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Learning Accurate and Interpretable Decision Rule Sets from Neural Networks

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 Added by Litao Qiao
 Publication date 2021
and research's language is English




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This paper proposes a new paradigm for learning a set of independent logical rules in disjunctive normal form as an interpretable model for classification. We consider the problem of learning an interpretable decision rule set as training a neural network in a specific, yet very simple two-layer architecture. Each neuron in the first layer directly maps to an interpretable if-then rule after training, and the output neuron in the second layer directly maps to a disjunction of the first-layer rules to form the decision rule set. Our representation of neurons in this first rules layer enables us to encode both the positive and the negative association of features in a decision rule. State-of-the-art neural net training approaches can be leveraged for learning highly accurate classification models. Moreover, we propose a sparsity-based regularization approach to balance between classification accuracy and the simplicity of the derived rules. Our experimental results show that our method can generate more accurate decision rule sets than other state-of-the-art rule-learning algorithms with better accuracy-simplicity trade-offs. Further, when compared with uninterpretable black-box machine learning approaches such as random forests and full-precision deep neural networks, our approach can easily find interpretable decision rule sets that have comparable predictive performance.



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Artificial neural networks (ANNs) are commonly labelled as black-boxes, lacking interpretability. This hinders human understanding of ANNs behaviors. A need exists to generate a meaningful sequential logic for the production of a specific output. Decision trees exhibit better interpretability and expressive power due to their representation language and the existence of efficient algorithms to generate rules. Growing a decision tree based on the available data could produce larger than necessary trees or trees that do not generalise well. In this paper, we introduce two novel multivariate decision tree (MDT) algorithms for rule extraction from an ANN: an Exact-Convertible Decision Tree (EC-DT) and an Extended C-Net algorithm to transform a neural network with Rectified Linear Unit activation functions into a representative tree which can be used to extract multivariate rules for reasoning. While the EC-DT translates the ANN in a layer-wise manner to represent exactly the decision boundaries implicitlylearned by the hidden layers of the network, the Extended C-Net inherits the decompositional approach from EC-DT and combines with a C5 tree learning algorithm to construct the decision rules. The results suggest that while EC-DT is superior in preserving the structure and the accuracy of ANN, Extended C-Net generates the most compact and highly effective trees from ANN. Both proposed MDT algorithms generate rules including combinations of multiple attributes for precise interpretation of decision-making processes.
We propose a novel training method to integrate rules into deep learning, in a way their strengths are controllable at inference. Deep Neural Networks with Controllable Rule Representations (DeepCTRL) incorporates a rule encoder into the model coupled with a rule-based objective, enabling a shared representation for decision making. DeepCTRL is agnostic to data type and model architecture. It can be applied to any kind of rule defined for inputs and outputs. The key aspect of DeepCTRL is that it does not require retraining to adapt the rule strength -- at inference, the user can adjust it based on the desired operation point on accuracy vs. rule verification ratio. In real-world domains where incorporating rules is critical -- such as Physics, Retail and Healthcare -- we show the effectiveness of DeepCTRL in teaching rules for deep learning. DeepCTRL improves the trust and reliability of the trained models by significantly increasing their rule verification ratio, while also providing accuracy gains at downstream tasks. Additionally, DeepCTRL enables novel use cases such as hypothesis testing of the rules on data samples, and unsupervised adaptation based on shared rules between datasets.
Graph neural networks (GNNs) have achieved great success on various tasks and fields that require relational modeling. GNNs aggregate node features using the graph structure as inductive biases resulting in flexible and powerful models. However, GNNs remain hard to interpret as the interplay between node features and graph structure is only implicitly learned. In this paper, we propose a novel method called Kedge for explicitly sparsifying the underlying graph by removing unnecessary neighbors. Our key idea is based on a tractable method for sparsification using the Hard Kumaraswamy distribution that can be used in conjugation with any GNN model. Kedge learns edge masks in a modular fashion trained with any GNN allowing for gradient based optimization in an end-to-end fashion. We demonstrate through extensive experiments that our model Kedge can prune a large proportion of the edges with only a minor effect on the test accuracy. Specifically, in the PubMed dataset, Kedge learns to drop more than 80% of the edges with an accuracy drop of merely 2% showing that graph structure has only a small contribution in comparison to node features. Finally, we also show that Kedge effectively counters the over-smoothing phenomena in deep GNNs by maintaining good task performance with increasing GNN layers.
Arguably the key reason for the success of deep neural networks is their ability to autonomously form non-linear combinations of the input features, which can be used in subsequent layers of the network. The analogon to this capability in inductive rule learning is to learn a structured rule base, where the inputs are combined to learn new auxiliary concepts, which can then be used as inputs by subsequent rules. Yet, research on rule learning algorithms that have such capabilities is still in their infancy, which is - we would argue - one of the key impediments to substantial progress in this field. In this position paper, we want to draw attention to this unsolved problem, with a particular focus on previous work in predicate invention and multi-label rule learning
Deep neural networks (DNNs) are powerful black-box predictors that have achieved impressive performance on a wide variety of tasks. However, their accuracy comes at the cost of intelligibility: it is usually unclear how they make their decisions. This hinders their applicability to high stakes decision-making domains such as healthcare. We propose Neural Additive Models (NAMs) which combine some of the expressivity of DNNs with the inherent intelligibility of generalized additive models. NAMs learn a linear combination of neural networks that each attend to a single input feature. These networks are trained jointly and can learn arbitrarily complex relationships between their input feature and the output. Our experiments on regression and classification datasets show that NAMs are more accurate than widely used intelligible models such as logistic regression and shallow decision trees. They perform similarly to existing state-of-the-art generalized additive models in accuracy, but can be more easily applied to real-world problems.

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