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Rate-Splitting Multiple Access for Multi-Antenna Joint Radar and Communications

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 Added by Chengcheng Xu
 Publication date 2021
and research's language is English




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Dual-Functional Radar-Communication (DFRC) system is an essential and promising technique for beyond 5G. In this work, we propose a powerful and unified multi-antenna DFRC transmission framework, where an additional radar sequence is transmitted apart from communication streams to enhance radar beampattern matching capability, and Rate-Splitting Multiple Access (RSMA) is adopted to better manage the interference. RSMA relies on multi-antenna Rate-Splitting (RS) with Successive Interference Cancellation (SIC) receivers, and the split and encoding of messages into common and private streams. We design the message split and the precoders of the radar sequence and communication streams to jointly maximize the Weighted Sum Rate (WSR) and minimize the radar beampattern approximation Mean Square Error (MSE) subject to the per antenna power constraint. An iterative algorithm based on Alternating Direction Method of Multipliers (ADMM) is developed to solve the problem. Numerical results first show that RSMA-assisted DFRC achieves a better tradeoff between WSR and beampattern approximation than Space-Division Multiple Access (SDMA)-assisted DFRC with or without radar sequence, and other simpler radar-communication strategies using orthogonal resources. We also show that the RSMA-assisted DFRC frameworks with and without radar sequence achieve the same tradeoff performance. This is because that the common stream is better exploited in the proposed framework. The common stream of RSMA fulfils the triple function of managing interference among communication users, managing interference between communication and radar, and beampattern approximation. Therefore, by enabling RSMA in DFRC, the system performance is enhanced while the system architecture is simplified since there is no need to use additional radar sequence and SIC. We conclude that RSMA is a more powerful multiple access for DFRC.



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Rate-Splitting Multiple Access (RSMA), relying on multi-antenna Rate-Splitting (RS) techniques, has emerged as a powerful strategy for multi-user multi-antenna systems. In this paper, RSMA is introduced as a unified multiple access for multi-antenna radar-communication (RadCom) system, where the base station has a dual communication and radar capability to simultaneously communicate with downlink users and probe detection signals to azimuth angles of interests. Using RS, messages are split into common and private parts, then encoded into common and private streams before being precoded and transmitted. We design the message split and the precoders for this RadCom system such that the Weighted Sum Rate (WSR) is maximized and the transmit beampattern is approximated to the desired radar beampattern under an average transmit power constraint at each antenna. We then propose a framework based on Alternating Direction Method of Multipliers (ADMM) to solve the complicated non-convex optimization problem. Results highlight the benefits of RSMA to unify RadCom transmissions and to manage the interference among radar and communications, over the conventional Space-Division Multiple Access (SDMA) technique.
In order to further exploit the potential of joint multi-antenna radar-communication (RadCom) system, we propose two transmission techniques respectively based on separated and shared antenna deployments. Both techniques are designed to maximize the weighted sum rate (WSR) and the probing power at targets location under average power constraints at the antennas such that the system can simultaneously communicate with downlink users and detect the target within the same frequency band. Based on a Weighted Minimized Mean Square Errors (WMMSE) method, the separated deployment transmission is designed via semidefinite programming (SDP) while the shared deployment problem is solved by majorization-minimization (MM) algorithm. Numerical results show that the shared deployment outperforms the separated deployment in radar beamforming. The tradeoffs between WSR and probing power at target are compared among both proposed transmissions and two practically simpler dual-function implementations i.e., time division and frequency division. Results show that although the separated deployment enables spectrum sharing, it experiences a performance loss compared with frequency division, while the shared deployment outperforms both and surpasses time division in certain conditions.
Rate-splitting multiple access (RSMA) is a general multiple access scheme for downlink multi-antenna systems embracing both classical spatial division multiple access and more recent non-orthogonal multiple access. Finding a linear precoding strategy that maximizes the sum spectral efficiency of RSMA is a challenging yet significant problem. In this paper, we put forth a novel precoder design framework that jointly finds the linear precoders for the common and private messages for RSMA. Our approach is first to approximate the non-smooth minimum function part in the sum spectral efficiency of RSMA using a LogSumExp technique. Then, we reformulate the sum spectral efficiency maximization problem as a form of the log-sum of Rayleigh quotients to convert it into a tractable non-convex optimization problem. By interpreting the first-order optimality condition of the reformulated problem as an eigenvector-dependent nonlinear eigenvalue problem, we reveal that a leading eigenvector is a local optimal solution. To find the leading eigenvector, we propose a computationally efficient algorithm inspired by a power iteration method. Simulation results show that the proposed RSMA transmission strategy provides significant improvement in the sum spectral efficiency compared to the state-of-the-art RSMA transmission methods, while requiring considerably less computational complexity.
Due to spectrum scarcity, the coexistence of radar and wireless communication has gained substantial research interest recently. Among many scenarios, the heterogeneouslydistributed joint radar-communication system is promising due to its flexibility and compatibility of existing architectures. In this paper, we focus on a heterogeneous radar and communication network (HRCN), which consists of various generic radars for multiple target tracking (MTT) and wireless communications for multiple users. We aim to improve the MTT performance and maintain good throughput levels for communication users by a well-designed resource allocation. The problem is formulated as a Bayesian Cramer-Rao bound (CRB) based minimization subjecting to resource budgets and throughput constraints. The formulated nonconvex problem is solved based on an alternating descent-ascent approach. Numerical results demonstrate the efficacy of the proposed allocation scheme for this heterogeneous network.
Rate-splitting multiple access (RSMA) is a promising technique for downlink multi-antenna communications owning to its capability of enhancing the system performance in a wide range of network loads, user deployments and channel state information at the transmitter (CSIT) inaccuracies. In this paper, we investigate the achievable rate performance of RSMA in a multi-user multiple-input single-output (MU-MISO) network where only slow-varying statistical channel state information (CSI) is available at the transmitter. RSMA-based statistical beamforming and the split of the common stream is optimized with the objective of maximizing the minimum user rate subject to a sum power budget of the transmitter. Two statistical CSIT scenarios are investigated, namely the Rayleigh fading channels with only spatial correlations known at the transmitter, and the uniform linear array (ULA) deployment with only channel amplitudes and mean of phase known at the transmitter. Numerical results demonstrate the explicit max min fairness (MMF) rate gain of RSMA over space division multiple access (SDMA) in both scenarios. Moreover, we demonstrate that RSMA is more robust to the inaccuracy of statistical CSIT.
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