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ROPE: Reading Order Equivariant Positional Encoding for Graph-based Document Information Extraction

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 Added by Chen-Yu Lee
 Publication date 2021
and research's language is English




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Natural reading orders of words are crucial for information extraction from form-like documents. Despite recent advances in Graph Convolutional Networks (GCNs) on modeling spatial layout patterns of documents, they have limited ability to capture reading orders of given word-level node representations in a graph. We propose Reading Order Equivariant Positional Encoding (ROPE), a new positional encoding technique designed to apprehend the sequential presentation of words in documents. ROPE generates unique reading order codes for neighboring words relative to the target word given a word-level graph connectivity. We study two fundamental document entity extraction tasks including word labeling and word grouping on the public FUNSD dataset and a large-scale payment dataset. We show that ROPE consistently improves existing GCNs with a margin up to 8.4% F1-score.

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Document-level relation extraction aims to extract relations among entities within a document. Different from sentence-level relation extraction, it requires reasoning over multiple sentences across a document. In this paper, we propose Graph Aggregation-and-Inference Network (GAIN) featuring double graphs. GAIN first constructs a heterogeneous mention-level graph (hMG) to model complex interaction among different mentions across the document. It also constructs an entity-level graph (EG), based on which we propose a novel path reasoning mechanism to infer relations between entities. Experiments on the public dataset, DocRED, show GAIN achieves a significant performance improvement (2.85 on F1) over the previous state-of-the-art. Our code is available at https://github.com/DreamInvoker/GAIN .
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