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Hybrid Spherical- and Planar-Wave Channel Modeling and DCNN-powered Estimation for Terahertz Ultra-massive MIMO Systems

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 Added by Yuhang Chen
 Publication date 2021
and research's language is English




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The Terahertz band is envisioned to meet the demanding 100 Gbps data rates for 6G wireless communications. Aiming at combating the distance limitation problem with low hardware-cost, ultra-massive MIMO with hybrid beamforming is promising. However, relationships among wavelength, array size and antenna spacing give rise to the inaccuracy of planar-wave channel model (PWM), while an enlarged channel matrix dimension leads to excessive parameters of applying spherical-wave channel model (SWM). Moreover, due to the adoption of hybrid beamforming, channel estimation (CE) needs to recover high-dimensional channels from severely compressed channel observation. In this paper, a hybrid spherical- and planar-wave channel model (HSPM) is investigated and proved to be accurate and efficient by adopting PWM within subarray and SWM among subarray. Furthermore, a two-phase HSPM CE mechanism is developed. A deep convolutional-neural-network (DCNN) is designed in the first phase for parameter estimation of reference subarrays, while geometric relationships of the remaining channel parameters between reference subarrays are leveraged to complete CE in the second phase. Extensive numerical results demonstrate the HSPM is accurate at various communication distances, array sizes and carrier frequencies.The DCNN converges fast and achieves high accuracy with 5.2 dB improved normalized-mean-square-error compared to literature methods, and owns substantially low complexity.



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Terahertz (THz) communication is widely considered as a key enabler for future 6G wireless systems. However, THz links are subject to high propagation losses and inter-symbol interference due to the frequency selectivity of the channel. Massive multiple-input multiple-output (MIMO) along with orthogonal frequency division multiplexing (OFDM) can be used to deal with these problems. Nevertheless, when the propagation delay across the base station (BS) antenna array exceeds the symbol period, the spatial response of the BS array varies across the OFDM subcarriers. This phenomenon, known as beam squint, renders narrowband combining approaches ineffective. Additionally, channel estimation becomes challenging in the absence of combining gain during the training stage. In this work, we address the channel estimation and hybrid combining problems in wideband THz massive MIMO with uniform planar arrays. Specifically, we first introduce a low-complexity beam squint mitigation scheme based on true-time-delay. Next, we propose a novel variant of the popular orthogonal matching pursuit (OMP) algorithm to accurately estimate the channel with low training overhead. Our channel estimation and hybrid combining schemes are analyzed both theoretically and numerically. Moreover, the proposed schemes are extended to the multi-antenna user case. Simulation results are provided showcasing the performance gains offered by our design compared to standard narrowband combining and OMP-based channel estimation.
We consider a cell-free hybrid massive multiple-input multiple-output (MIMO) system with $K$ users and $M$ access points (APs), each with $N_a$ antennas and $N_r< N_a$ radio frequency (RF) chains. When $Kll M{N_a}$, efficient uplink channel estimation and data detection with reduced number of pilots can be performed based on low-rank matrix completion. However, such a scheme requires the central processing unit (CPU) to collect received signals from all APs, which may enable the CPU to infer the private information of user locations. We therefore develop and analyze privacy-preserving channel estimation schemes under the framework of differential privacy (DP). As the key ingredient of the channel estimator, two joint differentially private noisy matrix completion algorithms based respectively on Frank-Wolfe iteration and singular value decomposition are presented. We provide an analysis on the tradeoff between the privacy and the channel estimation error. In particular, we show that the estimation error can be mitigated while maintaining the same privacy level by increasing the payload size with fixed pilot size; and the scaling laws of both the privacy-induced and privacy-independent error components in terms of payload size are characterized. Simulation results are provided to further demonstrate the tradeoff between privacy and channel estimation performance.
186 - Jingbo Tan , Linglong Dai 2021
Terahertz (THz) communication is considered to be a promising technology for future 6G network. To overcome the severe attenuation and relieve the high power consumption, massive MIMO with hybrid precoding has been widely considered for THz communication. However, accurate wideband channel estimation is challenging in THz massive MIMO systems. The existing wideband channel estimation schemes based on the ideal assumption of common sparse channel support will suffer from a severe performance loss due to the beam split effect. In this paper, we propose a beam split pattern detection based channel estimation scheme to realize reliable wideband channel estimation. Specifically, a comprehensive analysis on the angle-domain sparse structure of the wideband channel is provided by considering the beam split effect. Based on the analysis, we define a series of index sets called as beam split patterns, which are proved to have a one-to-one match to different physical channel directions. Inspired by this one-to-one match, we propose to estimate the physical channel direction by exploiting beam split patterns at first. Then, the sparse channel supports at different subcarriers can be obtained by utilizing a support detection window. This support detection window is generated by expanding the beam split pattern which is determined by the obtained physical channel direction. The above estimation procedure will be repeated path by path until all path components are estimated. The proposed scheme exploits the wideband channel property implied by the beam split effect, which can significantly improve the channel estimation accuracy. Simulation results show that the proposed scheme is able to achieve higher accuracy than existing schemes.
Due to the power consumption and high circuit cost in antenna arrays, the practical application of massive multipleinput multiple-output (MIMO) in the sixth generation (6G) and future wireless networks is still challenging. Employing lowresolution analog-to-digital converters (ADCs) and hybrid analog and digital (HAD) structure is two low-cost choice with acceptable performance loss. In this paper, the combination of the mixedADC architecture and HAD structure employed at receiver is proposed for direction of arrival (DOA) estimation, which will be applied to the beamforming tracking and alignment in 6G. By adopting the additive quantization noise model, the exact closedform expression of the Cramer-Rao lower bound (CRLB) for the HAD architecture with mixed-ADCs is derived. Moreover, the closed-form expression of the performance loss factor is derived as a benchmark. In addition, to take power consumption into account, energy efficiency is also investigated in our paper. The numerical results reveal that the HAD structure with mixedADCs can significantly reduce the power consumption and hardware cost. Furthermore, that architecture is able to achieve a better trade-off between the performance loss and the power consumption. Finally, adopting 2-4 bits of resolution may be a good choice in practical massive MIMO systems.
193 - Xiuhong Wei , Linglong Dai 2021
Extremely large-scale massive MIMO (XL-MIMO) is a promising technique for future 6G communications. The sharp increase of BS antennas leads to the unaffordable channel estimation overhead. Existing low-overhead channel estimation schemes are based on the far-field or near-field channel model. However, the far-field or near-field channel model mismatches the practical XL-MIMO channel feature, where some scatters are in the far-field region while others may locate in the near-field region, i.e., hybrid-field channel. Thus, existing far-field and near-field channel estimation schemes cannot be directly used to accurately estimate the hybrid-field XL-MIMO channel. To solve this problem, we propose an efficient hybrid-field channel estimation scheme by accurately modeling the XL-MIMO channel. Specifically, we firstly reveal the hybrid-field channel feature of the XL-MIMO channel. Then, we propose a hybrid-field channel model to capture this feature, which contains both the far-field and near-field path components. Finally, we propose a hybrid-field channel estimation scheme, where the far-field and near-field path components are respectively estimated. Simulation results show the proposed scheme performs better than existing schemes.
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