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Power Scaling Law Analysis and Phase Shift Optimization of RIS-aided Massive MIMO Systems with Statistical CSI

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 Added by Cunhua Pan
 Publication date 2020
and research's language is English




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This paper considers an uplink reconfigurable intelligent surface (RIS)-aided massive multiple-input multiple-output (MIMO) system with statistical channel state information (CSI). The RIS is deployed to help conventional massive MIMO networks serve the users in the dead zone. We consider the Rician channel model and exploit the long-time statistical CSI to design the phase shifts of the RIS, while the maximum ratio combination (MRC) technique is applied for the active beamforming at the base station (BS) relying on the instantaneous CSI. Firstly, we reveal the power scaling laws and derive the closed-form expressions for the uplink achievable rate which holds for arbitrary numbers of base station (BS) antennas. Based on the theoretical expressions, we discuss the rate performance under some special cases and provide the average asymptotic rate when using random phase shifts. Then, we consider the sum-rate maximization and the minimum user rate maximization problems by optimizing the phase shifts at the RIS. However, these two optimization problems are challenging to solve due to the complicated data rate expression. To solve these problems, we propose a novel genetic algorithm (GA) with low complexity but can achieve considerable performance. Finally, extensive simulations are provided to validate the benefits by integrating RIS into conventional massive MIMO systems. Besides, our simulations demonstrate the feasibility of deploying large-size but low-resolution RIS in massive MIMO systems.



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113 - Kangda Zhi , Cunhua Pan , Hong Ren 2021
This paper investigates the reconfigurable reflecting surface (RIS)-aided multiple-input-single-output (MISO) systems with imperfect channel state information (CSI), where RIS-related channels are modeled by Rician fading. Considering the overhead and complexity in practical systems, we employ the low-complexity maximum ratio combining (MRC) beamforming at the base station (BS), and configure the phase shifts of the RIS based on long-term statistical CSI. Specifically, we first estimate the overall channel matrix based on the linear minimum mean square error (LMMSE) estimator, and evaluate the performance of MSE and normalized MSE (NMSE). Then, with the estimated channel, we derive the closed-form expressions of the ergodic rate. The derived expressions show that with Rician RIS-related channels, the rate can maintain at a non-zero value when the transmit power is scaled down proportionally to $1/M$ or $1/N^2$, where $M$ and $N$ are the number of antennas and reflecting elements, respectively. However, if all the RIS-related channels are fully Rayleigh, the transmit power of each user can only be scaled down proportionally to $1/sqrt{M}$ or $1/N$. Finally, numerical results verify the promising benefits from the RIS to traditional MISO systems.
We consider the channel estimation problem in point-to-point reconfigurable intelligent surface (RIS)-aided millimeter-wave (mmWave) MIMO systems. By exploiting the low-rank nature of mmWave channels in the angular domains, we propose a non-iterative Two-stage RIS-aided Channel Estimation (TRICE) framework, where every stage is formulated as a multidimensional direction-of-arrival (DOA) estimation problem. As a result, our TRICE framework is very general in the sense that any efficient multidimensional DOA estimation solution can be readily used in every stage to estimate the associated channel parameters. Numerical results show that the TRICE framework has a lower training overhead and a lower computational complexity, as compared to benchmark solutions.
A reconfigurable intelligent surface (RIS) can shape the radio propagation environment by virtue of changing the impinging electromagnetic waves towards any desired directions, thus, breaking the general Snells reflection law. However, the optimal control of the RIS requires perfect channel state information (CSI) of the individual channels that link the base station (BS) and the mobile station (MS) to each other via the RIS. Thereby super-resolution channel (parameter) estimation needs to be efficiently conducted at the BS or MS with CSI feedback to the RIS controller. In this paper, we adopt a two-stage channel estimation scheme for RIS-aided millimeter wave (mmWave) MIMO systems without a direct BS-MS channel, using atomic norm minimization to sequentially estimate the channel parameters, i.e., angular parameters, angle differences, and products of propagation path gains. We evaluate the mean square error of the parameter estimates, the RIS gains, the average effective spectrum efficiency bound, and average squared distance between the designed beamforming and combining vectors and the optimal ones. The results demonstrate that the proposed scheme achieves super-resolution estimation compared to the existing benchmark schemes, thus offering promising performance in the subsequent data transmission phase.
A reconfigurable intelligent surface (RIS) can shape the radio propagation by passively changing the directions of impinging electromagnetic waves. The optimal control of the RIS requires perfect channel state information (CSI) of all the links connecting the base station (BS) and the mobile station (MS) via the RIS. Thereby the channel (parameter) estimation at the BS/MS and the related message feedback mechanism are needed. In this paper, we adopt a two-stage channel estimation scheme for the RIS-aided millimeter wave (mmWave) MIMO channels using an iterative reweighted method to sequentially estimate the channel parameters. We evaluate the average spectrum efficiency (SE) and the RIS beamforming gain of the proposed scheme and demonstrate that it achieves high-resolution estimation with the average SE comparable to that with perfect CSI.
This article aims to reduce huge pilot overhead when estimating the reconfigurable intelligent surface (RIS) relayed wireless channel. Motivated by the compelling grasp of deep learning in tackling nonlinear mapping problems, the proposed approach only activates a part of RIS elements and utilizes the corresponding cascaded channel estimate to predict another part. Through a synthetic deep neural network (DNN), the direct channel and active cascaded channel are first estimated sequentially, followed by the channel prediction for the inactive RIS elements. A three-stage training strategy is developed for this synthetic DNN. From simulation results, the proposed deep learning based approach is effective in reducing the pilot overhead and guaranteeing the reliable estimation accuracy.
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