-stage retrieval using embedded representations and simple similarity metrics to match a query to documents. Its effectiveness depends on encoded embeddings to capture the semantics of queries and documents, a challenging task due to the shortness and ambiguity of search queries. This paper proposes ANCE-PRF, a new query encoder that uses pseudo relevance feedback (PRF) to improve query representations for dense retrieval. ANCE-PRF uses a BERT encoder that consumes the query and the top retrieved documents from a dense retrieval model, ANCE, and it learns to produce better query embeddings directly from relevance labels. It also keeps the document index unchanged to reduce overhead. ANCE-PRF significantly outperforms ANCE and other recent dense retrieval systems on several datasets. Analysis shows that the PRF encoder effectively captures the relevant and complementary information from PRF documents, while ignoring the noise with its learned attention mechanism.



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Recently, the retrieval models based on dense representations have been gradually applied in the first stage of the document retrieval tasks, showing better performance than traditional sparse vector space models. To obtain high efficiency, the basic structure of these models is Bi-encoder in most cases. However, this simple structure may cause serious information loss during the encoding of documents since the queries are agnostic. To address this problem, we design a method to mimic the queries on each of the documents by an iterative clustering process and represent the documents by multiple pseudo queries (i.e., the cluster centroids). To boost the retrieval process using approximate nearest neighbor search library, we also optimize the matching function with a two-step score calculation procedure. Experimental results on several popular ranking and QA datasets show that our model can achieve state-of-the-art results.
Pseudo-relevance feedback mechanisms, from Rocchio to the relevance models, have shown the usefulness of expanding and reweighting the users initial queries using information occurring in an initial set of retrieved documents, known as the pseudo-relevant set. Recently, dense retrieval -- through the use of neural contextual language models such as BERT for analysing the documents and queries contents and computing their relevance scores -- has shown a promising performance on several information retrieval tasks still relying on the traditional inverted index for identifying documents relevant to a query. Two different dense retrieval families have emerged: the use of single embedded representations for each passage and query (e.g. using BERTs [CLS] token), or via multiple representations (e.g. using an embedding for each token of the query and document). In this work, we conduct the first study into the potential for multiple representation dense retrieval to be enhanced using pseudo-relevance feedback. In particular, based on the pseudo-relevant set of documents identified using a first-pass dense retrieval, we extract representative feedback embeddings (using KMeans clustering) -- while ensuring that these embeddings discriminate among passages (based on IDF) -- which are then added to the query representation. These additional feedback embeddings are shown to both enhance the effectiveness of a reranking as well as an additional dense retrieval operation. Indeed, experiments on the MSMARCO passage ranking dataset show that MAP can be improved by upto 26% on the TREC 2019 query set and 10% on the TREC 2020 query set by the application of our proposed ColBERT-PRF method on a ColBERT dense retrieval approach.
Most research on pseudo relevance feedback (PRF) has been done in vector space and probabilistic retrieval models. This paper shows that Transformer-based rerankers can also benefit from the extra context that PRF provides. It presents PGT, a graph-based Transformer that sparsifies attention between graph nodes to enable PRF while avoiding the high computational complexity of most Transformer architectures. Experiments show that PGT improves upon non-PRF Transformer reranker, and it is at least as accurate as Transformer PRF models that use full attention, but with lower computational costs.
Recent advances in dense retrieval techniques have offered the promise of being able not just to re-rank documents using contextualised language models such as BERT, but also to use such models to identify documents from the collection in the first place. However, when using dense retrieval approaches that use multiple embedded representations for each query, a large number of documents can be retrieved for each query, hindering the efficiency of the method. Hence, this work is the first to consider efficiency improvements in the context of a dense retrieval approach (namely ColBERT), by pruning query term embeddings that are estimated not to be useful for retrieving relevant documents. Our proposed query embeddings pruning reduces the cost of the dense retrieval operation, as well as reducing the number of documents that are retrieved and hence require to be fully scored. Experiments conducted on the MSMARCO passage ranking corpus demonstrate that, when reducing the number of query embeddings used from 32 to 3 based on the collection frequency of the corresponding tokens, query embedding pruning results in no statistically significant differences in effectiveness, while reducing the number of documents retrieved by 70%. In terms of mean response time for the end-to-end to end system, this results in a 2.65x speedup.
We address the role of a user in Contextual Named Entity Retrieval (CNER), showing (1) that user identification of important context-bearing terms is superior to automated approaches, and (2) that further gains are possible if the user indicates the relative importance of those terms. CNER is similar in spirit to List Question answering and Entity disambiguation. However, the main focus of CNER is to obtain user feedback for constructing a profile for a class of entities on the fly and use that to retrieve entities from free text. Given a sentence, and an entity selected from that sentence, CNER aims to retrieve sentences that have entities similar to query entity. This paper explores obtaining term relevance feedback and importance weighting from humans in order to improve a CNER system. We report our findings based on the efforts of IR researchers as well as crowdsourced workers.

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