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Register a new userNon-parallel Flat Portions on the Boundaries of Numerical Ranges of 4-by-4 Nilpotent Matrices
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The 4-by-4 nilpotent matrices the numerical ranges of which have non-parallel flat portions on their boundary that are on lines equidistant from the origin are characterized. Their numerical ranges are always symmetric about a line through the origin and all possible angles between the lines containing the flat portions are attained.
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A complete description of 4-by-4 matrices $begin{bmatrix}alpha I & C D & beta Iend{bmatrix}$, with scalar 2-by-2 diagonal blocks, for which the numerical range is the convex hull of two non-concentric ellipses is given. This result is obtained by reduction to the leading special case in which $C-D^*$ also is a scalar multiple of the identity. In particular cases when in addition $alpha-beta$ is real or pure imaginary, the results take an especially simple form. An application to reciprocal matrices is provided.
The higher rank numerical ranges of generic matrices are described in terms of the components of their Kippenhahn curves. Cases of tridiagonal (in particular, reciprocal) 2-periodic matrices are treated in more detail.
The notion of dichotomous matrices is introduced as a natural generalization of essentially Hermitian matrices. A criterion for arrowhead matrices to be dichotomous is established, along with necessary and sufficient conditions for such matrices to be unitarily irreducible. The Gau--Wu number (i.e., the maximal number $k(A)$ of orthonormal vectors $x_j$ such that the scalar products $langle Ax_j,x_jrangle$ lie on the boundary of the numerical range of $A$) is computed for a class of arrowhead matrices $A$ of arbitrary size, including dichotomous ones. These results are then used to completely classify all $4times4$ matrices according to the values of their Gau--Wu numbers.
This note is to indicate the new sphere of applicability of the method developed by Mlak as well as by the author. Restoring those ideas is summoned by current developments concerning $K$-spectral sets on numerical ranges.
We describe here the higher rank numerical range, as defined by Choi, Kribs and Zyczkowski, of a normal operator on an infinite dimensional Hilbert space in terms of its spectral measure. This generalizes a result of Avendano for self-adjoint operators. An analogous description of the numerical range of a normal operator by Durszt is derived for the higher rank numerical range as an immediate consequence. It has several interesting applications. We show using Durszts example that there exists a normal contraction $T$ for which the intersection of the higher rank numerical ranges of all unitary dilations of $T$ contains the higher rank numerical range of $T$ as a proper subset. Finally, we strengthen and generalize a result of Wu by providing a necessary and sufficient condition for the higher rank numerical range of a normal contraction being equal to the intersection of the higher rank numerical ranges of all possible unitary dilations of it.
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